Seismic Bridge Pier Analysis for Pile Foundation

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FACTA UNIVERSITATIS
Series: Architecture and Civil Engineering Vol. 13, No 2, 2015, pp. 155 - 166
DOI: 10.2298/FUACE1502155S

SEISMIC BRIDGE PIER ANALYSIS FOR PILE FOUNDATION
BY FORCE AND DISPLACEMENT BASED APPROACHES
UDC 624.154

R NP Singh, Hemant Kumar Vinayak
National Institute of Technology Hamirpur, Department of Civil Engineering, India
Abstract. Seismic analysis of bridge pier supported on pile foundation requires
consideration of soil-pile-structure (kinematic and inertial) interactions. This paper
presents the design forces generated for bridge piers with varying height and constant
diameter for medium and soft soils in earthquake probability zones considering
contribution of soil-pile-structure interactions by developed analytical approaches. The
results have shown that the difference in base shear demand between force based and
displacement based approach and that between capacity spectrum and displacement
based method in general decreases with the increase in slenderness ratio of the pier.
The base shear demand by non-linear time history analysis has been found to be much
higher compared to that by other methods. The relationship between height and pier
cross-section has been developed for different soils and seismic zones such that the base
shear demands by force based and displacement based method are of the same order.
The overall value of the slenderness ratio works out to be such that failure of the pile
shall be as a short column for both medium and soft soil.
Key words: Bridge pier pile foundation, Soil-Pile-Structure Interaction, Force based
Design, Direct Displacement based Design, Non Linear Time History
Method and Capacity Spectrum Method.

1. INTRODUCTION
Pile foundations are widely used in case of bridges due to very heavy loads of superstructure and/or when adequate bearing capacity of the soil is not available at reasonable
depth (1). Such foundations are required to be designed for the lateral seismic load in
addition to the gravity loads. The seismic response of pile foundations is greatly influenced
by the behavior of the soil into which piles are embedded. However, seismic design codes
like NEHRP-97 (2) either ignore the seismic behavior of the piles or greatly simplify the
design procedure. This is attributed to foundation flexibility which causes increase in a
Received June 20, 2015 / Accepted July 25, 2015
Corresponding author: R NP Singh, Department of Civil Engineering, National Institute of Technology,
Hamirpur, India
E-mail: [email protected]


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R. NP. SINGH, H.V. VINAYAK

structural time period resulting into reduction of seismic design forces (3). But the studies
(4) (5) (6) have shown that this is not always true, neglecting the behavior of foundation
piles may prove detrimental. Besides, many theoretical and experimental studies have
shown that the design based on rigid foundation assumption is not always secure and hence
the dynamic soil-pile-structure interaction need to be considered in the seismic design (7).
This has also been recognized by some of the design codes (Eurocode) (8).
The soil-pile-structure interaction involves: (a) kinematic interaction- The seismic
shear wave propagating through the soil towards the pile head is modified by the presence
of embedded pile due to soil-pile stiffness contrast. It also causes deformation in piles and
motion and displacement of pile head. This can occur even in the absence of superstructure.
(b) Inertial interaction- The dynamic response of the superstructure induces additional
deformation into the pile as well as surrounding soil. Both the effects go on simultaneously
(9). Thus the piles are subjected to kinematic forces caused by the deformation of soils by
the impinging seismic waves and inertia forces induced near the pile head by structural
oscillations (10). Accordingly, the analysis steps will involve: (1) kinematic analysis
without superstructure to determine the seismic motion of pile head, which is known as
foundation input motion; (2) computation of dynamic stiffness (springs and damping);
(3) dynamic analysis of the superstructure supported on springs considering foundation
input motion determined above (11). It is desirable that the foundation system should
remain elastic while the pier should be detailed for inelastic deformation and energy
dissipation. The main reason being: inaccessibility for post seismic inspection, high cost
of repair as well as failure of pile before exceeding soil capacity is undesirable (3) (12).
The location of pile failure in many cases have been found to be deep from the top (13).
Such type of failure is due to soil deformation i.e. kinematic interaction (14). Sometimes
engineers choose to design on the basis of inertia force only which is not proper and kinetic
interaction must be taken into account (15).
Many researchers have developed approaches for evaluation of impedance function of
single pile and use for their dynamic response (16) (17) (18) (19). Similar studies have
also been carried out by various researchers for pile groups (20) (21) (22) (23). Effect of
spacing of group pile studies made by investigators (Cox et al, Wang et al, Franke, Prakash,
Shibata, Schimidt) have been compiled by Antti Larkela (24) and Markis and Gazetas (25).
Many other studies on pile foundations have considered the piles as beam on dynamic
Winkler foundation and the soil being represented by spring and dampers (9) (14) (15) (26).
The non-linear behavior of soil has been used for dynamic response of pile foundation and
has been studied by Nogami et al, Tazoh and Shimizu and Holt et al (27) (28) (29) while
Kok and Huat, Deziel et al, Guoxi, Kouroussis (30) (31) (32) (33) have applied Finite
Element Method for seismic response of bridge piers with pile foundations. The favorable
effect of SSI could be exploited to mitigate seismic demands in bridge pier: stiff piers cause
hinging in piles near the pile cap which could be avoided by the use of flexible piers (34).

2. SEISMIC DESIGN OF SINGLE BRIDGE PIER
The work is carried out on a single bridge pier supported on pile foundation (Fig.1)
considering soil-pile structure interaction with a focus on the variation in the design output of
the methodologies i.e. Force based design, Capacity spectrum method, Direct displacement
based design and Non-linear time history method with respect to changes in the height of the
pier (6m, 9m, 12m, 15m, 18m). The cross-section of the bridge pier is considered constant i.e.

Seismic Bridge Pier Analysis for Pile Foundation by Force and Displacement Based Approaches

157

1.8m. Although the height of the pier depends upon the site condition but as far as possible the
slenderness ratio of the pier are kept below 12 (35) so that in case bridge pier fails, the failure
is governed by shear rather than flexural. The seismic inertial mass at the top of pier
determined from the weight of super structure and weighted live load on the span was
calculated as 4277 kN. The foundation consists of the pile cap (5.4m x 5.4m x 1.75m) with 2 x
2 pile group each having cross section of 1.2m diameter and 20m long with spacing of 3.6m
c/c. The reinforcement in bridge pier, pile cap and piles are based on code design provisions.
The concrete grade M-40 has been used in the pier and M-20 in the pile cap and piles. The
reinforcement of grade Fe-415 has been used in all components. Modulus of elasticity for M40, M-20 and Fe-415 are 3.16x1010 N/m2, 2.2x1010 N/m2and 2x1011 N/m2 respectively.
The N-values for medium and soft soils were
assumed 20 and 10 respectively. The bearing
capacity of the soils were computed based on
different methods (Ranjan and Rao 2007; IS: 64031981) (36) (37) and the minimum values
180 kN/m2 and 100 kN/m2 have been adopted for
medium and soft soils respectively. The subgrade
reaction values (k) were determined based on codal
provision of IS:2950 part 1 (38). The subgrade
reaction in vertical direction obtained as 8.3 x
103 kN/m3 and 4 x 103 kN/m3 for medium and soft
soils. Half of these values were considered in the
horizontal direction (39). These values were used
to determine the spring constants on the pile cap.
The vertical subgrade reaction at the pile tips
were obtained as 120x103 kN/m3 and 64x103
kN/m3 for medium and soft soils respectively
which were used for calculating the spring
constants for pile tips. The horizontal modulus of
subgrade reaction ( ) values were adopted as
per (IS-2911-part 1) (40) for calculating horizontal
spring constants on vertical piles. For medium soil
Fig. 1. Bridge pier on pile foundation
were taken as 7.0 x 103 kN/m3 and 4.75 x
3
10 kN/m3 for dry and submerged conditions
respectively. Taking 8m pile length under submergence as 8m, the average value of
were taken as 6.34 x 103 kN/m3. Similarly, the average value of modulus of subgrade reaction
for soft soil was determined as 2 x 103 kN/m3.
To consider the effect of soil-pile interaction, the bridge pier along with the piles was
modeled as 1. Pile cap divided into 36 gird elements of size 0.9m x 0.9m. Each element was
considered as shell element.
2. Spring constants at each node of the pile cap were calculated as the product of
subgrade reaction value and corresponding influence area. The vertical spring
constant obtained for the medium and soft soil varied from 1460 kN/m to 6723
kN/m and from 700 kN/m to 3240 kN/m respectively.
3. The pile length was divided into 20 segments with each segment of 20m. Considering
triangular distribution of modulus of horizontal reaction, the horizontal spring

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R. NP. SINGH, H.V. VINAYAK

constants were determined at each node of the pile. The horizontal spring constant
obtained for the medium and soft soil varied from 12.68 x 103 kN/m to 133.14 x 103
kN/m and from 4 x 103 kN/m to 42 x 103 kN/m respectively. The vertical spring
constant at the pile tip was determined as product of pile cross-section and vertical
subgrade reaction at the pile tip. The vertical spring constant obtained for the medium
and soft soil is 135.0 x 103 kN/m and 72 x 103 kN/m respectively.
4. The bridge pier is divided into segments of equal length of 0.5m. Accordingly the
bridge pier with different height had different number of segments.
This model was used for analysis by Force Based, capacity spectrum and Nonlinear
Time History Analysis methods.
2.1. Force based design method
The Force Based Design (FBD) concept transmutes empirical parameters encompassing
appropriate support conditions for calculating member elastic stiffness, spectral acceleration
(Sa/g) determination for calculated fundamental time period, presumed damping factor,
probability of occurrence of earthquake as zone factor Z, reduction of spectral acceleration
by Response reduction factor R for transforming structural elastic behavior into inelastic,
Structural importance consideration i.e. Immediate occupancy of structure after earthquake
as Importance factor I. In case, the displacements are not within the specified limits the
analysis is repeated with the revised member dimensions until drift criteria is satisfied. The
Indian code (IS: 1893 Part1- 2002)[41], for seismic analysis has adopted force based design
that has been considered in this study. The empirical parameters adopted are - Earthquake
response spectrum with damping ξ= 5 %, Sa = 0.36g, 0.24g, 0.16g, I = 1.5, R = 4.
2.2. Direct displacement based design
Direct Displacement Based Design (DDBD) method is based on achieving required
performance based on defined damage level. This method uses an equivalent single degree of
freedom system and energy dissipation capacity is represented as equivalent viscous damping.
The procedure of design uses displacement spectra generated for various equivalent damping
factors. The displacement at four sec considered as corner period is determined as spectral
displacement. The sequential calculation of yield curvature
), yield displacement
and
design displacement
as given in eqns (1) (2) (4) respectively leads to the determination of
the effective time period of the structure. The design displacement is the minimum of
displacement obtained from the product of the yield displacement and the ductility or the
product of the limiting drift and the height. The effective period is calculated from the target
spectral displacement considering equivalent viscous damping as given in eqn (5), which is
based on ductility to be achieved. The effective stiffness as given in eqn (6) of the pier is then
calculated to determine, the design base shear which is the product of the design displacement
and effective stiffness of the pier. For the given diameter (D) and height (h) of the bridge pier.

where,

(1)

= strain in steel.
(2)

Where, Strain penetration length

Seismic Bridge Pier Analysis for Pile Foundation by Force and Displacement Based Approaches

159

(3)
limited to
Where, = assumed displacement ductility = 4,
Drift at pier base = 0.035 radian,

(4)

= limiting rotation (taken as 3.5%).

Equivalent Viscous Damping
=0.05+0.444((μ-1)/μ π)

(5)

Stiffness = 42m/Te2

(6)

To account for soil pile-structure interaction, the horizontal displacements at the pier
top were determined considering the base shear values obtained considering bridge pier
fixed at the base using Matock and Reese method (Swami Saran) (42). Also, the damping
ratio for the foundation was considered as 0.05. The former was used in calculating design
displacement and the latter in calculating equivalent damping as detailed in reference (43).
2.3. Capacity spectrum method
The Capacity Spectrum Method (CSM) method the structure is idealized as a single
degree of freedom (SDOF) and reduced secant stiffness and increased damping proportional
to hysteretic energy are used to estimate the response spectra of non-linear system which
represent the inelastic seismic demand. The seismic demand curve was generated based upon
the site location and foundation condition (seismic zone and soil type) using design response
spectrum on acceleration displacement response spectrum format (called as seismic demand)
(ATC 40) (44). The pushover curve was generated by applying step wise incremental load on
the top of the bridge pier until failure. The force displacement relationship obtained are based
on considered Non-linear M-φ Plastic Hinge relation of cross-section, Takeda Hysteretic
model, material stress strain relationship, plastic hinge length and steel yield stress. The
performance level of the structure is the point of interaction of seismic demand and capacity
curves plotted on acceleration displacement response spectrum format. In case of capacity
spectrum method the design displacement is determined from the intersection of the capacity
and the demand spectrum. From the capacity spectrum method, base shear, yield
displacement, design displacement, ductility, effective period and equivalent viscous damping
is obtained.
2.4. Nonlinear time history method
The inelastic time history analysis is considered as the most sophisticated tool of
analysis and is often considered as bench mark for the comparison of responses with other
inelastic methods. In this method, the seismic response and displacement are determined
directly through non-linear dynamic analysis using ground motion histories that are actual
recorded earthquake motions, leading to the responses which are sensitive to the individual
ground motion. It is assumed that the mathematical model takes into account the effects of
material inelastic response and the calculated internal forces are reasonable approximation
of those expected during earthquake. The time history analysis consists of direct step by
step integration of the equation of motion of the mathematical model of a structure. The
various inelastic component properties considered are yield strength, post yield behavior,

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R. NP. SINGH, H.V. VINAYAK

stiffness degradation under cyclic loading, initial elastic stiffness Material NonlinearityOne point plastic hinge, Numerical integration - Newmark Method (45). Time History - IS
1893 Spectrum compatible, 3 numbers, The average of the results obtained from the three
time histories Imperial Valley, North Ridge and Lander with Time step of integration =
0.01,0.02, 0.02 second and Number of sample points = 4000, 1969, and 2200 respectively
have been reported.

3. DESIGN COMPUTATIONS
The analysis using FBD, CSM and NLTH was carried out using SAP 2000 and DDBD
through computational algorithm. In all the cases the response spectrum given in code with
5% damping ratio was considered. The moment curvature relation for nonlinearity of hinge
was derived from the section designer incorporated in (SAP2000) (46). The plastic hinge
length was determined by the eqn (3). The Newmark time integration method was used
for the nonlinear time history analysis.

4. DISCUSSION OF RESULTS
Base Shear is a very important parameter for the seismic design of bridges.
Accordingly, the results obtained by various methods for different soil types and seismic
zones have been presented and discussed. The base shear versus pier height for each zone
for Medium and Soft Soils have been shown in Fig. 2, Fig.3 and Fig.4.

(a)
(b)
Fig. 2 Base shear versus pier height for Z-III (a) Medium soil (b) Soft soil

(a)
(b)
Fig. 3 Base shear versus pier height for Z-IV (a) Medium soil (b) Soft soil

Seismic Bridge Pier Analysis for Pile Foundation by Force and Displacement Based Approaches

161

(a)
(b)
Fig. 4 Base shear versus pier height for Z-V (a) Medium soil (b) Soft soil
Observations drawn from Fig. 2 to Fig. 4 are as under:
 The values of base shear obtained by different methods differ.
 In general, the values of base shear obtained by FBD, CSM and NLTH decrease with
increase in pier height. The decrease in base shear is because of increasing flexibility.
 The values of base shear by NLTH are much higher than those by other methods
except for pier height 6m in zone-V for soft soil.
 In case of DDBD, the values of base shear generally decrease from 6m to 9m or 12m
pier height and then increase. The reason is that for the design displacement less than
corner displacement calculated at equivalent damping, the time period increases with
increasing height leading to decrease in member stiffness. Further, in case of design
displacement more than corner displacement the effective time period remains
constant while the design displacement is iterated to rectify the design ductility leading
to decreased ductility. The decreased ductility leads to increased base shear. It is
desirable that the design displacements should always be closer to the corner period
displacement.
 The values of base shear obtained by CSM are slightly higher (maximum about
10%) in comparison of that by FBD. Both the method yield more or less same result,
since both methods use the same response spectrum.
 The values of base shear obtained by FBD, CSM and DDBD were found to be less
than that obtained from NLTH (except for one case) implying that the structures
are under designed for economic considerations.
To study the variation of pattern of base shear disparity, the same were plotted against
pier height. The base shear disparity between FBD and DDBD and between CSM and
DDBD versus pier height for each seismic zone and various soil types are shown in Fig.5
and Fig. 6 and Fig. 7.

(a)
(b)
Fig. 5 Base shear disparity versus pier height for Z-III (a) Medium soil (b) Soft soil

162

R. NP. SINGH, H.V. VINAYAK

(a)
(b)
Fig. 6 Base shear disparity versus pier height for Z-IV (a) Medium soil (b) Soft soil

(a)
(b)
Fig. 7 Base shear disparity versus pier height for Z-V (a) Medium soil (b) Soft soil
The variation pattern shows that the difference in base shear is minimal in the range
of Pier height 9m to 12m and this difference increases beyond this range on either side.
This implies that for certain range of stiffness, the values of base shear by FBD, CSM
and DDBD will be in close agreement. Since the values of base shear by FBD and CSM
were quite close, studies were carried out to determine the diameter of the pier for which
the base shear values were quite close for pier heights 6m, 9m, 12m, 15m and 18m for
each seismic zone and different soil types. From these results, relationship between pier
height and diameter were developed which are shown in Fig.8 and Fig.9 and Fig.10.

(a)
(b)
Fig. 8 Pier diameter versus pier height for medium soil (a) Z-III (b) Z-IV (c) Z-V

Seismic Bridge Pier Analysis for Pile Foundation by Force and Displacement Based Approaches

163

(a)
(b)
Fig. 9 Pier diameter versus pier height for medium soil (a) Z-III (b) Z-IV (c) Z-V

(a)

(b)

Fig. 10 Pier diameter versus pier height for soft soil (a) Z-III (b) Z-IV (c) Z-V
The pier diameter and height relationship as shown in Fig. 6 and Fig. 7 could be used
to determine the diameter for chosen height for which the base shear values obtained by
both FBD and DDBD methods would be of the same order and can be refined with
adjustment in pier diameter. Further it is observed that the required diameter increases
with increasing pier height and the values appear to be reasonable.
The ratios of pier height to diameter were computed for considered soil types and
seismic zones. These ratios increase with increase in height for different soil types in each
seismic zone. The average ratios were found to be 5.6 and 3.25 for medium and soft soils.

5. CONCLUSIONS
The capacity spectrum method and direct displacement design although give an insight
to the behavior of the bridge pier through the various parameters such as yield displacement,
ductility and equivalent viscous damping but these methods give different responses due
to difference in approach and assumptions of the method. The DDBD approach sets the target
displacement based on the ductility and drift limit whereas CSM define the displacement as
the meeting point of the capacity of the section and the demand on the section. FBD calculated
base shear based on the response reduction factor to account for inelastic structural behavior.
The values obtained from CSM are closer to FBD and both CSM and FBD follows similar
decreasing base shear trend variations with respect to increasing height, Contrarily, the values
obtained from DDBD indicate considerable difference and shows decreasing and then
increasing base shear trend with increasing height. NLTHM predicts the maximum base
shear demand.

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R. NP. SINGH, H.V. VINAYAK

To achieve the design of the bridge pier of specified height in any seismic zone founded
on any type of soil which could satisfy the code provisions as well as performance criteria
(design base shear values being in close proximity by both FBD and DDBD method, it is
suggested that an approximate value of diameter could be based on the ratio of height to
diameter around 5.6 and 3.25 for medium and soft soil respectively, which could be refined
through adjustments in pier diameter to satisfy both criteria. However, the practical
requirement, especially in case of smaller pier heights, has to be kept in view. In this process
the performance of the structure could become reliable during the earthquake motions.

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166

R. NP. SINGH, H.V. VINAYAK

SEIZMIČKA ANALIZA ŠIPOVSKIH TEMELJA STUBOVA
MOSTA METODAMA SILE I POMERANJA
Seizmička analiza stubova mosta oslonjenih na šipove zahteva posmatranje (kinematičke I
inercijalne) interakcije tla-šipa-konstrukcije.Ovaj rad predstavlja projektne sile koje se stvaraju za
stubove mostova sa promenljivom visinom i konstantnim presekom u srednjem i mekanom tlu u
seizmičkim zonama i koristi razvijeni analitički pristup da uzme u obzir doprinos interakcije tle-šipkonstrukcija. Rezultati su pokazali da se razlika u maksimalnom smičućem naponu između sila
dobijenih metodom sile i metodom pomeranja kao i ona između raspona nosivosti i metode
pomeranja smanjuje kako se ovećava faktor vitkosti stuba. Maksimalni smičući napon dobijen
nelinearnom analizom istorije ponašanja se pokazao mnogo većim nego kod drugih vrsta metoda.
Odnos između visine i preseka stuba je razvijen za različite vrste tla i seizmičke zone tako da su
maksimalni smičući naponi dobijeni metdom sile i metodom pomeranja istog reda. Ukupna
vrednost faktora vitkosti je takva da bi lom stuba bio posmatran kao niski stub u srednjem i
mekanom tlu.
Ključne reči: Temelj stuba mosta, interakcija tla-stuba-konstrukcije, Projektovanje na osnovama
sile, Projektovanje na osnovu direktnog pomeranja, Metod istorije nelinearnog
vremena i Metod spektra nosivosti.

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