Rand Forfeiture

Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 1 of 15 PageID 646
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
UNITED STATES OF AMERICA
v.
MARK ALBERT RAND (3)
§
§
§
§
§
No.3:09-CR-120-P
AMENDED PLEA AGREEMENT
The defendant, Mark Albert Rand, the defendant's attorney, and the United States
of America (the government), agree as follows:
1. Rights of the defendant: The defendant understands that he has the
rights:
a. to plead not guilty;
b. to have a trial by jury;
e. to have his guilt proven beyond a reasonable doubt;
d. to eonfront and cross-examine witnesses and to call witnesscs in his
defense; and
e. against compelled self-inerimination.
2. Waiver of rights and plea of guilty: The defendant waives these rights
and pleads guilty to the offenses alleged in Counts One, Two and Three of the
Information charging violations of 15 U.S.C. §§ 77q(a) and 77x, securities fi'aud, and to
waive his rights regarding forfeiture as deseribed below in paragraph 13. 'l'he defendant
PIca Agreement - Page I
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 2 of 15 PageID 647
understands the nature and elements of the crime to which he is pleading guilty, and
agrees that the factual resume he has signed is true and will be submitted as evidence.
3. Sentence: The maximum penalties the Court can impose include the
following penalties for each count:
a. imprisonment for a period not to exceed 5 years with the possible
maximum term of imprisonment of 15 years;
b. a fine not to exceed $ 250,000, for a total of$750,000 or twice any
pecuniary gain to the defendant or loss to the victim(s);
c. a term of supervised release of not more than 3 years, which may be
mandatory under the law and will follow any term of imprisonment.
If the defendant violates the conditions of supervised release, he
could be imprisoned for the entire term of supervised release;
d. a mandatory special assessment of$IOO.OO, for a total of$300;
e. restitution to victims, which may be mandatory under the law, and
which the defendant agrees may include restitution arising from all
relevant conduct, not limited to that arising from the offenses of
conviction alone;
f costs of incarceration and supervision; and
g. forfeiture of property.
4. Sentencing agreement: Pursuant to Rule II (c)( I)(C), the parties agree that a
sentence of no more than 135 - 168 months is the appropriate guideline or sentencing
range prior to any motion for downward departure pursuant to USSG 5K1.1, which may
be filed in the sale discretion of the government. If the Court accepts this plea agreement,
this provision is binding on the Court. Pursuant to Rule I l(c)(5), if the Court rejects this
plea agreement, the Court shall afford defendant Mark Albert Rand the opportunity to
withdraw his plea and advise the defendant that, if he persists in his guilty plea, the Court
Pica Agreement - Page 2
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 3 of 15 PageID 648
is not bound by the plea agreement and the disposition of the case may be less favorable
than that contemplated by the plea agreement.
5. Mandatory special assessment: Prior to sentencing the defendant agrees
to pay to the U.S. District Clerk the amount of$300.00, in satisfaction of the mandatory
special assessment in this case.
6. Defendant's agreement: The defendant shall give complete and truthful
information and/or testimony concerning his participation in the offenses of conviction
and all related conduct. Upon demand, the defendant shall submit a personal financial
statement under oath and submit to interviews by the government and the U.S. Probation
Office regarding his capacity to satisfy any fines or restitution.
7. Government's agreement: The government will not bring any additional
charges against the defendant based upon the conduct underlying and related to the
defendant's plea of guilty or any other matter currently known by the government. The
government will file a Supplement in this case, as is routinely done in every case, even
though there mayor may not be any additional terms. The government will dismiss, after
sentencing, any remaining charges in the pending indictment/information. This
agreement is limited to the United States Attorney's Office for the Northern District of
Texas and does not bind any other federal, state, or local prosecuting authorities, nor does
it prohibit any civil or administrative proceeding against the defendant or any property.
8. Violation of agreement: 'fhe defendant understands that ifhe violates any
provision of this agreement, or if his guilty plea is vacated or withdrawn, the government
will be free from any obligations of the agreement and free to prosecute the defendant for
Pica Agreement - Page 3
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 4 of 15 PageID 649
all offenses of which it has knowledge. In such event, the defendant waives any
objections based upon delay in prosecution. If the plea is vacated or withdrawn for any
reason other than a finding that it was involuntary, the defendant also waives objection to
the use against him of any information or statements he has provided to the government,
and any resulting leads.
10. Voluntary plea: This plea of guilty is freely and voluntarily made and is
not the result of force or threats, or of promises apart from those set forth in this plea
agreement. There have been no guarantees or promises from anyone as to what sentence
the Court will impose.
I I. Waiver of right to appeal or otherwise challenge sentence: The
defendant waives his rights, conferred by 28 U.S.C. § 1291 and 18 U.S.C. § 3742, to
appeal from his conviction and sentence. He further waives his right to contest his
conviction and sentence in any collateral proceeding, including proceedings under 28
U.S.C. § 2241 and 28 U.S.C. § 2255. The defendant, however, reserves the rights (a) to
bring a direct appeal of (i) a sentence exceeding the statutory maximum punishment, or
(ii) an arithmetic error at sentencing, (b) to challenge the voluntariness of his plea of
guilty or this waiver, and (e) to bring a claim of ineffective assistance of counsel.
12. Representation of counsel: 'The defendant has thoroughly reviewed all
legal and factual aspects of this case with his lawyer and is fully satisfied with that
lawyer's legal representation. The defendant has received from his lawyer explanations
satisfactory to him concerning each paragraph of this plea agreement, eaeh of his rights
affected by this agreement, and the alternatives available to him other than entering into
Plea Agreement - Page 4
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 5 of 15 PageID 650
this agreement. Beeause he eoneedes that he is guilty, and after eonferring with his
lawyer, the defendant has coneluded that it is in his best interest to enter into this plea
agreement and all its terms, rather than to proceed to trial in this case.
13. FORFEITURE AGREEMENT:
As part of this Plea Agreement, defendant Mark Albert Rand exprcssly agrees
and stipulates that he will immediately and voluntarily forfeit and turn over to the United
States of America (or its designee(s), including the United States Marshall Service, the
United States Postal Inspection Service, and the Federal Bureau of Investigation) all his
right, title, and interest in the following personal properties and money judgment on or
before the date of his rearraignment:
See Exhibit A, attached hereto, for a list of accounts and other personal property to
be forfeited in addition to the accounts and property previously seized by the government.
Defendant Mark Albert Rand avers that he is the owner of this property and
consents to its seizure or restraint by the Government or its dcsignee(s) described above.
The defendant agrees the Government or its designee(s) shall hold the property through
the conclusion of the criminal charges against him, including sentencing and all appeals,
for the purpose of forfeiture and/or application toward any restitution ordered paid by him
related to those criminal charges. The defendant agrees to forfeit all right, title, and
interest in this property to the Government. The defendant admits this property
constitutes or was derived from proceeds traceable to and/or and obtained directly as a
result of the scheme and the offenses described in Counts One, Two, and Three of the
Superseding Information, The defendant agrees this property is subjcct to forfeiture to
Pica Agreement - Page 5
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 6 of 15 PageID 651
the Government based on his convictions for those offenses and pursuant to 18 U.S.C.
981(a)(1)(C) and 28 U.S.C. 2461(c), as well as 18 U.S.c. 982(a)(2)(A). The defendant
consents to the entry of orders of forfeiture for this property and waives any requirements
of Rules 7. 32.2, and/or 43(a) of the Federal Rules of Criminal Proeedure regarding the
forfeiture proceedings (including notice of forfeiture in the Superseding Information).
The defendant acknowledges and understands that the forfeiture of this property is part of
the sentence which may be imposed in this case and waives any requirement of the Court
to advise him/her of the same pursuant to Rule I I(b)(1)(J) of the Federal Rules of
Criminal Procedure. The defendant agrees to provide truthful information and evidence
necessary for the government to effect the forfeiture of this property. The defendant
waives all challenges (constitutional, statutory, habeas, etc.) to the forfeiture of this
property and agrees to hold the government, its officers, agents, and employees harmless
fl'om any claims whatsoever in connection with the seizure, forfeiture, storage, or disposal
of this property. Further, the defendant agrees not to make a claim or assert any interest
in, contest, challenge, or appeal in any way the administrative, civil, or criminal forfeiture
to the United States of Amcrica of any property, real or personal, noted as subject to
forfeiture in the Superseding Indictment, Superseding Information, or any Bills of
Particulars, or seized or restrained by law enforcement agents during the investigation
related to the Superseding Indictment. lIe agrees this property is subject to forfeiture
pursuant to the applicable statutes, including 18 U.S.c. § 981(a)(1)(C) and 28 U.S.c. §
2461(c); 18 U.S.c. § 981(a)(1)(A); and 18 U.S.c. § 982(a)(I).
PIca Agreement - Page 6
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 7 of 15 PageID 652
14. Entirety of agreement: This document is a complete statement of the
parties' agreement and may not be modified unless the modification is in writing and
signed by all parties.
;0
AGREED TO AND SIGNED this 0 day of August, 2010.
Mark Albert Rand
Defendant
..,i "'\.i(i, .' .
l.c· •....... '-
f "'-
Nancy ()
Counsel Defendant"
JAMES T. JACKS
UNITED STATES ATTORNEY
<. . "'(i.-.·) <
.. D ..
Rhonda K. Roger(... )
Special Assistant United States Attorney
Texas State Bar No.17185950
1100 Commerce Street, Third Floor
Dallas, Texas 75242-1699
Tel: 512.305.8385
Fax: 512.305.8398
rhonda.rogers({i)usdoj .gov
ITOgers(cvssb.state.tx.us
.(\
Chad Meacham
Criminal Chief
.jL .
;F)
Date Mark Albert Rand
Defendant
I have read (or had read to me) this Plea Agreement and have carefully reviewed
every part of it with my attorney. I fully understand it and voluntarily agree to it.
___.·z.·t".·· ._.....
I am the defendant's counsel. I have carefully reviewed every part of this Plea
Agreement with the defendant. To my knowledge and belief, my client's decision to
enter into this Plea Agreement is an informed and voluntary one.
Nancy Kenhed
Attorney fJtl» endant
Date
Plea Agreement - Page 7
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 8 of 15 PageID 653
EXHIBIT A
Mark Rand's asset list (agreed to forfeit):
1967 Ferrari 275 gtb/4
1967 VW bus in California
Gibson Les Paul Guitar
Gibson Les Paul Guitar
1965 Fender Stratoscaster guitar
1960 Fender Stratocaster guitar
1969 Marshall amplifier
1969 Marshall amplifier
1969 Marshall amplifier
1965 Marshall amplifier cabinet
1965 Marshall amplifier cabinct
Picasso drawing and stand
S. Foujita Painting
Bottles of wine at Club 55 degrees in California (see attached list)
Approximately 25 cases of wine in Texas
.lade collection 7 pieces
mens diamond cross pendant
mens rolex watch
ladies harry winston watch
womens tennis bracelet
womens diamond earrings
womens wedding band and engagemcnt ring
mcns wedding band
mens gerard watch
antique bank vault door in Illinois
$79,439.25 in cashier's checks
08/17/2010
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 9 of 15 PageID 654
My
..
t:lub 55
0
Hello Marlo; Rand' 'ly;',tt.ount .
My Cellar: 55 Degrees (Investor View)
.,.....--........,
Overview j Wines: 134 BoWes: 455
Tolal Cos!: $0.00 Value: $49,979.16 Gain/Loss: $49,979.16 (100.00%)
f -ijs
CosUUnit Auction Ret<lil
Swilch View: !nyestor
GR
u
!
10/0212006
Dalla Valle Cabernet Sauvlgnon Estate 2003 (750 mil
Napa, California, Uniled Slales
n
•
0812412006
Harlan Estate 2002 (750 ml)
,
Napa, Ca!ffumia, United Slales
C
•
06107/2006
Dalla Valle Cabernet Sauvignon Estate 1996 (750 mil
,
Napa, California, United Slates

•
06fD7/2Q06
Dalla Valle Cabernet Sauvignon Casa Dana Valle 2003 (750 ml)
,
Napa, Caftfornia, United Slah:>s
I_I
•
05105{2oo6
Sloan 2002 (750 OIl)
,
Napa, California, Uni!ed Stales
!"
•
05102f2006
Harlan Estate The Maiden 2002 (750 ml)
Napa, Camomia, Uniled Siaies
i"'
•
11128/2005
Grace Family Vineyard Cabernet Sauyignon 2003 (750 mJ)
1 Napa, California, United Slates
I",
•
11/28/2005
Grace Family Vineyard Cabemet Sauvignon 2003 (1 L)
1 Napa, California, Uniled Stales
:',
!
04118/2005
Sloan 2001 (750 ml)
Napa, Califomia, Uniled Slaies
j"';
•
04/13/2005
Harlan Estate 2001 (750 ml)
,
Napa, Califomia, Uniled Slales
i...."
•
04/1312005
Harlan Estate The Malden 2001 (750 mt)
1 Nap.;, California, Slales
C •
03/23/2005
Bond Estate (Unstated) 2001 (750 mil
,
Napa, California, Stales
[!
•
03123/2005
Bond Estate The Matriarch 2001 (750 mil
,
Napa, CalFforn,a, United Slates

•
0312312005
Bond Estate The Matriarch 2001 {750 mil
Napa, California, United States
•
0311812005
Pride Mountain Vineyards Cabernet Sauyignon Reserve 2002 (750 ml)
,
Napa, Califomia, Unlled Stales
r .,
•
0311812005
Pride Mountain Vineyards Clare! Reserve 2002 {750 mIl
,
Napa, California, United States
[I
•
03/18/2005
Prlde Mountain Vineyards Sangiovese 2003 (500 mlJ
,
Sonoma, Carrfornia, Unlled Stales
j';
•
02/07/2005
Beringer Cabemet Franc Third century 2000 (750 mil
,
Napa, Cahrornia, United States
I',
•
Beringer Cabernet Sauvignon Howell MountaIn Rancho Del Oso
02/07/2005
Vineyard 2000 (750 ml)
Napa, Cali/om"fa, United Stales
"
02/07/2005
Sbragia Family Vineyards Chardonnay Home Ranch 2003 (750 mIl
Sonoma, California, United Slales
I ADD SELECTED WlNESTO TRAUSFER BIN i, ADD Alr.:'WltlES TO TRAriSFERB1N i
MI' Ceil6r . Reviews'
My Account Support· Contact Us
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Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 10 of 15 PageID 655
My Cellar
Club SSe
My Cellar 55 Degrees (Investor View)
Hello Mark Rand· My ACO'Jnt .
Overview I Wines: 134 Bo!t1es: 455
f'
Tolal Cost: $0.00 Valu!!: $49,979.16 Gainlloss: $49,979.16 (100.00%)
Cost/Unit Auction Retail
Switch Vial..... _.rnvestor
GR :_c"
(!
•
12107/2004
Beringer Cabernet Sauvignon St Helena Home Vineyard 2000 (750 rol)
,
Napa, California, IJnitcQStates
n
•
1210712004
Beringer Cabernet Sauvignon Steinhauer Vineyard 2000 (750 ml)
,
Napa. California. Slales
L
j
•
11/03/2004
Beringer Cabernet Sauvignon Private Reserve 2000 (750 mil
,
Napll, California. Stales
i:
•
Sbragia Family Vineyards Cabernet Sauvignon Rancho Del Oso 2001
1
11/03/2004
(750 mil
Napa, California, Uniled Slales
•
10/21/2004
Shafer Vineyards Cabernet Sauvignon SunSpot 2001 (1.5 L)
,
California, Unil<ld Slates
i .
•
10114/2004
Grace Family Vineyard Cabernet Sauvignon 2002 (750 mt)
6
'- Napa,Calfrom',a, United Stales
)-!
•
1011412004
Grace Family Vineyard Cabernet Sauvignon 2002 (1 L)
1 Napa, Calit,;,mia, Unileo Slatas
f'
•
08/2412004
Beringer Merlot Private Reserve 1998 (750 ml)
,
Napa. California, Unhed States
n
•
08124/2004
Beringer Cabernet Sauvignon Knights Valley 2000 (750 ml)
,
Napa, California. Stales
C •
06/23/2004
Beringer Merlot Bancroft Ranch Howell Mountain 1993 (750 ml)
Napa, Clllrfornia, Uniteo Slates
!."I 06123/2004
Beringer Chardonnay Sbragla Limited Release 2001 (750 ml)
Napa, California, Stales
!i
•
05/14/2004
Pride Mountain Vineyards Cabernet Sauvlgnon 2002 (750 ml)
6
Napa, Cal.femia, Unileo Slales
!"i
•
05/14/2004
Pride Mountain Vineyards Mer/ot 2002 (750 ml)
12
Napa, Cali/orn'la, Uniled Stales
!"-! 05114/2004
Pride Mountain Vineyards Viognior 2003 (750 ml)
12
SOIl"<n3. Clllifomi". Ullil"d Sl-Gl,,&
Li
•
05/12/2004
Bond Estate The Matriarch 2000 (750 ml)
9
1 Napa, California, Stales
t'i
r
05/12.12004
Bond Estate (Unstated) 2000 (750 ml)
4
Napa, Caiifornia, Uilileo Stales
I',
•
05112/2004
Harlan Estate The Malden 2000 (750 ml)
6
'_.
1 Napa, California, Unileo
\\
•
Beringer Cabernet Sauvignon Third Century Howell Montaln 2000
04/191200-4
(750 ml) ,
Napa. Califemia, Un'rted Slates
t'j
•
04/1912004
86rlnger MerJot Bancroft Ranch Howell MountaIn 1992 (750 ml)
1 Napa, California, Un]leQ Slales
C •
03/2412004
Pride Mountain Vineyards Cabernet Sauvignon Reserve 2001 (750 rnl)
9
,
Napa, Canfomia, United SIllies
My Cellar Revie\\ls·
My Account, Support· Contact Us
Club 55 Degrees © 2010· Teffils of use Pd,icy
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Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 11 of 15 PageID 656
My Cellar
-Club 55°
My Cellar 55 Degrees (Investor View)
Hello I.,'.ark Rand My "-.cco..mt .
_____ ..·._,,__
:
Overview i Wines; 134 Bottles: 455
i AffNal ':Iale

Total Cos\; $0.00 Value: $49,979.16 Gain/Loss: $49,979.16 (100.00%)
CosUUnit Auction Retal!
1"1
"
i'j
i'i
L
1
•,
•
j
•
•
•
•
•,
•
1
•,
1
•
03/24/2004
03/24/2004
03/24/2004
03/2412004
02/25/2004
02/25/2004
1211012003
12110/2003
1211012003
12/0912003
12109/2003
12109/2003
Pride Mountain Vineyards Cabernet Sauvignon Reserve 2001 (1.5 L)
Napa, Ca:/fornia, United Slales
Pride Mountain Vineyards Ciarat Reserve 2001 (750 ml)
Napa. Callfomia, Unned Stales
Pride Mountain Vineyards Claret Reserve 2001 (1,5L)
Napa, California, Slalos
Pride Mountain Vineyards Sanglovese 2002 (500 ml)
Sonoma, California, United States
Beringer Cilbernet Franc Third Century 1999 (750 ml)
Napa, Califom'l<l, Uniled States
Beringer Merlot Private Reserve 1999 (750 m!)
Napa, Calffomia, United States
Beringer Chardonnay Private Reserve 2001 (750 ml)
Napa, California, Unrled Stales
Beringer Cabernet Sauvignon Private Reserve 1999 (750 ml)
Napa, California, Slales
Beringer Pinot Noir Stanley Ranch 1999 (750 ml)
Los C<lmeros, Califemia, States
Pride Mountain Vineyards Petite Sirah 2001 (750 ml)
Napa, Camornia, United Stales
Pride Mountain Vineyards Chardonnay Vintner's Select 2002 (750 m!)
Napa, California, UnHed Stales
Pride Mountain Vineyards Merlot Vintner's Select 2001 (750 ml)
Sonoms, California, SlaieS
3
3
3
3
3
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
,I ;.
"
S59.25
100,00% ...
"."
S278.00
100.00% ...
$49.99
100.00% ...
569,00
100.00% I>.
$91.39
100.00% ...
<,,,,.,,,.,
VL
VL
VL
VL
VL
VL
VL
VL
VL
VL
VL
VL
Beringer Cabemet Sauvignon Bancroft Ranch Howell Mountain 1998
10/15/2003 (750 ml)
Napa, California, S:ales
$0.00 VL
I';
•
j
•
10/15/2003
10102/2003
1010212003
1010212003
Beringer Cabernet Sauvignon Bancroft Ranch Howe-If Mountain 1999
(750 ml)
Napa, California, United Stales
Peter Michael Winery Chardonnay Belle Cote 2001 (750 ml)
Sonoma, Catdomla, United SlaleS
Peter Michael Winery Chardonnay La Carriere 2001 (750 ml)
Sonoma. california, United SlaleS
Peler Michael Winery Les Pavots 2000 (750 ml)
Sonoma, California, States
6
6
12
$0,00
$0.00
$0.00
$0.00
H.U
$109.00
100.00% ...
$109.00
100.00% ...
$126.39
100.00% ...
VL
VL
VL
VL '00"1'"'' [1'1'
•,
09/2912003
Grace Family Vineyard Cabemet Sauvignon 2001 (750 ml)
Napa, California, Uniled States
6
$254.67 5450.00
$0.00 100.00%... 100.00% I>
VL
I'
•,
•,
09/29/2003
09125/2003
Grace Family Vineyard Cabemet Sauvignon 2001 (1 L)
Napa, California, UnHed Slates
Pride Mountain Vineyards Cabernet Sauvignon 2001 {750 mil
Narrn, California, United Slales
24
$0.00
$0.00
,,';'
51.195,00
100.00% ...
$105.00
100.00% ...
VL
VI.
My Cellar Rel'jews
My Accounl ,Support Contact Us
Club 55 Degrees © 2010 . Terms of Use, Privacy Policy
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Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 12 of 15 PageID 657
My Cellar
Club 55°
My Cellar 55 Degrees (Investor View)
Hello Mark Rand· My Act-Ounl . S:.;y·
SwitCh View: :
OvelViaw I \'Vines: 134 Boltles: 455
!..:."
Tolal Cost $0,00 Value: $49,979.16 Gaifllloss: $49,979.16 (100.00%)
Cost/Unit Auction Retail GR

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1'1
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•
1
•
1
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1
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•
1
•
•
•
•
•,
•,
•,
•,
08/2012003
OBf2012003
08/05/2003
08/0512003
0512212003
05/2212003
05/1412003
05/14/2003
04/1412003
03/31/2003
03/3112003
03/31/2003
03/3112003
03/31/2003
02105/2003
02105/2003
02105/2003
02105/2003
02105/2003
02105/2003
Beringer C<lbernet Sauvignon Marston Vineyard 1998 (750 rnO
Napa, California, Unned Stales
Beringer Cabamet Sauvignon Prlvala Reserve 1997 (750 ml)
Napa, California, Unned States
Beringer Cabernet Franc Third Century 1999 (750 ml)
Napa. CalifOrnia, Uni',ed Siaies
Beringer Cabemel Sauvlgnon Private Resorve 1998 (750 ml)
Napa, Car,fornia, United Slates
Bond Estate (Unstated) 1999 (750 ml)
Napa, California, Uniled Slales
Bond Estale The Matriarch 1999 (750 ml)
Nal'a, Caiifrmlia, Unifed Slates
Beringer Cabernet Sauvignon Private Reserve 1999 (750 ml)
Napa, California, States
Beringer Cabernet Sauvlgnon Private Reserve 1995 (750 ml)
Napa, California, Uniled Stales
Harlan Estate The Maiden 1999/750 ml)
Napa, California, United Slates
Pride Mountain Vineyards Gabeme! Sauvignon Reserve 2000 (750 ml)
Napa, Catifornia, Ullhod Stales
Pride Mounlain Vineyards Caberoet Sa-uvignon Reserve 2000 (1.5l)
Napa, CaMellnia, united Slates
Pride Mountain VineyardS Claret Reserve 2000 (750 mi,
Napa, California, Unhed States
Pride Mountain Vineyards Claret Reserve 2000 (1.5l)
Napa, California, Stales
Pride Mountain Vineyards Sangiovese 2001 (SOD ml)
Sonoma, California, Stales
Pride Mountain Vineyards Blend Cabernet Franc-Merlot 2000 (750 mil
Sonoma, California, Uniled Stales
Pride Mountain Vineyards Blend Cabarna-I Franc-Merlot 2000 (1,5l)
Sonoma, California. Unrted Stales
Pride Mountain Vineyards Blend Cabernet Franc-Merlot 2000 (3l)
Sonoma. California, United States
Pride Mountain Vineyards Blend Cabernet Franc-Merlal2000 (5l)
SoMma, California, Unhed Stales
Pride Mountain Vineyards Cabernet Sauvignon 2000 (750 ml)
Napa, California, Uniled States
Pride Mountain Vineyards Cabernet Sauvignon 2000 (1.5 L)
Napa, California, united Stales
2
6
3
12
6
4
6
2
12
2
$0.00
$0,00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
SO.OO
$0.00
$0.00
$0.00
$0,00
so,OO
$0,00
$0.00
$0.00
$0.00
S108.63 S98.32
100.00%... 100.00% ...
S49,99
100,00% ...
S123,75
100.00% ...
$78.33 S125.00
100.00%... 100.00% ...
S59.25 591.39
100.00% h 100.00% ...
$79.00 S98.59
100.00%... 100,00% ...
$97.92 $149.50
100.00%... 100.00% ...
$68.54 $142.67
100.00%... 100,00% ...
$349,50
100.00"10 ...
$68,83 $162.00
100.00%... 100JXY'Io ...
S399.00
100.00% ...
$50.00 $71.95
100.00% ... 100.00% ...
VL
VL
VL
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VL
Vl
VL
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""I'
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ADD SELECTED -WlIJE'S TO 'Ii ADD All WltlES TO TRANSFER Bltl'
My Cellar· Reviews'
My Accouf1! . Support· Conlaci us
Club 55 Degrees ((: 2010 . Terms of Use Privacy Policy
....----.......
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Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 13 of 15 PageID 658
My Cellar
·Club 55°
My Cellar 55 Degrees (Investor View)
Hello Mark Rand· My Accovm
Switch View: Investor
Overview
I
\'\!ines: 134 BoWes: 455 Tolal Cos\: $0.00 Value: $49,979.16 GaintLoss: $49,979.16 (100.00%)
I
.
,. ,:.,.) ;;',
55
L' Cost/Unit Auction Retail GR
r',
0
02/0512003
Pride Mountain Vineyards Cabernet Sauvignon 2000 (3 L)
$0.00 " Vl
f(."
1 Napa, Ca!ifcmia, Stales
i-I
0
02105/2003
Pride Mountain Vineyards Cabernet Sauvignon 2000 (S LJ
$0.00 " n",."", Vl 1<'."""<': f('!T
,
Napa, Cal(fomia, Unijed States
n
0
02/0512003
Pride Mountain Vineyards Merlot 2000 {750 mIl
12 $ODO
S111.00
Vl
«.,,'
,
Napa, Califomia, United Slates 100.00%
0
02/0512003
Pride Mountain Vineyards Merlot 2000 {1.5 LJ
2 SO.OO

Vl

,
Napa. California. States
i' 0 0210512003
Pride Mountain Vineyards Petite Sirah 2000 {750 mIl
3 SO.OO
:;'"
"1""1"" IlL
IHm'f<" IN'!
,
Napa, Cal(fomia, United States
!-,
02/05/2003
Pride Mountain VineyardS Chardonnay Vintner's Select 2001 {750 mil
3 $0.00
',.r:,,,;,,
Vl
1N""I<" Ho,"
Napa, California. Unijed Slates
i 1
•
02/05/2003
Pride Mountain Vineyards Merlot Vintner's Select 2000 (750 mil
3 $0.00
Vl
1
Sonoma, CaHfomia, United
! ; 0
12/11/2002
Philip Togni Muscat Ca' Tognl1997 (375 mIl
6 $0.00
563.99
Vl
i
Napa. Califom·,a. Un;led Slates 100.00% ...
!",
0 1211112002
Philip Togni Cabernet Sauvignon 1992 (750 mil
7 $0.00
S94.80 $189.99
Vl !{oj':
,
Napa, Califomia, Slales 100.00% ... 100,00% ...
I' 0
12111/2002
Philip T09ni Cabernet Sauvignon 2000 (750 mIl
11 $0,00 "
$B3.32
Vl
INi.'
1 Napa. California, United Stales 100.0Q% ...
Philip Togni Cabernet Sauvlgnon 2000 (1.S L) $185.00


i'·
!
12111/2002 3 SO.OO Vl
Napa. California, Unitod Slalas 100.00% ...
n
0 12110/2002
Beringer Alluvium red 1998 (750 ml)
$0.00 "
;'H".,,,..,
VL
c
1 Sonoma, Calilornia, United Slates
n
0
12110/2002 Beringer Nightingale Late Harvest White 1999 (375 ml) SO.OO
,,'0 q",.,,,.;
Vl 'N"
,
II 0
12110/2002
Beringer Cabemet 5au\l19non Private Reserve 1997 (750 mIl
$0.00
SlOB.63 598,32
Vl
It,ll!
1 Napa, California, Uniled Siaies 100.00% ... 100.00%
n
0
12103/2002
Pride Mountain Vineyards Blend Cabernet Franc-Merlot 1993 (1.5 L)
SO.OO
't,." q''''IJ(,;
IlL ',,""-'H'" .",
,
Sonoma,' Califomia, Slales
r 1
0
12/0312002
Pride Mountain VineyardS Blend Cabernet Franc-Merlot 1998 (750 ml)
6 $0.00
q"(.",,,
Vl 'Col'!
, Sonoma, CaMomia. SIllIes
11 0 12/03/2002
Pride Mountain Vineyards Cabernet Sauvignon 1992 (1.5 L)
$0.00 Hm·,"·' Vl 1<'"'''''''' H"",
1 Napa, CaHfomia, United Stales
0 12103/2002
Pride Mountain Vineyards Cabernet Sauvignon 1996 (9 L)
$0.00
" '·(""1"0
Vl
IMI"
1
Napa, California, Slates
y,
0
12103/2002
Pride Mounlain Vineyards Cabernet Sauvignon 1997 {7S0 mil
2 SO.OO
., ." ",,,,.,,,,;
Vl
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1 Napa. California. Uniled Slales
1"1 0
12103/2002
Pride Mountain VineyardS Cabernet Sauvlgnon 1997 (1.5l)
$0.00
',1",,1""
Vl
IN'!
1 Napa, Califomia. Uniled States
ADO SELECTED WltJES TO TRAIlSfER sitl LADD ALL WltleS TO TRAtJSF'ER BIU
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Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 14 of 15 PageID 659
My C.ellar
.Club 55°
Hello Mark Rand· My Accounl , .
My Cellar 55 Degrees (Investor View)
Overview I \'Vines: 134 Bottles: 455 Total Cosl: $0,00 . Value: $49,979.16 GainlLoss: $49,979,16 (100,00%)
-'.,
Cost}Unit Auction Retail GR
Vl
Vl
Vl
Vl
Vl
Vl
:"rrt·",,;
$227.65
100.00%
j" «'PREVIOUS i :.. .. , : !lEXT » i
$0.00
".'W n"",,,·; Vl H,n:
$0,00

Vl : H'1'
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$142,50
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·
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SO,OO

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$0.00
n,,,,,,.,,
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'
$0.00
$219.95
Vl
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100.1)0%
•
$0.00
$129.80 $219.50
Vl
;';"""1.. '
,t',,:
100.00%
•
100.00%
•
$0.00
$177.75 $210.00
Vl
lD"I'!rU·!' ["I'!
100.00%
•
10{LOO%
·
$0.00
$274.17 $345.00
100.00% ... 100.00% ...
$0.00

$897.50
100.00% ...
SO·OO
$650.00
100.00% ...
$0.00
$108.75
100.00% ....
$(1.00
$0.00
$0,00
$0.00
6
6
2
2
4
$0,00
","[,1,1,;
Vl
2 $0.00
$127.83 $197.50
Vl
100.00% 100.00%
$0.00
$70.00
Vl
100.Q{)% ...
2
c
•
12103/2002
Pride Mountain Vineyards Cabernet Sauvignon 1998 (750 ml)
Napa, California, Uniled Siaies
n
•
1.7J0312002
Pride Mounta!n Vineyards Cabernet Sauvignon 1999 (1.5l)
i Napa, Cafdornia, United Siales
!,
•
1210312002
Pride Mounlain Vineyards Merlot 1996 (750 ml)
i Napa, Ca.lifomia, United Stales
r-,
•
1210312002
Pride Mountain Vineyards Merlot 1999 (1.5 L)
j Napa, CaHfornla, Uniled Slalas
I'
•
12103/2002
Pride Mountain Vineyards MerlOl1999 (3 L)
Napa, California, Uniled Slates

•
12f0312002
Pride Mountain Vineyards Merlot 1999 (5l)
i Napa, California, United Slates
,',
•
12103/2002
Pride Mountain Vineyards Cabernet Sauvignon Reserve 1996 (750 ml)
i Napa, Cardomia, United States
II
•
12103f2002
Pride Mountain Vineyards Cabernet Sauvlgnon Reserve 1998 (750 ml)
l Napa, California, United Slatas
I',
•
1210312002
Pride Mountain Vineyards Cabernet Sauvlgnon Reserve 1999 (7S0 ml)
1 Napa, California, Uniled Slales
1"1
•
12/0312002
Pride Mountain Vineyards Claret Reserve 1996 (750 ml)
,
Napa, Cardornill. Unrled Stales
j"I
r
11/1212002
Beringer Chardonnay Private Reserve 1999 (750 ml)
Napa, CaHfornia, United Slates
[,
•
11/1212002
Beringer Vineyards Merlot Bancroft Ranch Howell Mountain Private
j
Reserve 1997 (750 ml)
Napa, california, Uniled Slales
n
•
11/1212002
Beringer Plnot Nolr Stanley Ranch 1999 (750 ml)
i los Cameros, Caf'fomill, Slales
f;
•
1111112002
Grace Family Vineyard Cahernet Sauvignon 2000 (750 ml)
1 Napa, ClIlifornia, United Slales
1'1
•
11/1112002
Grace Family Vineyard Cabernet Sauvignon 2000 (1 \.)
,
Nllpa, California, Uniled Slales
I!
•
10/09f2002
David Arthur Cabernet Sauvignon Elevalion 11472000 (1.5lJ
i Napa, California, Uniled Slates
L'
•
10/09f2002
David Arthur Cabernet Sauvignon 2000 (750 ml)
i Nape, California, Uniled Stale$
"
'3
1010912002
David Arthur Chardonnay 2001 (750 ml)
l Napa. California, Unitad Slates
C
•
10/0912002
David Arthur Cabernet Sauv!9non Elevation 11472000 (750 ml)
i Napa, California, Uniled Slales
1'1
•
10/0912002
David Arthur Meritaggio 2000 (750 mt)
1 Napa, Caf,fomia, Un'ned Stales
i'"ADO SEl..ECTE'O'"WlfiES it'ADDAtXWINES TO TRAflSfER 'BIN
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Page 1 of 1
Case 3:09-cr-00120-P Document 170 Filed 08/20/10 Page 15 of 15 PageID 660
My CeJlar
. Support· Logout
My Cellar 55 Degrees (Investor View)
Overview j Wines: 134 Bottles: 455 Total Cost $0.00 Value: $49,979.16 Gain/loss: $49,979.16 (100.00%)
.",
CosUUnit Auction Retail GR
: 1
["I
•
1
•1
•
1
•
1
09/06/2002
09/0612002
07/1912002
07119/2002
07/1912002
Beringer Cabernet Sauvignon Marston Vineyard 1997 (750 ml)
Napa, Caflfomi8, UnHeo Slaies
Beringer Cabernet Sauvignon Private Reserve 1998 (750 mf)
Napa, California, United Slates
Pride Mountain Vineyards Cabemet Sauvignon 1999 (1.Sl)
Napa, Caflfornia, United States
Pride Mountain Vineyards Cabernet Sauvignon 1999 (3 L)
Napa. California, Uniled States
Pride Mountain Vineyards Cabemet Sauvignon 1999 (S L)
Napa, California, United Slates
3
2
2
$0.00
$0.00
$0.00
SO.oo
$0"00
" ' ~
" ' ~
$123.75
100.00% 0\
VL
VL
VL
VL
VL
/"1
•
1
•
i
07119/2002
07119/2002
07/19/2002
Pride Mountain Vineyards Blend Cabernet Franc-Merlot 2000 (750 ml)
Sonoma, California, Unijed Slates
Pride Mountain Vineyards Blend Cabernet Franc-Merlot 2000 (1.5 l)
Sonoma, California, Uniled Slates
Pride Mountain Vineyards Merlot 1999 (750 ml)
Napa. California, United Stales
12
2
12
$0"00
$0"00
$0.00
$60.00 $71.95
100.00% "" 100.00% ""
$44.06 $65.00
100.00%.... 100.00% ....
VL
VL
VL
$177.75 $210,00
100.00% "" 100.00% ""
•
1
•
1
07/19/2002
0711912002
Pride Mountain Vineyards Merlot 2000 (750 ml)
Napa, California, United Stales
Pride Mountain Vineyards Cabernet Sauvignon Reserve 1999 (750 ml)
Napa, California, United States
12 $0.00
$0.00
,,-..
$111.00
100.00% ....
VL
VL
•
0612812002
Beringer Cabemet Sauvignon Private Reserve 1996 (750 ml)
Napa, California, United StaleS
$0.00
$69.13 $95.97
100.00% "" 100.00% ...
VL
06/2812002
Beringer Chardonnay Sbragia Limited Release 2000 (750 ml)
Napa, Callfnrnia, United States
$0.00
".',"
$45.37
100.00% ""
VL
•
i
Beringer Merlot Bancroft Ranch Howell Mountain 1993 (750 ml)
Napa, California. United Stales
Beringer Syrah Marston Vineyard 1998 {750 ml)
Napa, Cafllornia, United Slales
$0"00
$0.00
$75.00 $77.00
100.()O%.... 100.000/0 ""
".".
VL
VL
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