Council on Accreditation - Outpatient Mental Health Services

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Outpatient Mental Health Services
DEFINITION
Outpatient Mental Health Services address mental health symptoms,
diagnoses, and associated functional impairments; help manage
co-occurring health and substance use conditions that interact with and
affect the mental health presentation; and provide support for psychosocial
adjustments related to life cycle issues, including: birth and death; trauma;
aging; marriage; divorce; parenting; intergenerational conflicts; reintegration
challenges for service members and veterans; and adult, child, and family
relations.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Research Note: Individuals receiving Outpatient Mental Health Services
commonly have co-occurring mental health, substance use, medical, and
other conditions that require attention within the context of mental health
care. Outpatient mental health services should be designed and organized
to address individual needs. Research indicates that co-occurring disorders
are common and should be addressed routinely in core mental health
services, not primarily through parallel collaborative services or specialized
programs.
Note: Outpatient Mental Health Services are distinct from Counseling,
Support and Education Services (CSE), which emphasize personal growth,
development and situational change.
Note: Organizations providing only Diagnosis, Assessment, and Referral
Services will complete MH 1, MH 2, MH 4, MH 8, MH 9, and MH 11.
Note: Organizations providing only Clinical Counseling Services will
complete MH 1, MH 2, MH 3, MH 4, MH 5, MH 8, MH 9, MH 10, and MH 11.
Note: Please see MH Reference List and Veterans and Service Members
Reference List - Private for a list of resources that informed the
development of these standards.
Table of Evidence
Self-Study Evidence
-

-

Provide an overview of the different programs being accredited
under this section. The overview should describe:
a. the program's service philosophy and approach to delivering
services;
b. eligibility criteria;
c. any unique or special services provided to specific populations;
and
d. major funding streams.
If elements of the service (e.g., assessments) are provided by

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Outpatient Mental Health Services

-

-

-

contract with outside programs or through participation in a formal,
coordinated service delivery system, provide a list that identifies the
providers and the service components for which they are responsible.
Do not include services provided by referral.
Provide any other information you would like the peer review team to
know about these programs.
A demographic profile of persons and families served by the
programs being reviewed under this service section with percentages
representing the following:
a. racial and ethnic characteristics;
b. gender;
c. age;
d. major religious groups; and
e. major language groups
As applicable, a list of groups or classes including, for each group or
class:
a. the type of activity/group;
b. whether the activity/group is short-term or ongoing;
c. how often the activity/group is offered;
d. the average number of participants per session of the
activity/group, in the last month; and
e. the total number of participants in the activity/group, in the last
month
A list of any programs that were opened, merged with other
programs or services, or closed
A list or description of program outcomes and outputs being
measured

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

On-Site Evidence
No On-Site Evidence
On-Site Activities
No On-Site Activities

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Outpatient Mental Health Services
MH 1: Screening and Intake
The organization's screening and intake practices ensure that individuals
receive prompt and responsive access to appropriate services.

Table of Evidence
Self-Study Evidence
-

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Screening and intake procedures

On-Site Evidence
No On-Site Evidence
On-Site Activities
-

-

Interview:
a. Clinical or program director
b. Relevant personnel
c. Individuals or families served
Review case records

MH 1.01
Individuals are screened at intake and informed about:
a. how well the individual's request matches the organization's services;
and
b. what services will be available and when.

NA Another organization is responsible for screening, as defined in a
contract.
(FP) MH 1.02
Prompt, responsive intake practices:
a. ensure equitable treatment;
b. give priority to urgent needs and emergency situations;
c. facilitate the identification of individuals and families with co-occurring
conditions and multiple needs;
d. support access to an integrated assessment process;
e. support timely initiation of services; and
f. provide for placement on a waiting list, if applicable.
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Outpatient Mental Health Services
Interpretation: Urgent situations include those in which an individual has a
child in the child welfare system and should be considered for priority in
treatment.
Research Note: Screening processes should be designed to facilitate
access for and identification of individuals who present for mental health
services and have co-occurring substance use, medical, and other
conditions.
Research Note: Literature indicates that schools are the primary setting for
the identification of children and youth with mental health conditions.
Organizations that serve children and youth should collaborate with
school-based and primary health settings to identify children and youth in
need and facilitate access to services as early as possible.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

MH 1.03
Applicants who cannot be served, or cannot be served promptly, are
referred or connected to appropriate resources.
NA The organization accepts all clients.

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Outpatient Mental Health Services
MH 2: Assessment
Individuals participate in an individualized, integrated, strengths-based,
family-focused, culturally responsive assessment.

Note: Refer to the Assessment Matrix - Private, Public, Canadian, Network
for additional assessment criteria. The elements of the matrix can be
tailored according to the needs of specific individuals or service design.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Table of Evidence
Self-Study Evidence
-

Assessment procedures
List of standardized assessment tools used

On-Site Evidence
-

Copies of any standardized assessment tools used

On-Site Activities
-

-

Interview:
a. Clinical or program director
b. Relevant personnel
c. Individuals or families served
Review case records

MH 2.01
The information gathered for assessments is strengths-based,
comprehensive, directed at concerns identified in the initial screening, and
limited to material pertinent for meeting service requests and objectives.

MH 2.02
Each person receives an individualized, integrated biopsychosocial
assessment, including a summary of symptoms and a diagnosis based on a
standardized diagnostic tool.
Interpretation: Standardized diagnostic tools may include the current
Diagnostic and Statistical Manual of Mental Disorders of the American
Psychiatric Association, the International Statistical Classification of
Diseases and Related Health Problems (ICD), or another comparable
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Outpatient Mental Health Services
standardized diagnostic tool.
Purpose
Assessments are completed within timeframes established by the
organization and are updated periodically. Organizations should review
state Medicaid plans or other third party reimbursement requirements to
ensure they are meeting required timeframes.

Research Note: Literature indicates that children in foster care have high
rates of mental health conditions, which can often be difficult to detect. Due
to the many life changes they experience, multiple, ongoing assessment
may be necessary as they adjust to a new situation.

Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

MH 2.03
Individuals are assessed for the presence of co-occurring mental health and
substance use conditions.

MH 2.04
Assessments are conducted in a culturally responsive manner to identify
resources that can increase service participation and support achievement
of agreed upon goals.
Interpretation: Culturally responsive assessments can include attention to
geographic location, language of choice, and the person's religious, racial,
ethnic, and cultural background, and military status. Other important factors
that contribute to a responsive assessment include attention to age, sexual
orientation, and developmental level.

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Outpatient Mental Health Services
MH 3: Service Planning and Monitoring
Each individual or family participates in the development and ongoing
review of a service plan that is the basis for delivery of appropriate services
and support.
NA The organization provides Diagnosis, Assessment, and Referral
Services only.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Table of Evidence
Self-Study Evidence
-

Service planning and monitoring procedures

On-Site Evidence
-

Documentation of case review

On-Site Activities
-

Interview:
a. Clinical or program director
b. Relevant personnel
c. Individuals or families served

MH 3.01
A service plan is developed in a timely manner with the full participation of
the service recipient, and expedited service-planning is available when
crisis or urgent need is identified.
Interpretation: Service planning is conducted so that the individual retains
as much personal responsibility and self-determination as possible and
desired. Individuals with limited ability in making independent choices
receive help with making or learning to make decisions. When the service
recipient is a minor, or an adult under the care of a guardian, the
organization should follow applicable state laws or regulations requiring
involvement or consent of service recipients' legal guardians.
Research Note: Literature suggests that client involvement should support
active communication of ideas, goals, and feelings so individuals can be
successful and satisfied in their chosen environment. When clients make
choices and use supports and skills to achieve goals, self esteem, greater
independence, self mastery, and positive outcomes increase.

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Outpatient Mental Health Services
Note: Organizations should review state Medicaid plans or other third party
reimbursement requirements to ensure they are meeting required
timeframes for completing service plans.
MH 3.02
The service plan is based on the assessment, and includes:
a. agreed upon goals, desired outcomes, and timeframes for achieving
them;
b. services and supports to be provided, and by whom; and
c. the service recipient's signature.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Note: For service members, veterans, and their families, the service plan
should also clearly outline which services will be provided on the installation
or Veterans Affairs facility, when appropriate to the needs and wishes of the
client. Research has shown that this population is often unsure of the
services to which they are entitled and how to navigate military care
systems. The clinician should take an active role in navigating these care
systems when possible.
MH 3.03
During service planning the organization explains:
a. available options;
b. how the organization can support the achievement of desired outcomes;
and
c. the benefits, alternatives, and risks or consequences of planned
services.

MH 3.04
The service plan addresses, as appropriate:
a. unmet service and support needs;
b. possibilities for maintaining and strengthening family relationships; and
c. the need for support of the individual's or family's informal social
network.
Research Note: Family is an important resource for assistance to and
support of individuals with mental illness. Research has demonstrated an
association between family support and likelihood of relapse.
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Outpatient Mental Health Services
Note: While the involvement of family and significant others can support the
development of an effective, individualized service plan, Medicaid requires
that all goals, services and interventions be for the exclusive benefit of the
client.
MH 3.05
The worker and a supervisor, or a clinical, service, or peer team, review the
case quarterly to assess:
a. service plan implementation;
b. progress toward achieving service goals and desired outcomes; and
c. the continuing appropriateness of the agreed upon service goals.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Interpretation: Experienced workers may conduct reviews of their own
cases. In such cases, the worker's supervisor reviews a sample of the
worker's evaluations as per the requirements of the standard.
Timeframes for review should be adjusted depending upon: issues and
needs of persons receiving services and frequency and intensity of services
provided.

MH 3.06
The worker and service recipient or legal guardian regularly review progress
toward achievement of agreed upon goals and sign revisions to service
goals and plans.

MH 3.07
Family members and significant others, as appropriate and with the consent
of the individual are advised of ongoing progress and invited to participate in
case conferences.
Interpretation: The organization facilitates the participation of family and
significant others by, for example, helping arrange transportation, and
including them in scheduling decisions.

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Outpatient Mental Health Services
MH 4: Service Philosophy, Modalities, and Interventions
The service philosophy:
a. sets forth a logical approach for how program activities and interventions
will meet the needs of service recipients;
b. guides the development and implementation of program activities and
services based on the best available evidence of service effectiveness;
and
c. outlines the service modalities and interventions that personnel may
employ.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Interpretation: A program model or logic model can be a useful tool to help
staff think systematically about how the program can make a measureable
difference by drawing a clear connection between the service population's
needs, available resources, program activities and interventions, program
outputs, and desired outcomes.

Table of Evidence
Self-Study Evidence
-

Include service philosophy in the Narrative
Procedures for use of non-traditional or unconventional practices
Table of contents of training curricula
Policies for prohibited interventions

On-Site Evidence
-

Documentation of training

On-Site Activities
-

-

Interview:
a. Clinical or program director
b. Relevant personnel
c. Individuals or families served
Review case records

MH 4.01
The program is guided by a philosophy that provides a logical basis for the
services and support to be delivered to individuals, based on program goals
and the best available evidence of service effectiveness.

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Outpatient Mental Health Services
(FP) MH 4.02
If the organization permits the use of service modalities and interventions it
defines as non-traditional or unconventional, it:
a. explains any benefits, risks, side effects, and alternatives to the service
recipient or a legal guardian;
b. obtains the written, informed consent of the individual or his/her legal
guardian;
c. ensures that personnel receive sufficient training, and/or certification
when it is available; and
d. monitors the use and effectiveness of such interventions.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Interpretation: Examples of non-traditional and unconventional service
modalities or interventions include, but are not limited to: hypnosis,
acupuncture, and modalities or interventions that involve physical contact,
such as massage therapy.
NA The organization does not permit non-traditional or unconventional
modalities or interventions.
(FP) MH 4.03
Organization policy prohibits:
a. corporal punishment;
b. the use of aversive stimuli;
c. interventions that involve withholding nutrition or hydration or that inflict
physical or psychological pain;
d. the use of demeaning, shaming, or degrading language or activities;
e. forced physical exercise to eliminate behaviors;
f. unwarranted use of invasive procedures or activities as a disciplinary
action;
g. punitive work assignments;
h. punishment by peers; and
i. group punishment or discipline for individual behavior.

NA The organization provides Diagnosis, Assessment, and Referral
Services only.
(FP) MH 4.04
An intervention is discontinued immediately if it produces adverse side
effects or is deemed unacceptable according to prevailing professional

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Outpatient Mental Health Services
standards.
Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

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Outpatient Mental Health Services
MH 5: Clinical Counseling Services
Counseling Services:
a.
b.
c.
d.

provide an appropriate level and intensity of support and treatment;
recognize individual and family values and goals;
accommodate variations in life style; and
emphasize personal growth, development, and situational change.

NA The organization provides Diagnosis, Assessment, and Referral
Services only.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Table of Evidence
Self-Study Evidence
-

A description of services

On-Site Evidence
-

Procedures for evaluating level and intensity of care

On-Site Activities
-

-

Interview:
a. Clinical or program director
b. Relevant personnel
c. Individuals or families served
Review case records

MH 5.01
Personnel engage and motivate individuals and families by demonstrating:
a. sensitivity to the needs and personal goals of the service recipient;
b. a non-threatening manner;
c. respect for the person's autonomy, confidentiality, socio-cultural values,
personal goals, life style choices, and complex family interactions;
d. flexibility; and
e. appropriate boundaries.

MH 5.02
Therapeutic and educational interventions may include individual, family, or
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Outpatient Mental Health Services
group therapy and self-help referrals and are:
a. based on research or clinical practice guidelines where they exist; and
b. matched with the assessed needs, age, developmental level, and
personal goals of the service recipient.

MH 5.03
Personnel assist service recipients to:

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

a. explore and clarify the concern or issue;
b. voice the goals she or he wishes to achieve;
c. identify successful coping or problem-solving strategies based on the
individual's strengths, formal and informal supports, and preferred
solutions; and
d. realize ways of maintaining and generalizing the individual's gains.
Research Note: Research suggests the most successful interventions are
those driven by the client's goals and utilizing the client's strengths, coping
mechanisms, and support networks. Assisting individuals and families to
identify the concern that brought them into treatment, their goals for
treatment, and the tools they have to successfully accomplish their goals
leads to greater self sufficiency and fewer treatment needs in the future.

(FP) MH 5.04
If a service recipient is a trauma survivor or a victim of violence, abuse or
neglect, the organization provides:
a.
b.
c.
d.
e.

a protection or safety plan, as needed;
more intensive services;
trauma-informed care;
more frequent monitoring of progress toward service goals; and
a referral.

Interpretation: Service members and veterans who are trauma survivors
may need services uniquely tailored to their needs. Service members and
veterans often experience a complex nexus of post-traumatic stress
disorder (PTSD), depression, traumatic brain injury (TBI), substance abuse,
and intimate partner violence.
Research Note: Literature suggests that victims of violence should undergo
an early assessment, and interventions should focus first on basic needs

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Outpatient Mental Health Services
such as survival, food, safety, and shelter.
Purpose
MH 5.05
Clinical personnel:
a. determine the need for a different level or intensity of care;
b. follow up when an evaluation for psychotropic medications is
recommended;
c. use written criteria for determining when the involvement of a psychiatrist
is indicated; and
d. coordinate care with other service providers, including substance use
and primary health care providers, when appropriate and with the
individual's consent.

Council on Accreditation - Copyright 2015

Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

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Outpatient Mental Health Services
MH 6: Mental Health Services
Mental health services provide goal-directed, psychosocial treatment and
support.
NA The organization provides Clinical Counseling Services only.
NA The organization provides Diagnosis, Assessment, and Referral
Services only.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Table of Evidence
Self-Study Evidence
-

A description of services
Crisis planning procedures

On-Site Evidence
-

Copies of agreements with cooperating service providers

On-Site Activities
-

-

Interview:
a. Clinical or program director
b. Relevant personnel
c. Individuals or families served
Review case records

MH 6.01
Illness management and psycho-education interventions include:
a.
b.
c.
d.
e.
f.

information about the nature of the illness;
illness self-management;
coping skills training;
medication education;
peer support or self-help activities; and
relapse prevention.

Research Note: Literature suggests that gaining control of symptoms and
relapse episodes is critical to achieving recovery goals. Education about
mental illness can facilitate a sense of control of one's life and help
establish a collaborative relationship with a provider. The five core skills
individuals need for effective illness self-management include: problem
solving, decision making, resource utilization, developing a client-provider
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Outpatient Mental Health Services
relationship, and taking action.
Purpose
MH 6.02
The organization works with service recipients to identify and use natural
resources and peer support in creating a supportive community.
Research Note: Research suggests that individuals with mental illness who
have larger, more satisfactory support networks report better quality of life.

Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

(FP) MH 6.03
Individuals and involved family members participate in the development of a
crisis plan and an advanced mental health directive consistent with
applicable law or regulation, when appropriate.
Interpretation: Advanced mental health directives, also known as
advanced psychiatric directives, enable a person with a mental illness to
make decisions about the mental health care they want to receive when
they may be incapacitated. Advanced directives go into effect if the person
is unable to make decisions for him/herself, and are revocable. Advanced
directives frequently address preferences for hospitals, medications,
specific interventions, and designation of a person to make decisions about
their care.

MH 6.04
With the individual's consent, families or significant others are offered
services including:
a.
b.
c.
d.
e.
f.

family psychoeducation;
emotional or family support and therapy;
linkage to community and support services to meet basic needs;
information, clinical guidance, support, or care coordination, as needed;
crisis intervention; and
self-help referrals.

Research Note: Some research suggests that individuals achieve better
outcomes when the family's needs for information, clinical guidance, and
support are met.

MH 6.05
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Outpatient Mental Health Services
Service recipients are linked with needed support services, including:
a.
b.
c.
d.
e.
f.
g.
h.
i.

supported housing;
supported employment;
medical care;
substance use treatment;
public benefits;
educational services;
child care;
respite care; and
peer support.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Research Note: The greatest need for many clients is housing. Literature
suggests that when clients' housing and other concrete needs are met, they
are better engaged in treatment.
Note: Service members and veterans should be linked to any services or
benefits for which they may be eligible, including Veterans Affairs health
services.
MH 6.06
The organization assists individuals with primary responsibility for children
to coordinate with:
a.
b.
c.
d.

child care providers;
the child welfare system;
courts; and
the school system, as needed.

Research Note: Research suggests that coordination with the child welfare
system is a crucial aspect of treatment for women with children involved
with the court system. To the extent possible, services should coordinate
treatment needs with court expectations. Treatment should be tailored to
promote both recovery and reunification by focusing on issues such as
parenting, housing, and case management along with identified goals for
recovery.

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Outpatient Mental Health Services
MH 7: Psychiatric and Medical Care and Support
A board-eligible psychiatrist or another qualified health practitioner is
responsible for the medical aspects of mental health services.
Interpretation: It is permissible under the standard to use a consulting
psychiatrist or a community mental health center for psychiatric
consultation, provided that the organization has a formal agreement.
Medical aspects include:
a. medication management;
b. review of complicated cases where co-occurring substance use, health,
and mental health conditions intersect;
c. organicity;
d. seizure disorders;
e. psychosomatic disorders; and
f. other medical and psychiatric related issues such as traumatic brain
injury.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

NA The organization provides Clinical Counseling Services only.
NA The organization provides Diagnosis, Assessment, and Referral
Services only.
Table of Evidence
Self-Study Evidence
-

Procedures for determining when psychiatric involvement is
necessary

On-Site Evidence
No On-Site Evidence
On-Site Activities
-

-

Interview:
a. Clinical or program director
b. Psychiatrist
c. Relevant personnel
d. Individuals or families served
Review case records

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Outpatient Mental Health Services
MH 8: Co-Occurring Mental Health and Substance Use
Conditions
Individuals with co-occurring mental health and substance use conditions
receive coordinated, integrated treatment to promote long enough and
sufficient treatment participation to support recovery and reduce the need
for hospitalization.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Table of Evidence
Self-Study Evidence
-

A description of services

On-Site Evidence
-

Copies of agreements with cooperating service providers

On-Site Activities
-

-

Interview:
a. Clinical or program director
b. Relevant personnel
c. Individuals or families served
Review case records

MH 8.01
Service providers engage individuals to identify any barriers to receiving
integrated services.

MH 8.02
Individuals diagnosed as having co-occurring mental health and substance
use conditions receive integrated treatment either directly or through active
involvement with a cooperating service provider.
Research Note: The presence of a substance use and mental health
condition can make diagnosis and treatment significantly more difficult,
resulting in poorer treatment outcomes. Research has demonstrated that
integrated treatment is the most effective method for this service population.
Treatment should be individualized, motivating, and comprehensive to
accommodate the wide range of treatment needs.
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Outpatient Mental Health Services
NA The organization provides Diagnosis, Assessment, and Referral
Services only.

Purpose

Note: Organizations that treat mental health conditions are expected to
have the core capability to address co-occurring substance use conditions.
An organization that has a specialized outpatient co-occurring disorder
treatment program must also complete Services for Substance Use
Conditions, recognizing that the substance use standards may need to be
adapted for specialized core services provided within the context of
outpatient mental health services.

Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

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Outpatient Mental Health Services
MH 9: Case Closing
Case closing is a planned, orderly process.

Table of Evidence
Self-Study Evidence
-

Case closing procedures

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

On-Site Evidence
-

Procedures that address continuation of services for persons whose
third-party benefits have ended
Review contract with public authority, as applicable

On-Site Activities
-

-

Interview:
a. Clinical or program director
b. Relevant personnel
c. Individuals or families served
Review case records

MH 9.01
Planning for case closing:
a. is clearly defined and includes assignment of staff responsibility;
b. begins at intake; and
c. involves service recipients, family members or a legal guardian, and
others, as appropriate.

MH 9.02
Upon case closing, the organization notifies any collaborating service
providers, including the courts, as appropriate.

MH 9.03
When a person's third-party benefits or payments end, the organization
determines its responsibility to provide services until appropriate
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Outpatient Mental Health Services
arrangements are made, and, if termination or withdrawal of service is
probable due to non-payment, the organization works with the person or
family to identify other service options.
Interpretation: The organization must determine on a case-by-case basis
its responsibility to continue providing services to persons whose third-party
benefits have ended and who are in critical situations.
NA The organization does not receive third-party benefits or payments for
service.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

MH 9.04
If an individual is asked to leave the program, the organization makes every
effort to link the person with appropriate services.

MH 9.05
The organization that has a contract with a public authority informs the
public body of the case closing evaluation findings and assessment of
unmet needs, in writing, as appropriate to the contract and with the
permission of the person or legal guardian.
NA The organization does not have a relevant contract with a public
authority.

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Outpatient Mental Health Services
MH 10: Aftercare and Follow-Up
The organization and the service recipient work together to develop an
aftercare plan, and follow-up occurs when possible and appropriate.
Interpretation: While the decision to develop an aftercare plan is based on
the wishes of the service recipient, unless aftercare is mandated, the
organization is expected to be strongly proactive with respect to aftercare
planning.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

NA The organization provides Diagnosis, Assessment, and Referral
Services only.
Table of Evidence
Self-Study Evidence
-

Aftercare procedures

On-Site Evidence
No On-Site Evidence
On-Site Activities
-

-

Interview:
a. Supervisors
b. Relevant personnel
Review case records

MH 10.01
Aftercare plans are developed sufficiently in advance of case closing to
ensure an orderly transition.

MH 10.02
Aftercare plans identify services needed or desired by the person and
specify steps for obtaining these services.

MH 10.03
The organization takes the initiative to explore suitable resources and

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Outpatient Mental Health Services
contact service providers when appropriate.
Purpose
MH 10.04
The organization follows up on the aftercare plan, as appropriate, when
possible, and with the permission of the service recipient.
Interpretation: Reasons why follow-up may not be appropriate include, but
are not limited to, cases where the person's participation is involuntary, or
where there may be a risk to the service recipient such as in cases of
domestic violence.

Council on Accreditation - Copyright 2015

Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Page 25

Outpatient Mental Health Services
MH 11: Personnel
Clinical personnel are qualified to provide counseling and mental health
services.

Table of Evidence
Self-Study Evidence
-

-

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Program staffing chart that includes lines of supervision
List of program personnel that includes:
a. name;
b. title;
c. degree held and/or other credentials;
d. FTE or volunteer;
e. length of service at the organization;
f. time in current position
Table of contents of training curricula
Procedures and criteria used for assigning and evaluating workloads

On-Site Evidence
-

Documentation of training
Job descriptions
Training curricula
Documentation of workload assessment

On-Site Activities
-

-

Interview:
a. Supervisors
b. Relevant personnel
Review case records

MH 11.01
Clinical personnel and personnel who conduct assessments are competent,
qualified by education, training, supervised experience, licensure or the
equivalent, and able to recognize individuals and families with special
needs.

MH 11.02

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Outpatient Mental Health Services
Supervisors of clinical personnel are qualified, in addition, by an advanced
degree, training in supervision and at least two years of supervised
experience providing mental health services.
Related: TS 3

MH 11.03
A senior clinician who provides supervision or training has received formal
education on topics including:
a.
b.
c.
d.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

psychosocial functioning;
assessment skills and intervention strategies;
mobilization of individual and/or family strengths; and
the role of social, economic, and environmental factors in the
development and resolution of personal and family problems.

MH 11.04
Clinical personnel include one or more professionals with an advanced
degree and a specialty in clinical practice who serve in at least one of the
following roles:
a. direct service provider;
b. supervisor; or
c. case consultant.

MH 11.05
Clinical personnel have the knowledge, skills, and support to:
a. identify the needs of exploited, abused, and neglected children and
adults;
b. understand child development and individual and family functioning;
c. engage difficult to reach, traumatized, or disengaged individuals and
families;
d. work with individuals with co-occurring health, mental health, and
substance use conditions; and
e. collaborate with other disciplines and services.
Interpretation: When the organization serves military or veteran

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Outpatient Mental Health Services
populations, it is essential that staff have the competencies needed to
effectively support and assist service members, veterans, and their families,
including sufficient knowledge regarding: military culture, values, policies,
structure, terminology, unique barriers to service, traumas and signature
injuries, co-occurring conditions, effective and evidence-based
interventions, applicable regulations, benefits, and other relevant issues.
When providers possess the requisite military competency, they are
capable of supporting improved communication and more effective care.
Signature injuries and co-occurring conditions include post-traumatic stress
disorder (PTSD), depression, traumatic brain injury (TBI), substance abuse,
and intimate partner violence. Personnel serving military and veteran
populations should have the competencies to identify, assess, and develop
a treatment plan for these injuries and conditions.

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

MH 11.06
Clinical personnel receive training on:
a. evidence based practices and other relevant emerging bodies of
knowledge;
b. psychosocial and ecological or person-in-environment perspectives;
c. understanding the impact of mental illness, including stigma and
labeling, on the individual and his or her family or significant others;
d. the importance of establishing a strong bond with the person receiving
services;
e. crisis intervention;
f. criteria used to determine the need for the involvement of a psychiatrist;
and
g. recognizing the presence of co-occurring mental health, health, and
substance use conditions, as well as integrated services available to
meet treatment needs.
Related: TS 1, TS 2
Interpretation: Ecological or person-in-environment perspectives view
social, economic, and environmental factors as critical in the development
and resolution of personal and family problems. Factors may include:
a.
b.
c.
d.

poverty and lack of employment opportunities;
local mores;
language and cultural differences; and
folk medicine and traditional healing processes.

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Outpatient Mental Health Services
MH 11.07
Clinical personnel workloads support the achievement of client outcomes,
are regularly reviewed, and are based on an assessment of the following:
a. the qualifications, competencies, and experience of the worker, including
the level of supervision needed;
b. the work and time required to accomplish assigned tasks and job
responsibilities; and
c. service volume, accounting for assessed level of needs of new and
current clients and referrals.

Council on Accreditation - Copyright 2015

Purpose
Individuals who receive Outpatient
Mental Health Services that target
goal-directed interventions for
diagnosable conditions make gains in
symptom reduction, improved
self-management, and restored or
enhanced daily functioning.

Page 29

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