SME Account Opening Form/Ñôn Môœ Taøi Khoaœn Doanh Nghieäp Please complete in BLOCK LETTERS and () or (x) where applicable / Ñeà nghò nghò vieát CHÖÕ IN IN HOA vaø ñaùnh daáuu ( () hoaëcc (x) (x) vaøo oâ phuø hôïp p.. Branch] Standard Chartered Bank (Vietnam) Limited New Amendment
Chi nhaùnnh] h] Ngaân haøng ng TNHH MTV Standard Chartered (Vieät Nam)
1
APPLICANT'S PARTICULARS /
Môùi
Söœa ñoåi
THOÂNG TIN CHI TIEÁT VEÀ KHAÙ KHAÙCH HAØNG
Name (Please insert FULL legal name exactly as it appears in the Constitutional Documents)
Teân (Vui loøng ñieàn teân ñaày ñuœ, chính xaùc nhö trong Giaáy Pheùp Thaønh nh Laäp) p) In English / Teân tieáng Anh In Vietnamese / Teân tieáng Vieät Country of Incorporation
Date of Incorporation (DD/MM/YYYY (DD/MM/YYYY))
Nöôùc Thaønh Laäpp
Ngaøy thaøn nh h laäp (ngaøy/thaùn ng/naê g/naêm)
Registration Number
Tax Code
Giaáy pheùp kinh doanh soá Contact Person / Ngöôøi lieân heä
Maõ soá soá thueá
/
/
Registration Address / Ñòa chæ ñaêng kyù Operating Address / Ñòa chæ hoaït ñoäng Account Mailing Title and Address (if different from above)
Haøng hoùa kinh doanh (Ñeà nghò nghò ghi cuï theå theå) Purpose of Account Opening
Muïc ñích Môœ Taø Taøi Khoaœn Source of Funds
Other relevant details
Nguoàn Voán
Caùc chi tieát lieân quan khaùc
3
LEGAL STATUS /
TÖ CAÙCH CH PHAÙP NHAÂN N
Vietnamese limited liability company
Vietnamese share-holding company
Vietnamese partnership
Coân ng g ty Traùcch h nhieäm höõ u haïn Vieät Nam
Coâng ty Coå phaà n Vieät Nam
Coâng ty Hôïp doanh Vieät Nam
Vietnamese sole proprietor
State-owned enterprise (incorporated under Law on State-Owned Enterprises) Enterprises)
Foreign-owned enterprise (incorporated under Law on Investment)
Doanh nghieäp Nhaø nöôùc (Ñöôïc thaønh laä p p theo Luaät Doanh Nghieäp)
Doanh nghieäp coù voá voán ñaàu tö nöôùc ngoaøi i (Ñöôïc thaønh laäp theo Luaä t Ñaàu Tö)
Doanh nghieäp tö nhaân Vieät Nam
Vietnamese insurance company
Coâng ty Baœo hieåm Vieät Nam
Vietnamese securities company, securities investment company, fund management company, fund
Coân ng g ty chöùng ng khoaùn, n, coân ng g ty ñaàu tö chöùn ng g khoaùn n,, coân ng g ty quaûn lyù quyõ quyõ , quyõ Vieä Vieät Nam Vietnamese bank or bank’s branch
Branch of foreign bank
Vietnamese non-bank credit institution
Ngaân haøn ng g hoaëc chi nhaùnh nh ngaân haøng Vieät Nam
Chi nhaùnh nh ngaân haøng nöôùc ngoaøi
Toå chöù chöùc tín duïn ng g phi ngaân haøn ng g Vieät Nam
Co-operative
Business co-operation contract or foreign contractor
nghò vieát CHÖÕ IN IN HOA vaø ñaùnh daáuu (() hoaëc (x) p Please complete in BLOCK LETTERS and () or (x) where applicable / Ñeà nghò (x) vaøo oâ phuø hôïp Name of Proprietor (For Sole Proprietorship only)
Tieà n Göœi Coù Kyø Kyø Haï Haïn n C. Others (please specify)
Khaùc (Ñeà nghò nghò ghi cuï theå theå )
VND
USD
EUR
USD
EUR
USD
EUR
USD
EUR
Others /Khaùc VND
USD
EUR
Others /Khaùc
Existing Relationship with the Bank
Moái Quan Heä Hieä Hieän Taïi vôùi Ngaân Haøng ng Group Name to which the applicant belongs
Teân Coâng ng ty meï /Taä /Tapä Ñoaøn cuœa Doanh nghieäp môœ taø taøi khoaœn n BENEFICIAL OWNER INFORMATION ( 25% O OWNERSHIP) WNERSHIP)
4
THOÂN NG G TIN VEÀ CHUŒ S SÔŒ ÔŒ HÖÕU CHÍNH ( 25% Q QUYEÀ UYEÀN SÔŒ SÔŒ HÖÕ HÖÕU) U) Name
Hoï Teâ Teân
5
Number of Identification/Passport Identification/Passport (in case of individuals) or Business Registration Certificate or equivalent document (in case of organisations)
CALL-BACK FOR ORIGINAL TRANSACTIONAL INSTRUCTIONS /
GOÏI ÑIEÄN LAÏI ÑEÅ XAÙ XAÙC NHAÄN LEÄNH GOÁC
The Bank is authorised to make telephone confirmations from the person(s) listed below on transactional instructions received from the applicant.
Ngaân Haøn ng g ñöôïc pheùp xaùc nhaän qua ñieän thoaïi vôùi (nhöõ n ng) g) ngöôøi ñöôïc neâu teân döôùi ñaây veà caù cacù chæ thò giao dòch nhaän ñöôïc töø khaù khaùch ch haøng ng môû taøi taøi khoaûn. n. Yes, if the transaction value is equal or exceeds maët t Cash Withdrawal /Ruùt tieàn Coù, neáu giaù trò trò giao dòch baèn ng g hoaëc vöôït quaù Internal/Outward Transfer /Chuyeå n tieà n noäi boä /ra ngoa ngoaøi iø Limit set up by the Bank from time to time
Haïn möùc do Ngaân Haøng ng quy ñònh vaøo töøn ng g thôøi ñieå m m Name
Title
Tel
Hoï teân n
Chöùc vuï
ÑT
Name
Title
Tel
Hoï teân n
Chöùc vuï
ÑT
Name
Title
Tel
Hoï teân n
Chöùc vuï
ÑT
ID No.
Soá CMND ID No.
Soá CMND ID No.
Soá CMND
No (the Bank is not required to call back the applicant for any amount) and the applicant will sign the standard No-Call Back indemnity letter provided by the Bank (form AOF01)
CALL-BACK FOR TRANSACTIONAL INSTRUCTIONS INSTRUCTIONS VIA FAX /
Do you authorize Bank to act on faxed instructions?/ Khaùch ch
GOÏI ÑIEÄN LAÏI ÑEÅ XAÙC NHAÄN LEÄNH FAX
haøng ng coù uœ uœy quyeàn cho Ngaân haøng ng thöïc hieän theo chæ thò ñöôïc göœi baèng ng Fax khoâng? ng?
Yes/Coù No/Khoâng ng If yes, the Bank is authorised to make telephone confirmations from the person(s) listed inside Letter of Indemnity on transactional instructions received via fax, for any amount.
Neáu coù, Ngaân Haøng ng ñöôïc pheùp xaùc nhaän qua ñieän thoaïi vôùi (nhöõng) n g) ngöôøi ñöôïc neâu teân trong thö cam keát boà i hoaøn hoaøn veà caù caùc chæ thò giao dòch nhaän ñöôïc töø leä leänh nh fax, cho taát caû (caù (caùc) c) giaù trò trò leänh. nh. Letter of Indemnity to be signed (Form AOF2)/ Khaùch ch haøng ng caàn kí thö cam keá t boà i hoaøn (Ñôn AOF2).
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STATEMENT FREQUENCY /
SAO KEÂ TAØ TAØI KHOAŒN N
Account Statement is to be sent monthly via email and commencing date to be arranged by the Bank, unless specified below.
Sao Keâ Taø Taøi Khoaûn ñöôïc göûi haøng ng thaùng ng qua Email vaø ngaø ngaøy göœi seõ do do Ngaân Haøng ng quy ñònh, tröø tröôø tröôøng ng hôïp khaùch ch haøng ng coù yeâ yeâu caàu ñaëc bieät döôùi ñaây. y. Other Frequency/Yeâu caà u khaùc c Daily/Haøng ng ngaøy y Weekly/Haøng ng tuaà n n Quarterly/Haøng ng quyù ch haøng ng caà n kí thö cam keá t boà i hoaøn (AOF3). Letter of Indemnity to be signed (AOF3) / Khaùch Note/Ghi chuù: : If If “Other Frequency” is to be ticked, additional charge will be levied based on SME banking tariff./ Neáu Khaùch ch haøng ng choïn “Yeâu caà u khaùc” c” phaœi chòu phí phaùt sinh döïa theo bieåu phí SME.
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TELEPHONE ENQUIRY /
GIAÛI ÑAÙP QUA ÑIEÄN THOAÏI I
The Bank is authorised to respond to any enquiry made by any of the following person(s) (the “ Authorised Enquirer(s)”):
Ngaân Haøng ñöôïc uûy quyeàn traû lôøi baá t kyø caâu hoûi naøo do (nhöõng) ngöôø i sau ñaây ñöa ra (sau ñaây goïi laø “(nhöõng) Ngöôøi Yeâu Caàu Thoâng Tin Ñöôïc UÛy Quyeàn) ”: ”: Yes/Coù No/Khoâng ng Name of Authorised Enquirer
ID Number/Passport Number
Authorised Telephone Number
Hoï teâ teân Ngöôøi Yeâu Caà u Thoâng ng Tin Ñöôïc UÛ UyÛ Quyeàn n
Soá CMND/Soá CMND/Soá Hoä Hoä Chieá Chieá u u
Soá Ñieä Ñieän Thoaïi Ñöôïc UÛ UyÛ Quyeàn n
by telephone about any information relating to the applicant’s Account(s):
qua ñieän thoaïi veà baá baát kyø thoâ thoâng tin naøo lieân quan ñeán (caùc) Taøi Khoaûn cuûa Khaùch haøng môû taø taøi khoaûn: Account No.
Account No.
Account No.
Account No.
Account No.
Account No.
Account No.
Account No.
Taøi Khoaûn Soá
Taøi Khoaûn Soá
Taøi Khoaûn Soá
Taøi Khoaûn Soá
Taøi Khoaûn Soá
Taøi Khoaûn Soá
Taøi Khoaûn Soá
Taøi Khoaûn Soá
to disclose such information over the telephone to any Authorised Enquirer if he/she quotes the following personal identification code (PIC):
ñeå thoâ thoâng baùo caùc thoâng ng tin ñoù qua ñieän thoaïi cho baát kyø Ngöôø Ngöôøi Yeâu Caàu Thoâng Tin Ñöôïc UÛy Quyeàn naøo neáu ngöôøi ñoù neâu roõ maõ soá soá nhaän daïng caù nhaâ nhaân sau ñaây (PIC): (include a minimum of five and a maximum of ten numbers and/or letters)
Under thet Vietnamese subject taxn on payable to it.ng. Theo Luaä vaø Quy Quy Ñònhtax veàlaws Thueáand cuûaregulations, cuû Vieät Nam, atoånon-resident chöù chöùc khoâng ng applicant cö truù phaœ phaœwould i chòu be thueá khaá khaáu to tröøwithholding taïi nguoàn treâ taï caùcinterest khoaœi laõ i ñöôïc höôœ ng. Tax Status/Ñoái töôïng
chòu thueá
Resident/Cö
truù
Non-Resident/Khoâng
Cö truù
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DECLARATION /
CAM KEÁT
We apply to open the above Account(s) with Standard Chartered Bank (Vietnam) Limited (the “Bank”). We represent that the information provided by Us in this form and in any other document(s) provided by Us to the Bank is true, accurate and complete. We acknowledge that the Bank may decline Our application without providing any reason in which event no contractual relationship will arise between the Bank and Us. We further acknowledge that We have received, read and understood the Bank’s prevailing Account Terms, Standard Terms, applicable Country Supplement and the terms contained in this form and We agree to be bound by them in connection with all Accounts opened by Us with the Bank. We further agree to be bound by any additional terms and conditions governing any facilities, products and/or services offered by the Bank as we may apply for and/or utilize from time to time.
Chuùng ng toâi xin môû (caùc) Taøi Khoaûn neâu treân ôû Ngaâ Ngaân Haøng ng TNHH Moät Thaønh nh Vieân Standard Chartered (Vieä t Nam). Chuùng toâi cam keát nhöõng thoâng nng raè tinnnggneâNgaâ u trong y vaø caùcnghò hoà sô maø chuù nchuù toâincung chong laø ñuù ñuù g, chính xaùc tröôø vaø ñaà ñuûp. ñoù Chuù gkhoâ toâinthöø nhaä n Haøng nñôn g coùnaøtheå töø töø trong choái ñeà môûkhaù taøi ckhoaû cuûnagchuù g toâi caá maøp khoâ ngNgaâ caànn Haø giaûnng i gthích lyùnng, do, vaø trong trong ngyhôï seõn khoâ g coùa baát cöù moái quan heä mang tính chaát hôïp ñoàng naøo giöõa Ngaân Haøng vaø chuù chuùng toâii.. Chuùng toâi xaùc nhaän ñaõ nhaän, ñaõ ñoï ñoïc vaø hieåu caùc Ñieàu Khoaûn Chung Veà Taøi Khoaûn, Baûn Boå Sung Sung Theo Quy Ñònh Cuûa Nöôùc Sôû Taïi Lieân Quan (Vieät Nam) vaø caù caùc ñieàu khoaûn khaùc trong ñôn naøy vaø chuùng toâi ñoàng n g yù raøng buoäc bôûi nhöõng n g ñieàu kieänn,, ñieàu khoaûn ñoù ñoái vôùi taát caû caùc taøi khoaûn cuûa chuùng toâi ôû Ngaâ n Haøng. ng. Chuùng toâi cuõng n g ñoàng yù bò bò raøng buoäc bôûi caùc ñieàu kieän, ñieà u khoaûn phuï lieâ lieân quan tôùi caùc saûn phaåm, dòch vuï khaùc cuûa Ngaân haøng ng maø chuùng chuùng toâi ñeà nghò vaø /hoaëc söû duï duïng vaøo töøng thôøi ñieåm. Tick box if the Bank should NOT act on any Instruction (including contingency) received by Fax.
Ñaùnnhh daáu vaøo oâ neá neáu Ngaân Haøng ng KHOÂNG NG ÑÖÔÏC haønh nh ñoänngg theo baá t kyø Chæ Chæ Thò naøo (bao goàm caû tröôø tröôønngg hôïp baát ngôø ) nhaä nhaän ñöôïc baènngg Fax.
To: Standard Chartered Bank (Vietnam) Limited (the “Bank”)
Kính göûi:i: Ngaân Haøng ng TNHH Moät Thaøn nh h Vieân Standard Chartered (Vieät Nam) (“Ngaân Haøng”) ng”) Date/Ngaøy y : ........../..... ........../........../20........ ...../20........
We, being [director(s)/member(s)/partn [director(s)/member(s)/partner(s) er(s) and the legal representative] of the Client, hereby certify that the resolutions set out below are a true extract of the resolutions of the [general meeting of shareholders/ shareholders/board board of directors/members’ council/partners/management council/partners/management]] of the Client passed with effect from the date shown below /Chuùng ng toâi,i, laø [(caù [(caùcc)) thaønh nh vieân hoäi ñoà ng ng quaûn trò/(caùc) c) thaønh nh vieân/(caù n/(caùc) c) thaønh nh
vieân hôïp danh vaø ngöôø ngöôøi ñaïi dieän theo phaùp luaät] t] 1 cuûa Khaùch ch Haøng, ng, baèng ng vaên baûn naøy xaùc nhaän raèng ng caùc nghò quyeát ñöôïc neâu döôùi ñaây laø baû luïcch thöï c caùccthoâ nghò t cuû a [ñaï i ñoà n ngaø g coåy ñoâ ño ng/hoä âng/hoä ng ngi quaû ng thaønh nh vieân/caù n/caùc thaønh nh vieân hôïp danh/ban quaûn 2n cuû trích lyù ] 2 a Khaù ctrung h Haøn ng g ñöôï ng ng quyeá qua coù hieä hieä u löïi choäkeå töø tö ng ø ngaø ñöôï c neâiuñoà döôù ñaâyy n. trò/hoäi ñoàng
( Sign Sign and seal/(Kyù teâ teân vaø ñoù ñoùn ng g daáu u) ) Name/ H Hoï oï teâ teân n : Title/ Chöù Chöùc vuï: :
( Sign Sign and seal/(Kyù teâ teân vaø ñoù ñoùng ng daáu u) ) Name/ H Hoï oï teâ teân n : Title/ Chöù Chöùc vuï: :
Sign and seal/(Kyù teâ ( Sign teân vaø ñoù ñoùn ng g daáu u) ) Name/ H Hoï oï teâ teân n : Title/ Chöù Chöùc vuï: :
Sign and seal/(Kyù teâ ( Sign teân vaø ñoù ñoùng ng daáu u) ) Name/ H Hoï oï teâ teân n : Title/ Chöù Chöùc vuï: :
Sign and seal/(Kyù teâ ( Sign teân vaø ñoù ñoùn ng g daáu u) ) Name/ H Hoï oï teâ teân n : Title/ Chöù Chöùc vuï: :
Sign and seal/(Kyù teâ ( Sign teân vaø ñoù ñoùng ng daáu u) ) Name/ H Hoï oï teâ teân n : Title/ Chöù Chöùc vuï: :
Name of the Company/Institution/ Partnership (the “Client”)
Teân Coâng Ty/Toå Chöùc/ Coân ng g Ty Hôïp Danh (“Khaùch ch Haøng”) Country of incorporation/ incorporation/establishm establishment ent
Nöôùc thaønh laäp p [Business Registration Certificate/ Investment Certificate/ Investment Licence/ Establishment and Operation Licence/ Decision of Establishme Establishment] nt] dated _______________ issued by _________________
[Giaáy Chöùng Nhaän Ñaêng Kyù Kinh Kinh Doanh/Giaáy Chöù Nhaä n Ñaà u Tö/Giaá y Pheùpt Ñaà u Tö/Giaá Pheù Thaønnhg Laä p vaø Hoaï t Ñoäng/Quyeá Ñònh Thaønh nhy Laä p] p3 caáp ngaøy ____________ caáp bôûi ______________ Date of the resolutions/ Ngaø Ngaøy
1. The Approving Sig Signatories natories listed in Part A of the Schedule to this Mandate Mandate may from time to ttime, ime, on behalf of and in the name na me of the Client / Nhöõ Nhöõ nngg Ngöôøi Toaøn Quyeà n Ñieà u Haønnhh Taøi Khoaûn ñöôïc neâu ôû Phaà Phaàn A taïi Phuï Luï Luïc cuûa Giaáy UÛy Quyeà n naøy vaøo töønngg thôøi
ñieå m thay maët cho vaø nhaâ nhaân danh Khaùcchh Haønngg coù theå theå: : (a) Open bank accounts of any type with the Bank / M Môœôœ baá baát kyø loaï loaïi taøi khoaœn naøo taïi Ngaân Haønng g ;
(b) Sign and deliver any account ope opening, ning, cash management (including electronic electronic client access service services), s), trade, banking a and/or nd/or any other related documentation as required from time to time with the Bank / Kyù Kyù vaø vaø giao giao cho Ngaân Haønngg moïi hoà sô sô lieân quan
ñeá n lieâvieä môœ taø taøiokhoaœ quaû lyù t tieà tieà tg(bao dòch vuï giao giao dòch ñieän töû ), thöông maïii,, ngaân haønngg vaø /hoaëc baá t kyø giaá giaá y tôø coù lieâ n cquan naø khaùnn, c, caà n nthieá vaø no maë töønng thôøi goà ñieå m mcaû ; dòch Amend the list of Auth Authorised orised S Signatories ignatories as spec specified ified in Part B of the S Schedule chedule to this Mandate / Söû Söûa ñoå i danh saùcchh nhöõnng g Chöõ kyù kyù Ñöôïc Uyû Quyeà Quyeà n nhö ñöôïc quy ñònh ôû Phaà Phaà n B taïi Phuï Luï Luïc cuûa Giaá y UÛy Quyeàn naøy y;
(c)
(d) Arrange wit with h the Ba Bank nk for ad advances vances to tthe he Client by way of discount, loan, overdraft or otherwise, and for the granting of credits and the issue of guarantees by the Bank from time to time and to sign on behalf of the Client any form of deposit and withdrawal, memorandum of deposit, letter of trust, mortgage or any other grant of security whatsoever relating to any securities or property or documents of title relating thereto to secure any advances, obligations, undertakings, instructions, guarantees, indemnities and counter-indemnities, and any other documents required by the Bank in connection with such facilities / Thu xeáp vôùi Ngaân
haønngg veà caù caùc khoaœn taïm öùnngg qua caùc hình thöùc nhö chieá t khaáuu, , vay nôï, thaáu chi hay noùi caùcchh khaùc ñöôïc Ngaân Haønngg caáp haïn möùc tín duïnngg vaø phaù phaùt haønnhh baœo laõ nnhh vaøo töønngg thôøi ñieå m m,, vaø thay thay maët khaùcchh haønngg kyù caù caùc bieå u maã uu,, chöùnngg töø gö gö œi tieàn hoaëc ruùt tieàn, n , Thoœa Thuaän Ñaët Tieàn Göœii,, Giaá y UŒy Thaùcc,, Theá Chaá Chaá p hoaëc phaùt haønnhh baát kyø phöông phöông aùn baœo ñaœm naøo lieân qua quann nhö chöùng ng khoaùnn,, baát ñoänngg saœnn,, hoaëc caùc giaáy tôø sôœ sôœ höõ höõu lieân quan ñeå baœ baœo laõ nnhh cho baá t kyø khoaœ khoaœn vay, nghóa vuï, cam keá tt,, chæ thò, baœo laõ nh, nh, cam keá t boài thöôønngg cho beân thöù ba, ba, hoaëc baá t kyø giaá giaá y tôø naø naøo Ngaân Haønngg yeâu caà u lieân quan tôùi caùc haïn möùc saœn phaå m;
(e) To the fullest extent permitted by applicable law, sign and deliver an ISDA Master Agreement, with or without a Credit Supp Support ort Annex, and any other agreements or confirmations in relation to derivatives transactions (including, without limitation foreign exchange and commodity related transactions, swaps and options), securities dealing (including, without limitation, li mitation, repurchase and securities lending transactions), money market transactions and collateral or margin arrangements relating to such transactions between the Bank and the Client / Trong Trong phaïm vi toá i ña maø phaù phaùp luaät hieän haønnhh cho pheùpp,, kyù vaø vaø giao giao nhaän Hôïp Ñoà ng ng
Khung ISDA, coù hoaë hoaëc khoânngg coù Phuï Phuï Luï Luïc Hoã Trôï Trôï Tín Tín Duïnng, g, vaø baá baá t kyø thoû thoûa thuaän hoaëc xaùc nhaän naøo khaùc lieân quan ñeá n caùc giao dòch phaùi sinh (bao goà m m,, nhöng khoânngg giôùi haïn ôû caù caùc giao dòch lieân quan ñeán ngoaïi hoá i vaø haø haønngg hoùaa,, gia giaoo dòch hoaùn ñoåi vaø quyeà quyeàn choïnn), ), giao dòch chöùnngg khoaùn (bao goàm m, , nhöng khoânngg giôùi haïn ôû, giao dòch mua laïi vaø cho cho vay chöùnngg khoaùnn),), giao dòch thò tröôønngg tieàn teä vaø vaø caù caùc hôïp ñoànng g kyù quyõ quyõ hoaë hoaëc bieân ñoä laõ laõi (margin arrangements) lieân quan ñeá n caùc giao dòch giöõ a Ngaân Haønngg vaø Khaù Khaùcchh Haønng; g; vaø;
(f) Enter into any banking, financial or commercial transaction and/or relat related ed services from time to time offered by the Bank ( “Transactions” Tham gia baát kyø giao giao dòch “Transactions” ), whether orally, in writing or through an electronic messaging or dealing system / Tham
ngaân haønng, g, taøi chính hoaëc thöông maïi naøo vaø /hoaëc caùc dòch vuï coù coù lieâ lieân quan vaøo töønngg thôøi ñieå m do Ngaân Haønngg cung caáp ( “Caù “Caùc Giao Dòch” ), cho duø duø baè baènngg lôøi noùii,, baènngg vaên baûn hoaëc thoânngg qua moät heä thoá thoánng g giao dòch hoaëc thoânngg tin ñieän töû;
(g) Agree, amend, supplement, rest restate ate or var vary y the term terms s of any agreement or document referred to in the foreg foregoing oing resolutions / Thoû Thoûa thuaänn,, söûa ñoå ii,, boå sung, sung, ñieàu chænh hoaëc thay ñoåi caùc ñieà u khoaûn cuûa baát kyø thoû thoûa thuaän hoaëc taøi lieäu naøo ñöôïc ñeà caä caäp ñeán trong caùc nghò quyeá t neâu treânn ; (h) Appoint a any ny agent or agents to act on the Client’s be behalf half to carry out the purp purposes oses and intent of the foregoing resolutio resolutions; ns; and / Chæ Chæ ñònh baá t kyø hoaë hoaëc caùc ñaïi dieän haønnhh ñoänngg thay maët cho Khaùcchh Haønngg ñeå thöï thöïc hieän caùc muïc ñích vaø yù yù ñònh ñònh cuûa caùc nghò quyeá t
neâu treân. n.
(i) If any agreement, instrument or other document is required to be executed under th the e seal of the Client, th that at the seal be affixed to such agreement, instrument or document in accordance with the Client’s charter and/or applicable law / Neá Neáu baá t kyø thoû thoûa
2. The Approving Signatories as listed in Part A of the Schedule to this Mandate may from time to time delegate any of their authority or powers referred to in resolution 1 above to any one or more persons specified as Authorised Signatories as listed in Part B of the Schedule to this Mandate and revoke any such delegation / Nhöõ Nhöõ nngg Ngöôøi Kyù Teâ Teân Chaáp Thuaän nhö ñöôïc lieät keâ ôû ôû Phaà Phaà n A taïi Phuï
Luïc cuûa Giaá y UÛy Quyeà n naøy vaøo töønngg thôøi ñieå m coù theå theå trao trao quyeàn haïn hoaëc thaåm quyeàn cuûa hoï ñöôï ñöôïc neâu taïi nghò quyeá t 1 treân ñaây cho baát kyø moä moät hoaëc nhieà u ngöôøi ñöôïc quy ñònh laø Ngöôø Ngöôøi Kyù Teâ Teân Ñöôïc Uyû Quyeà Quyeàn nhö ñöôïc lieät keâ ôû ôû Phaà Phaà n B taïi Phuï Luï Luïc cuûa Giaá y UÛy Quyeà n naøy vaø ruù ruùt laïi baá t kyø uûuûy quyeàn naøo nhö vaäyy .
3. The Authorised Signat Signatories ories as listed in Part B of the Schedule Schedule to this Mandate may from time time to time, on behalf of and in the name name of the Client / Nhöõ Nhöõ nngg Ngöôøi Kyù Teâ Teân Ñöôïc Uyû Quyeà Quyeà n nhö ñöôïc lieät keâ ôûôû Phaà Phaà n B taïi Phuï Luï Luïc cuûa Giaáy UÛy Quyeà n naøy vaøo töønngg thô thô øi ñieå m m,, thay maët vaø nhaâ nhaân danh Khaùcchh Haønngg coù theå theå: (a) Bind the Client to the Bank’s account ope opening, ning, cash management (including electronic electronic client access services), trade, bank banking ing and/or related documentation as required from time to time / R Raøaønngg buoäc Khaùcchh Haønngg vôùi giaá y tôø lieâ lieân quan ñeán vieäc môû taøi khoaûnn,,
quaû lyù tieà t g(bao m mcaû caùc dòch vuï truy truy caäp khaùcchh haønngg ñieän töû ), thöông maïii,, ngaân haønngg vaø /hoaëc giaá y tôø lieâ lieân quan khaùc caàn nthieá ttieàvaø nomaë töønng thôøigoà ñieå ; caù
(b) Sign (i) instructions in writing for the payment of money, or the dealing of securities, to or from any account m maintained aintained by the Client with the Bank, (ii) payment instruments in the form of cheques, drafts, money orders, cashier’s order or other similar instrument, (iii) confirmations of Transactions (iv) instructions in writing in respect of the settlement or performance of
AccountOpeningPa Account OpeningPack_Viet ck_Vietnam_20 nam_2011_v1 11_v1 page 6 of 9
Transactions, including, without limitation, notices exercising any option or other right of election unde underr any Transaction, and (v) requests for the Bank to release account information to the Client’s auditor / Kyù Kyù (i) (i) caùc chæ thò baènngg vaên baûn ñeå thanh thanh toaùn tieà nn,, hoaëc
giao dòch chöùnngg khoaùnn,, vaøo hoaëc töø baá baát kyø taø taøi khoaûn naøo cuûa Khaùcchh Haønngg môû taï taïi Ngaân Haønng, g, (ii) caùc giaáy tôø thanh thanh toaùn döôùi hình thöùc seùcc,, hoái phieá uu,, leännhh chuyeå n tieànn, , leännhh ruùt tieàn maët hoaëc chæ thò töông töï khaù khaùcc,, (iii) caùc xaùc nhaän Giao Dòch vaø (iv) (iv) caùc chæ thò baènngg vaên baûn lieân quan ñeán vieäc thanh toaùn hoaëc thöïc hieän Caùc Giao Dòch, bao goà m m,, nhöng khoânngg giôùi haïn ôû, caùc thoânngg baùo thöïc hieän baát kyø quyeà quyeàn choïn naøo hoaëc quyeà n löïa choïn naøo khaùc theo baát kyø Giao Giao Dòch naøo vaø (v) (v) yeâu caà u Ngaân Haønngg cung caáp thoâng ng tin taøi khoaûn cho kieå m toaùn vieân cuûa Khaùcchh Haønng g . 4. To the fullest extent permitted by applica applicable ble law, the Approving Signatories as listed in Part A of the Schedule to this Mandate Mandate and the Authorised Signatories as listed in Part B of o f the Schedule to this Mandate may appoint any affiliated company of the Client (or its representative) as the agent of the Client for the purposes of any netting, aggregation or pooling arrangement (whether notional notional or actual) with the Bank to which the Client is a party with the power to instruct the Bank to apply balances on the Client’s accounts and to apportion interest as calculated in accordance with such arrangements between the Client and its affiliates participating therein. These arrangements, together with any associated guarantee by the Client of the obligations of its affiliates participating with the Client in such arrangements, including debit balances on their participating accounts, shall be in the commercial interest and to the benefit of the Client / Trong Trong phaïm vi toá i ña maø phaù phaùp luaät hieän haønnhh cho pheùpp,, nhöõ nngg Ngöôøi Kyù Teâ Teân Chaáp Thuaän nhö ñöôïc
lieät keâ ôû ôû Phaà Phaàn A taïi Phuï Luï Luïc cuûa Giaá y UÛy Quyeàn naøy vaø nhöõ nhöõnng g Ngöôøi Kyù Teâ Teân Ñöôïc Uyû Quyeà Quyeà n nhö ñöôïc lieät keâ ôû Phaà Phaà n B taïi Phuï Luïc cuûa Giaá y UÛy Quyeà n naøy coù theå theå chæ chæ ñònh baát kyø coâ coânngg ty lieân keá t naøo cuûa Khaùcchh Haønngg (hoaëc ñaïi dieän cuûa Khaùcchh Haønng) g) laøm ñaïi dieän cuûa Khaùcchh Haønngg cho muïc ñích cuûa baát kyø hôï hôïp ñoà nngg thanh toaùn buø tröø tröø, keát hôïp hoaëc hôïp laõi (pooling) naøo (cho duø laø laø danh danh nghóa hoaëc thöïc teá ) vôùi Ngaân Haønngg theo ñoù Khaù Khaùcchh Haønngg laø moä moät beân coù thaå thaåm quyeà n chæ thò cho Ngaân Haønngg söû duï duïnngg caùc soá dö dö treân caùc taøi khoaûn cuûa Khaùcchh Haønngg vaø chia chia tieà n laõ i ñöôïc tính theo caùc hôïp ñoànng g ñoù giöõ giöõ a Khaùcchh Haønngg vaø caù caùc beân lieân keát cuûa Khaùch ch Haønngg tham gia Hôïp Ñoà nng. g. Nhöõnng g hôïp ñoànng g naøyy,, cuønngg vôùi baá t kyø baû baûo laõ nnhh lieân quan naøo cuûa Khaùcchh Haønngg cho caùc nghóa vuï cuû cuûa caùc beân lieân keát cuûa Khaùcchh Haønngg tham gia cuønngg vôùi Khaùcchh Haønngg trong caùc hôïp ñoà nngg ñoù, keå caû caû caù caùc soá dö dö nôï treâ treân caùc taøi khoaûn tham gia cuûa hoï, laø lôï lôïi ích thöông maïi vaø thuoä thuoäc quyeàn lôïi cuûa Khaùcchh Haønng g .
5. Any step already taken by the A Approving pproving Signatories, Authorised Authorised Signatories as contemplat contemplated ed by resolutions 1, 2, 3 and 4 above is ratified by the Client / Baát kyø coâ nnggcvieä c naø o ñaõ t ñöôï ñöôï ñöôï gñöôï Ngöôø i Kyùcchh Teâ Teâ Chaá p Thuaä ng g Ngöôøi Kyù Teâ Teân Ñöôïc UÛy Quyeà n nhö ñöôïc quy ñònh bôûcoâ i caù nghò quyeá 1, 2,c3thöï vaøc 44hieä treânnbôûñaâi nhöõ y ñaõnng c Khaù Haønnng g chaá p thuaänn,,n nnhöõ . n 6. These resolutions will remain in force unless and until the Client delivers to the Bank a ne new w resolution revoking, amending or superseding these resolutions / Nhöõ Nhöõ nngg nghò quyeá t naøy seõ giöõ giöõ nguyeâ nguyeân hieäu löïc tröø khi khi vaø cho cho ñeá n khi Khaùcchh Haønngg göûi cho Ngaân Haøng ng moät nghò quyeá t môùi ruùt laïii,, söûa ñoåi hoaëc thay theá nhöõ nhöõ nngg nghò quyeá t naøyy .
N g a yø N o pä : ..........n g a yø ..........t h a ùn g ............n a m ê
Name of the Client
T e nâ K h a ùc h H a nø g
Insert FULL legal name exactly as it appears on the Constitutional Constitutional Documents Documents
Ñ i e nà c h í n h x a ùc t e ân h ô pï p h a pù Ñ AY À Ñ U Û n h ö n e uâ t r o n g C a cù T a øi Li e äu T h a øn h La pä
Please Tick /V u i l o n ø g ñ a ùn h d a uá
Part A - Approving Signatories
P h a n à A - C a cù C h ö õ K y ù T o a n ø Q u y e n à Ñ i àe u H a n ø h T a øi K h o œa n Draw a line through any unused space
G a cï h c h e ùo p h a nà ñ e å t r o án g k h o nâ g s ö û d u nï g
Any one to sign
M o tä n g ö ô øi k y ù t e ân
( ) v a øo mo tä o â t r o ná g t h í c h h ïô p
Any two to sign
Other (insert details below)
H a i n g ö ô øi k y ù t e ân
K h a ùc ( ñ i e nà c h i t i e át b e nâ d ö ô ù )i
If you tick "Other", describe the alternative method of operation operation in the Special Instructions area below /Ne áu ña nù h da uá va oø o â "K h a cù " , ñe à ng nghò hò ne uâ ro õ phöông t h ö ùc a pù d ïu n g t h a y t h e á t r o n g p h a nà C h æ D a nã R i e nâ g d ö ô iù ñ a ây .
Specimen Signature
Specimen Signature
C h ö õ K y ù M a u ã
C h ö õ K y ù M a u ã
Name/H ïo T e nâ _______________ _______________________________ ______________________ ______
Name/H ïo T e ân _______________ _______________________________ ______________________ ______
Title/C h ö c ù
v ïu _____________________________________ ID/S o á C M N D _____________________________________ Contact details/C h i t i e át l i e ân h e :ä
v ïu _____________________________________ ID/S o á C M N D _____________________________________ Contact details/C h i t i e tá l i e n â h e :ä Nh a ø r i e nâ g
ÑTDÑ Fax
Specimen Signature
Specimen Signature
C h ö õ K y ù M a u ã
C h ö õ K y ù M a u ã
Name/H ïo T e nâ _______________ ______________________________ ______________________ _______
Name/H ïo T e nâ _______________ ________________________________ ______________________ _____
Title/C h ö c ù
v ïu _____________________________________ ID/S o á C M N D _____________________________________
Title/C h ö ùc v ïu _____________________________________
Contact details/C h i t i e tá l i e n â h e :ä ______________________ Home: ______________ Mobile: _______________ _______
Contact details/C h i t i e tá l i e n â h e :ä ______________________ Home: ______________ Mobile: ______________ ________
N g a yø N o pä : ..........n g a yø ..........t h a ùn g ............n a m ê
Name of the Client
T e nâ K h a ùc h H a nø g
Insert FULL legal name exactly as it appears on the Constitutional Constitutional Documents Documents
Ñ i e nà c h í n h x a ùc t e ân h ô pï p h a pù Ñ AY À Ñ U Û n h ö n e uâ t r o n g C a cù T a øi Li e äu T h a øn h La pä
Please Tick /V u i l o n ø g ñ a ùn h d a uá
Part B - Authorised Signatories
P h a nà B - C a cù C h ö õ K y ù Ñ ö ô cï U Ûy Q u y àe n Draw a line through any unused space
G a cï h c h e ùo p h a nà ñ e å t r o án g k h o nâ g s ö û d u nï g
Any one to sign
M o tä n g ö ô øi k y ù t e ân
( ) v a øo mo tä o â t r o ná g t h í c h h ïô p
Any two to sign
Other (insert details below)
H a i n g ö ô øi k y ù t e ân
K h a cù ( ñ i e nà c h i t i e tá b e ân d ö ô )iù
If you tick "Other", describe the alternative method of operation operation in the Special Instructions area below /Ne áu ña nù h da uá va oø oâ "K h a cù " , ñe à ng nghò hò ne uâ ro õ phöông t h ö cù a pù d ïu n g t h a y t h e á t r o n g p h a nà C h æ D a nã R i e nâ g d ö ô iù ñ a ây .
Specimen Signature
Specimen Signature
Name/H ïo T e nâ _______________ _______________________________ ______________________ ______
Name/H ïo T e ân _______________ _______________________________ ______________________ ______
Title/C h ö c ù
v ïu _____________________________________ ID/S o á C M N D _____________________________________ Contact details/C h i t i e át l i e ân h e :ä
v ïu _____________________________________ ID/S o á C M N D _____________________________________ Contact details/C h i t i e tá l i e n â h e :ä Nh a ø r i e nâ g
ÑTDÑ Fax
Specimen Signature
Specimen Signature
Name/H ïo T e nâ _______________ _______________________________ ______________________ ______
Name/H ________________________________ ______________________ _____ ïo T e nâ _______________
Title/C h ö c ù
v ïu _____________________________________ ID/S o á C M N D _____________________________________
Title/C h ö ùc v ïu _____________________________________
Contact details/C h i t i e át l i e ân h e :ä ______________________ Home: ______________ Mobile: _____________ _________
Contact details/C h i t i e tá l i e n â h e :ä Home: ______________ Mobile: ______________________
ID/S o á C M N D _____________________________________
Nh a ø r i e nâ g
ÑTDÑ Fax
Special Instructions / C h æ D a n ã R i e nâ g :
If there is insufficient space, please provide the full list of authorised signatories signatories on a separate schedule on Client letter letterhead. head.
Ne uá k h o nâ g c o ù ñ u û c h o ã, ñ e à n g h ò c u n g c a pá d a n h s a cù h ñ a yà ñ u û n g ö ô iø k y ù t e ân ñ ö ô cï u y û q u y e nà ô û mo ät p h ïu l u cï r i e ân g t r e ân g i a yá i n t i e âu ñ e à t h ö c u ûa K h a cù h H a nø g . Name(s) & Signature(s) of person(s) duly authorised to appoint Signatories /( C a ùc ) T e ân &
( c a ùc ) C h ö õ K y ù c u aû ( n h ö nõ g ) n g ö ô iø ñ ö ïô c u ûy q u y e nà h ïô p l e ä ñ e å ñ e à c ö œ c a cù C h ö õ K y ù: Only required if submitted for new appointments,deletions, changes after taking the mandate.
C h æ y e âu c a àu n e uá n o pä ñ ô n x i n b o å n h i e äm mô iù , h u ûy b o ,û t h a y ñ o åi s a u k h i n h a nä u yû q u y e nà .