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Download Brokerage Fraud PDF eBook

Published on June 2016 | Categories: Types, Books - Non-fiction, Self-Help | Downloads: 41 | Comments: 0



>>> Download Brokerage Fraud eBook <<< From Library Journal Stoneman, an attorney who specializes in securities cases, and Schulz, a former broker turned securities fraud consultant, have produced a guide to fraud in the securities industry for the individual investor. They describe the common types of misconduct, how to detect fraud, the actions to take, the role of regulatory bodies, and how arbitration works. Though the book includes two chapters on online trading and concludes with several chapters on choosing investments and financial advisers, it focuses on dealing with brokerage fraud; the authors even provide their phone numbers and web sites for prospective clients. The writing style is straightforward and somewhat informal, but a lot of technical information is provided. Because of its up-to-date coverage and moderate price, this book is recommended for all public libraries, even those with small investment collections. It is also appropriate as an introductory or supplemental offering in academic libraries supporting finance collections. Lawrence R. Maxted, Gannon Univ., Erie, PA Copyright 2001 Reed Business Information, Inc. Review "...you might do a favor for any friends who still use a stockbroker by giving them Brokerage Fraud" -- BusinessWeek, February 11,2002 The authors have taken the rules and regulations of the brokerage industry and put them in laymen?’s terms. -- Professor William C. Tyson, The Wharton School & The Law School of the University of Pennsylvania This book can save you thousands of dollars and loads of headaches! -- Jordan E. Goodman, author of Everyone's Money Book This book is a timely wake up call to the brokerage industry to clean up its ways. -- George D. Mullen, Vice President UBS PaineWebber Tracy Stoneman and Douglas Schulz certainly know what Wall Street brokerage firms wish you didn't. -- Evan Cooper, Editor-in-Chief, On Wall Street, Co-Author, Download Brokerage Fraud eBook - Click HERE!

— According to the SEC (Securities and Exchange commission) - reports of fraud involving online brokerages are on the rise. — The Savage Law Firm offers experienced and highly qualified attorney services to business owners, stock market investors, stockbrokers and brokerag... — Host Hotels & Resorts sued hotel brokerage Molinaro Koger, accusing the brokerage and its president, Rob Koger, of fraud in misrepresenting sal... — Online thieves were recently nabbed for 130 MILLION stolen credit cards. TradeKing CEO Don Montanaro recaps handy tips for online financial safety. — President Hugo Chavez said brokerages have committed fraud in currency transactions in a bid to weaken the bolivar to 10 per dollar. ... — A federal grand jury in Omaha, Neb., has indicted three individuals on charges of conspiracy, fraud and aggravated identity theft stemming from a h... — Secretary of State William F. Galvin charged brokerage Oppenheimer & Co. yesterday with fraud and unethical conduct in the sales of auction-rat...

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