Jack B Weinstein Financial Disclosure Report for 2010

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AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization

Report Required by the Ethics in Government Act ofl978 (5 U.S.C, app. ,~ I01-111)

I. Person Reporting(last name, first, middle initial) Weinstein, Jack B. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. District Judge

3. Date of Report 4/4/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

USDC-Eastem District of NY
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

5b. [] Amended Report 7. Chambers or Office Address 225 Cadman Plaza East Brooklyn, N.Y. 11201 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Revie,ning Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P 0 S [ T I 0 N S. ¢ Repo.ing individuol oniy: se~ pp. 9-I 3 of f!ling instructions.)
~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. m~pora.g individual only; seepp. 14-I6 of filing instructions.)
D NONE (No reportable agreements.) DATE
1. 1998 2. 1998 3. 2000 TlAA Retirement Plans New York State Retirement Plans New York State Savings Plan Schooling (2)

PARTIES AND TERMS

Weinstein, Jack B.

FINANCIAL DISCLOSURE REPORT Page 2 of 16

Name of Person Reporting \Veinstein, Jack B.

Date of Report 4/4/201 I

I I1. NON-I NVESTMENT INCOME. tnepo~ng individual andspouse: seepp. 17-24 offillng instructions.)
A. Flier’s Non-lnvestment Income

D
1.2010 2. 2010 3.2010 4.2010

NONE (No reportable non-investment income.) DATE
Royalties Teachers Ins & Annuity Pensions NY State Retirement System Pension Judicial Retiree & Survivors

SOURCE AND TYPE

INCOME
(yours, not spouse’s) $4,000.00 $11,189.00 $8,691.84 $161,732.74

B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting ),ear, complete this section~
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS --,ranspo.atio., lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 2.~-2 7 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 16

Name of Person Reporting \Veinstein, Jack B.

Date of Report 4/4/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31of fillng instructlon&)
NONE (No reportable gifts.) SOURCE
1. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. anel,,des ~hose oS’s~,o,,se and dependen, children; see pp. 32-33 of filing instructiong) ~-] NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Repo~ 4/4/2011

VII. INVESTMENTS and TRUSTS - inco~,e, ,..t.e, ~..,~..ion~ (Includes those of spouse and dependent childrent see pp. 34-60 of filing instructions.)
D NONE (No reportable A. Description of Assets (including trust assets)
Place "(X)~ after each asset exempt from prior disclosure

income, assets, or transactions.)
B. Income during reporting period C. Gross value at end of reporting period Value Method Code 3
(I) Type (e.g., buy, sell, redemption)

D. Transactions during reporting period
(2) (3) (4) Date Value Gain mm!dd/~,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

i (0 (2) (0 (2) :; Amount Type (e.g., Value i Code I div., rent, Code 2 ] (A-II) or int.) (J-P)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Smith Barney cash Smith Barney ms active assets Nassau Cry NY genl obligation I/1/14 NYS twy auth local hwy-4/I/21 Harborfields cent sch dis-ny-6/I/l 8 Buffalo NY mun wtr fin auth-7/I/22 NYS dorm auth lease-7/l/25 Duchess Cnty NY resouree-l/I/l 3 Eastport south manor cent sch-6/15/21 NY N¥C hlth & hosp-2/15/14 NYS dorm auth revs-2/15/14 NYS enviro facscorp-6/15/14 Smithtown ny cent sch dist-8/l/15 NYS dorm auth rev-2/l/18 Triborough brdg & tunl auth-11/15/18 Duchess Cnty N¥ indt dev agy-7/l/20 NY NY genl oblig ser-g 8/I/20

A A A A A A A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

J K

T T Sold 01/04/10 J

J J J J

T T T T Sold 09/21/10 J

J

T Sold
Sold

11/26/10 J
03/17/10 J

J

T Sold 05/04/10 J

J J J J

T T T T

I. Income Gain Codes: (See Columns B I and D4) 2. Valise Codes ISce Cohlmns CI and D3) 3. Value Method Codes (See Cohunn C2)

A =$1.000 or less F -$50.001 - $ 100.000 J $15.000 or I,-ss N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q Appraisal U =Book Value

B =$1,00l - $2.500 G ~$100.001 - $1.000.000 K $15.0OI - $50.000 O =$500.001 - $1,000.000 R :Cost { Real Estate Only) V -O~hc’r

C =$2,501 - $5.000 I I I =$1.000.001 - $5.000.000 L =$50.001 - $100.000 p I =$1,000.001 - $5.000,000 P4 =More than $50,000.009 S =Assessment W =Estimated

D -$5.001 - $15,000 112 =More than $5,000.000 M =$100.0OI - $250.0~O P2 $ 5.0~O.001 - $25.000.C~0 T -~Cash Market

E =$ 15.001 -$ 50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 16

Name of Person Reporting \Veinstein, Jack B.

Date of Report 4/4/201 I

VII. INVESTMENTS and TRUSTS - i.co,.e, ,.atuo, ~a,~.io,. (Includesthose of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) Amount I Code I I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (~) (2) Value Value Method Code 2 Code 3 (J-P) Transactions during reporting period (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J-P) (A-H)

Type (e.g., buy, sell, redemption)

(Q-w)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. East Islip NY un free sch dist6/15i2 NY NYC genl oblig ser a - 8/I/21 NY NY genl oblig ser-I 3/1/22 N¥ NYC indl dev agy - 6/I/22 NY NYC mun wtr fin auth-6/15/22 Long Island Power Authority- 12/1/22 NYS envir facs corp - 6/15/23 NY NY genl oblig serj-8/I/23 NYS mun bond bank agy - 12/I/23 NY NY genl oblig ser-I 3/1/24 NYS enviro facs corp- 6/15/24 Port Auth NY & NJ one hundred-7/15/24 NY NYC genl oblig ser-b - 8/I/24 NYS enviro facs corp - 10/15/24 NY NY Genl Obl set 10/I/25 Metropolitan transn auth ny-ser oid I 1/15/25 Metropolitan transn auth ny-ser a 11/15/25 A A A A A A A A A A A A A A A A A Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest J J J J J T T T T T J J K T T T Sold 09/15/10 J J K J T T T Sold 01/12/10 J K K J T T T

Identity of buyer/seller (if private transaction)

Sold

09/21/10 J

Buy

09/21/10

J

I. Income Gain Codcs: (See Columns BI and D4) 2. Value Codes (S¢c Columr~ CI and D3) 3. Value l’.tcthod Codes ISce Column C2)

A =$1,000 or less F =$50.0~1 - $10~,000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25,000.001 - $50.090.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000,O00 K =$15.001 - $50.1)00 O = $500.001 - $1.000.000 R =Cost (Real Eslale Only) V =Olhcr

C -$2,501 - $5,000 III =$1,000.001 - $5.000,000 L :$50.001 - $100.0~1 PI $ 1.000.001 - $5.000.0~0 P4 =More than $50.000.000 S =Asscssmenl W =Eslimatcd

D =$5.001 - $15.000 112 =More lhan $5,000.000 M =$100.0~1 - $250.000 P2 = $5.000.001 - $25.000.000 T =Cash Marko

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 16

Name of Person Reporling Weinslein, Jack B.

Dale of Report 4/4/201 I

VII. INVESTME NTS and TRUSTS - inco.,e. ,’al,,e. tra.sactions andades those oSspoase and depende.~ children; see pp. 34-60 o]’filing instructions;)
D

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting p~riod (2) ~ 0) [ Amount Type (e.g., ] Code I div., rent, or int.) i (A-H) Gross value at end of reporting period (i) (2) Value Value Code 2 Method
(J-P) Code 3 Transactions during reporting period

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd.~,y Code 2 Code I (J-P) (A-H)

(5) Identity of buyeriseller (if private transaction)

35. 36. 37.

NYS Twy Auth Gen rev-g I/I/26 NYS twy auth st pets income 3/15/26 NYS Dormauth-7/l/26

A A A A A A A A C A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

K K K J J J

T T T T T T Sold 01/26/10 11/30/10 11/30/10 03/08/10 05/04/10 J J L J J

38. Triborough brdg & tunl auth - I/1/27 39. NY NYC tfa rev futu re tax - 11/1/27 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. Metropolitan transn auth ny - 11/15/28 NY NY genl oblig set H - 3/15/29 Capital One Bank - CD matures 1/23/13 Paragon coral Bk - CD matures 4/8/15 NYS Dorm Auth- 7/1/26 NYS Dorm Auth - 7/1/26 Morgan Stanley BankN.A, Nassau Cnty NY Genl Oblig 1/I/14 NYS twy auth local hghwy 4/1/21 Harborfields Cent Sch Dist NY 6/1/18 Buffalo NY Mun Wtr Fin Auth wtr 7/I/22 NYS dorm auth lease rev 7/1/25

J L

T T

Buy Buy Buy Sold

J

T Sold 01/04/10 J

J J J J

T T T T

I. Income Gain Codes: (See Columns B I and IM) 2. Value Codc~ ISee Columns CI and D3) 3. Value Method Codes (See Column C2)

A ~$1,000 or less F =$50.001 - $100.000 J =$15.000 or Idss N =$250.001 - $500.0~0 P3 =$25,000.001 - 550.000.000 Q =Appraisal U ~Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =$500.001 - $1,000,000 R =Cost (Real Estalc Only) V =Other

C =52.501 - $5.000 III =51.000.001 - $5,000.000 L -$50.0OI - $100.000 P1-51.000.001 - $5.000,000 P4 =More lhan $50,000.000 S -Assessment W Esfimalcd

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5.000.001 - $25,000.000 T =Cash Market

E -515,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 16

Name of Person Reporting \Veinstein, Jack B.

Date of Report 4/4/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructlon~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure B. Income during reporting period i (t) (2) Amount Type (e.g., , Code I div., rent, (A-II) or int.) ~ C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)
(I)

Transactions during reporting period
(2) (3) (4)

Type (e.g., buy, sell, redemption)

Date Value mm/dd~/y Code 2 (J-P)

Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

Eastport South Manor Cent Sch Dist 6/15/21: Dutchess Cnty NY resource recovery 1/1/13 NY NYC Hlth & Hasp Corp. 2/15/14 NYS dorm auth revs 2/15/14 Smithtown NY Cent Sch dist 8/1/15 NYS dorm auth rev aid long 1 I/I/15 Tarrytown N¥ Union Free Sch Dist 1/15/17 NYS dorm auth rev 2/1/18 Schenectady NYC sch dis 6/15/20 Dutchess Cnty N¥ indi dev agy 7/1/20 NY NY genl oblig ser-g 8/1/20 NYS environmental facs 12/15/20 East Islip NY un free sch dist ser-a 6/15/21 NY NYC genl oblig ser a 8/1/21 Rockland Co NY various purposes 8/15/21 NY N¥ genl oblig ser-I 3/1/22 Suffolk Co NY pub impt serial ser-a 5/15/22

A A A A A A A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest
J

Sold Sold Sold J J J T T T Sold
T T T T T T T T T

I I110110 ! 11/26/10 03/17/10

J J J

II/01/10

J J J J K
J

J J

I. Income Gain Codes: (See Columns BI and IM) 2. Value Cod~-s [See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J ~S 15.0(IO or h:ss N =$250,001 - $500,000 P3 =$25.000.001 - 550.000.09) Q =Appraisal U =Book Value

B -$I,001 - $2.500 G $100.001 - $1,000,000 K =$15.~1 - 550.000 O =$500.001 - 51.000.000 R ~Cos! IRcal Estate Only) V -Other

C =52,501 - $5,000 111=$1.000.001-$5.000.000 L =$50.001 - 5100.000 PI =$1,000.001 - $5.000.000 P4 =More than $50.000.000 S -Asscssffloal W =Estimated

D =$5.001 - 515.000 112 =More than $5.000,000 M =$100.001 - $250.(~O P2 =$5.000,001 - $25.000.000 T =C~h Market

E =$15.1)01 -$50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 16

Name of Person Reporling Weinstein, Jack B.

Date of Report 4/4/201 I

VI 1. I N VEST MEN T S an d T R U STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assel~)

B. Income during
reporting period

C. Gross value at end
of reporting period

D. Transactions during reporting period (i) Type (e.g., buy, sell,
~’~:lemption)

Place "(X)" after each asset exempt from prior disclosure

i (i) ,, Amount ! Code I i (A-H) [ A A A A A A A A A A A A A A A A A

(2) Type (e.g., div., rent,
or int.)

O) Value Code 2
(J-P}

(2) Value Method Code 3 (Q-W) T T T T

~2) (3) (4) Date Value Gain mrn!dd/yy Code 2 Code I
(J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73: 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Buffalo NY fiscal stability 911121 Brookhaven NY open space 1111121 Florida St Brd Ed Pub- 6/1122 NY NYC Mun wtr fin auth 6/15/22 NY NYC indl dev agy civic 6/I/22 NY NYC mun wtr fin auth 6/15/22 Metropolitan Trans auth ny ser-a 11/15/22 Long Island poer auth ny 12/1/22 Freeport NY genl oblig ser-a 1/15/23 NYS envir facs corp st clean 6/15/23 NYS dorm auth Rochester ser-a 7/1/23 NY NYC genl oblig ser-n 8/1/23 NY NY genl oblig ser-j 8/I/23 NY NYC transitional 11/I/23 NYS muni bond bank agy 12/I/23 Metropolitan trans au ny svc 1/1/24 NY NY genl oblig ser-I 3/1/24

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

J J J K

Buy

12/08110

J

Sold J J K J J J T T T T T T Sold Sold Sold J J J T T T

09/23/10

J

01/12/10 01/12/10 06/09/10

J J J

I. Income Gain Codes: (See Columns BI and D4) 2. Vahzc Codes (See Colttmns CI and D3) 3. Value Method Codes (See Column C21

A =$1.000 or less F =$50.~01 - $100.000 J =.$15.000 or k’ss N =$250.001 - $500.00~ P3 ~$25.6OO.0OI - .$50.000.000 Q -Appraisal U Book Value

B =$1,001 - $2.500 G =$100.(301 - $1.0~0.000 K $15.001-$50.000 O =$50~.001 - ,$1.000.0~ R =~ost (Real Estate Only) V =Olher

C =$2.501 - $5.000 III =$1.000.001 - $5.0~1.000 L ~$50.0~1 - ,$100.0~0 PI =,$1.0’00.001 - $5.000.0~ P4 =Morc than $50.000.000 S ~Asscssm~mt W =Esllmatcd

D -$5.001 - $15.0(}0 112 =More than $5.000.000 M =$I00.001 - $250.000 P2 =$5.000.0~1 - $25.000.000 T =Cash Market

E =$15.001 - $50.0~)

FINANCIAL DISCLOSURE REPORT Page 9 of 16

Name of Person Reporting \Veinstein, Jack B.

Date of Report 4/4/2011

VII. INVESTMENTS and TRUSTS - i, com,. vatue. ,,a,~ac,io~ anctud,~ those olspoase and dependent children; see pp. 34-60 of fillng instructions.)
1~ NONE

(No reportable

income, assets, or transactions.) B. Income during reporting period (2~ i (i) ~i Amount Type (e.g., ~ Code I div., rent, or int.) i (A-H) ~ A A A A A A A A A A B A A A A A A Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest K K K J J J J T T T T T T T J J K K J K J T T T T T T T
Sold 12/09/10 J

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T
Sold (I) Type (e.g., buy, sell, redemption)

Transactions during reporting period
(2) (3) (4) Value Gain Date mm/dd,’~ Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

NYS enviro facs corp st 6/15/24 Port Auth NY & NJ 7/15/24 NYS dorm au memoria!sloan 7/1/24 NY NYC genl oblig ser-b 8/I/24 NYS enviro facscorp 10/15/24 NYS enviro facs6/15/25 NYgenl oblig 10/I/25 Metropolitan transn auth ny ser-a 11/15/25 Metropolitan transn auth ny ser-oid I 1/15/25 Metropolitan transn auth ny ser-a 11/15/25 NYS twy auth gen rev ser-g I/1/26 NYS twy auth st pers income 3/15/26 NYS dorm auth pers income 12/15/26 Triborough brdg & tunl auth ny 1/1/27

K

09115110 J

Buy Buy

09/21/10 J 12/09/10 K

100. NYC genl oblig fisca ser-g 8/I/27 101. NYNYCtfarevfuturetax 11/1/27 102. Metropolitan trans auth ny trans 11/15/27

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {See Column C2)

A =$1.000 or less F =$50.0~1 - $10O.000 J =$15.0~O or less N -$250.001 - $500.000 P3 =$25.0~0.001 - $50.000,0~0 Q =Appraisal O Boak Value

B =$1,001 - $2,500 G =$I 00.001 - $1.000,000 K =115,0OI - $50.000 O =$500.001 - $1,000,000 R -Cost IRcal Estale Only) V =Olhcr

C -$2,501 - $5.000 III =$1,000,001 - $5.000.000 L =$50.0OI - 1100.000 PI =$1,000,001 - $5.000.000 P4 =More than $50.00~.000 S =Assessment W =Estimated

D =$5.0~1 - $15,000 112 =More ~han $5,000.000 M =$100.001 - $250.000 P2 =$5.000.0~1 - $25.000.0~ T =Cash Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page I 0 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 4/4/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period
(I) (2) Type (e.g.,

Gross value at end of reporting period
(I) (2) (I)

Transactions during reporting period
(2) (3) (4) (5)

Amount Code 1 (A-H)

div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W) T T

Type (e.g., buy, sell, redemption)

Date Value Gain mm/ddhyy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

103. NYC muni wtr fin auth 6/15/28 104. NYS dorm auth revs 7/1/28 105. Metropolitan transn auth ny dedicated 11/15/27 106. Metropolitan trans auth ny dedicated 11/15/28 107. NY NY genl oblig ser H 3/15/29 108. Paragon coml bk raleigh nc-CD 4/8/15 109. Morgan Stanley Bank N.A. 110. AT&T Inc 111. Buckeye partners lp 112. Chevron Corp 113. HJ Heinz Co 114. NY Community bancorp 115. Proctor & Gamble 116. Smucker JM co com new 117. Verizon Communication 118. Caterpillar finl 2/17/14 119. BP Capital market plc 5/8/14

A A A A A B A A B A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest

J J

Buy Buy Sold

09/23/10 12/08/10 12/09/10

J J J

J

T Sold 01/26/10 04/08/10 J K

K J J K J J J J K J J K

T T T T T T T T T T T T

Buy

Buy

08/31/10

J

Buy Buy Buy Buy Buy Buy

12/03/10 09/01/10 08/31/10 08/31/10 09/01/10 08/31/10

J. J J J K J

Buy

08/25/10

K

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columv.s CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 - $I0~,000 J =$15.0(10 or less N =$250,001 * $50~.0~0 P3 =$25.0~O.001 - $50.0~0,000 Q =Appraisal U -I:look Value

B =$1,0~1 - $2.500 G =$100.001 - $1.000,000 K =$15.1301 - $50.0~) O =$500.001 - $1.0~).000 R =Cos! (Real Estate Only) V =Other

C =$2.501 - $5,000 III =$1,0~0,001 - $5.0~).000 L =$50.001 - $100.000 PI =$1,000.001 . $5.000,0(~ P4 =More than $50,000.0~0 S =Assessment W =Estimated

D =$5,001 - $15.000 112 =More than $5,000,000 M =$100.001 - $250.0~0

T Gash Markc~

FINANCIAL DISCLOSURE REPORT Page 1 1 of 16 VII. INVESTMENTS and TRU STS - income, ,.olue. ,, .....
D

Name of Person Reporting Weinstein, Jack B.

Date of Repo~ 4/4/201 I

,io,~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)

NONE (No reportable income, assets, or transactions.)
Descziption of Assets (including trust assets) Income during Gross value at end Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J K K K K K J J J J K K J J K L T T T T T T T T T T T T T T T T T

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd~’y Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

120. Sunoco Inc 10/15/14 121. Morgan Stanley 1/26/15 122. JP Morgan Chase & Co 10/I/15 123. Barclays bank pie 9/22/16 124. Goldman Sachs group inc 1/15/17 125. JP Morgan Chase & Co 6/27/17 126. General Electric cap corp 9/15/17 127. Walt Disney Co 12/15/17 128. Target corp 1/15/18 129. Verizon Communications 2/15/18 130. Archer Daniels 3/15/18 131. Berkshire Hathaway fin 5/15/18 132. Viacom Inc cbs 5/15/18 133. Metlife Inc 8/15/18 134. Vanderbilt University4/1/19 135. Credit Suisse 1/14/20 136. 15ncl step up callable notes 6/11/25

A A B B B A B A A A A B B A A B C

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

Buy Buy Buy Buy Buy Buy Buy

07/01/10 07/01/10 08/30/10 07/01/10 08/24/10 07/06/10 06/29/10

J J K K K K K

Buy Buy Buy

04/08/10 08/24/10 06/29/10

K K J

Buy Buy

08/24/10 06/08/10

K L

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes ~Sc¢ Columns CI and 3. Value Method Codes (See Colmnn C2)

A :$1,000 or less F =$50,001 - $ I 0~,000 J =$15.0(~0 or less N =$250,001 - $500.0~O P3 =$25.00~.001 . $50.0~0.000 Q =Appraisal U -Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15.0OI - $50,000 O =S50~.001 - $1.000.000 R -~Sos! (Real Estate Only) V =O~her

C =$2.501 - $5,000 I 11 =$1.000,001 - $5.000,000 L =$50,001 P4 =More than $50.0(~.000

D -$5..001 - $15.000 112 =More Ihan $5,000,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25.000.0~) ]" =Cash Markcl

W -Estimated

FINANCIAL DISCLOSURE REPORT Page 12 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 4/4/201 I

V II. INVESTMENTS and T R U STS -income. value, ~a~oc,io~ ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions~)
[] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including In,st assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting p~riod I (I) ! Amount ’, Code I i (A-It) ! (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mtrddd~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

137. Term Valley Auth 1 I/I/17 138. Term Valley Auth 12/15/17 139. Fed nail mlg assn 5/28/19 140. Fed nail meg assn 3/11/22 141. Fed nail mtg assn step 9/29/25 142. Fed nail mtg assn 6/3/26 143. Fed nail mtg assn 4/12/30 144. Westernbank Puerto Rico 4/19/11 145. The National Republic Bank of Chicago 6/9/1 I 146. Key Bank National assn Ohio cd 8/14/12 147. Discover Bank Greenwood cd 4/29/13 148. Goldman Sachs Bank 10/22/13 149. Paragon coml bank raleigh nc 4/8/15 150. M&L marshall & lisley bank 8/27/18 151. Doral bk catano 5/21/18 152. Goldman Sachs bank 1/14/19 153. American Express Bank 3/18/19

A A C B C A A B A C A C A C C B A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

K M

T T Sold Sold Sold Sold Sold Sold 08/30/10 06/07/10 05/10/10 06/07/10 03/29/10 05/10/10 M K L K M K

J L K L J

T T T T T Buy Sold 04/08/I 0 08/27/10 05/12/10 J L M

M K K

T T T

Buy

I. lncome Gain Codes: (See Columns B I and 1)4 ) 2. Value Codes (S¢c Columns CI and D3) 3. Valuc Method Codes (See Column C2)

A =$1,000 or less F =$ 50.001 - $100,000 J =$15.000 ~ Ices N =5250.001 - 550~.000 P3 =$25.000,001 - $50.0~0.000 Q =Appraisal U Book Value

B =$1,001 - $2.500 G =$ 100.001 - $ 1.0~0.000 K =$15.001 - $50,000 O =’$500.001 - $1.000.000 R =Cos! (Real Estawc Only) V =Olhc’r

C $2.501 - $5.000 I I 1:51.000.001 - 55.0{~.000 L =$50.0~1 - 510~.000 PI =SI.0~l.001 - 55.000,000 P4 =More than $50.000.000 S =Assessment W :Estimetcd

D =$5.001 - $15.000 112 =More lhan $5.000,000 M =$100.001 - $250.0~0 P2 =55.0~0.001 - 525,000.000 T --Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 13 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Repor~ 4/4/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (lnclude~ those of sponse and dependent children: seepp. 34-60 of f!llng instructions)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ! (0 i Amount i Code I i~(A-I|) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (t) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) O) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

154. cit bank salt lake city 4/15/19 155. National bk comm superior 4/30/19 156. GE capital financial inc 5128119 157. hsbc bank usa 7/31/19 158. Toyota finl svgs bk hend 10/23/19 159. hometrust bank clyde nc 8/26/21 160. morgan stanley bank 161. Sunoco inc 10/15/14 162. Keybank natl assn 3/3/16 163. Fed Natl Mtg Assn 164. JP Morgan 1/30/12 165. Capital One Bank 1/23/13 166. Paragon Coml Bk Raleigh NC 4/8/15 167. Citizens First Savings Bank 2/27/15 168. Midland States Bank 6/17/16 169. M&L Bank fsb Las Vegas 9/14/18 170. Goldman Sachs Bank 3/25/19

C C C C A A A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

M

T Sold 06/30/10 L

L L J K J K K

T T T T T T T Buy Buy Sold 07/06/10 07/19/10 06/28/10 K K J

K K K

T T T Sold Sold Sold 05/05/10 06/17/10 03/15/10 K J J

K

T

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Cohmm C2)

A $1.000 or less F =$50,001 - $100.000 J -$I 5.000 or l,-ss N =$250.001 - $500.000 P3 =$25.000.001 - $50.0~0.000 Q =Appraisal U =Book Value

B $1,001 - $2.500 G =$100.001 - $1.000.000 K -$I 5.001 - $50.0~O O =$500.001 - $1.000,000 R =Cost [Real I:slatc Only) V =Olh~.~"

C =$2,501 - $5,000 |11 =$1.000.001 - $5.000.000 L =$50.001 - $I 00.009 PI =$1,000,001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Eslimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$I00.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =C~sh Markc~

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 14 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 4/4/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asset~) Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of repo~.ing period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddhiy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

17 I. National Bk Comm Superior 4/30/19 172. Cit bank Salt Lake City 4/15/19 173. Bank hapoalim bm rid 6/15/20

A B A

Interest Interest Interest L K T T

Sold

06/30/10

Buy

06/02/10 K

I. Income Gain Codes: (See Columns BI and D4) 2. Vahlc Codes (Scc Columns CI and D3) 3. Value Method Codes IScc Colmnn C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,0~) or less N $250.001 - $500.000 P3 =$25.0<)0,001 - $50.00D.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1,000,000 K =$15,001 - $50.000 O =$500.001 - $1.000,000 R =Cost {Real Estate Only) V =Olhcr

C -$2.501 - $5,000 Ill =$1.000,001 - $5.0~0.000 L =$50.001 - $ 100.0~) PI $1.000.001 - $5.000.000 P4 =More than S =Assessment W =Estimated

D =$5,001 - $15.000 112 =More than $5.000,000 M =$109.001 - $250.0~) P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.0~1- $50,000

FINANCIAL DISCLOSURE REPORT Page 15 of 16

Name of Person Reporting Weinstein, Jack B.

Da~e of Repor~ 4/4/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~)
"SEE A’VI’ACHED certificate ofaccountant who prepared listing for item VII, dated February 9, 2011

FINANCIAL DISCLOSURE REPORT Page 16 of 16 IX. CERTIFICATION.

Name of Person Reporting Weinstein, Jack B.

Date of Report 4/4/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq, 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Jack B. Weinstein
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AOIO Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization USDC-Eastem District of NY
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required b)’ the Ethics in Government Act ofl978 (5 U.S.C. app. ,,~,~" 101-111)

I. Person Reporting (last name, first, middle initial) Weinstein, Jack B. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 08/19/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Senior U.S. District Judge

[] Initial

5b. [] Amended Report

7. Chambers or Office Address 225 Cadman Plaza East Brooklyn, N.Y. 11201

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying thls form must be followea~ Complete atl parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tneponing individual only; seepp. 9-13 of filing instructions.)
~] NONE (No reportable positions.) POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

DATE
I. 1998 2. 1998 3. 2000 TIAA Retirement Plans New York State Retirement Plans

PARTIES AND TERMS

New York State Savings Plan Schooling (2)

Weinstein, Jack B. A

FINANCIAL DISCLOSURE REPORT Page 2 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/2011

II1. NON-INVESTMENT INCOME. (Reporang indi,’idaal and~pouse: see ,p. 17-24 of filing instructiomO
A. Flier’s Non-Investment Income

D
I. 2010 2.2010 3. 2010 4.2010

NONE (No reportable non-investment income.)

DATE
Royalties

SOURCE AND TYPE

INCOME
(yours, not spouse’s) $4,000.00
$11,189.00

Teachers Ins & Annuity Pensions NY State Retirement System Pension Judicial Retiree & Survivors

$8,691.84

$161.732.74

B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting ),ear, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - t,a,s~ortaao,, Iodgi, g, lood, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

NONE (No reportable reimbursements.) SOURCE
I. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 16

Name of Person Reporting \Veinstein, Jack B.

Dale of Report 08/19/2011

V. GIFTS. anel,,d, ,ho~e ,o spo~e and dependen, children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ancludes ~hose of spouse and dependent children; see pl~ 32-33 of fillng instructiong)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE.

FINANCIAL DISCLOSURE REPORT Page 4 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Repor~ 08/19/201 I

V 11. INVESTMENTS and TRU STS -income, voloe, t, an$octlo,~ tlnclodes those of spouse and dependent children; seepp. 34-60 offiling instructions.)
D

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

Ct) Amount Code I
(A-H)

C2) Type (e.g., div., rent,
or int.)

(0 Value Code 2
(J-P)

C2} Value Method
Code 3

Ct)
Typ~ (e.g.,

buy, sell, redemption)

(2) (3) (4) Date Value Gain mnddd?yy Code 2 Code I (J-P) (A-H)

(Q-W) I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17. Smith Barney cash Smith Barney ms active assets Nassau Cty N¥ genl obligation I/I/14 NYS twy auth local h~vy-4/I/21 Harborfields cent sch dis-ny-6/I/l 8 Buffalo NY mun wtr fin auth-7/l/22 NYS dorm auth lease-7/l/25 Duchess Cnty NY resource-l/l/13 Eastport south manor cent sch-6/15/21 NY NYC hlth & hosp-2/15/14 NYS dorm auth revs-2/15/14 NYS enviro facscorp-6/15/14 Smithtown ny cent schdist-8/l/15 NYS dorm auth rev-2/I/18 Triborough brdg & tunl auth-I 1/15/18 Duchess Cnty NY indl dev agy-7/l/20 NY NY genl oblig ser-g 8/1/20 A A A A A A A A A A A A A A A A A Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest J J J J T T T T J T Sold 05/04/10 J J T Sold Sold 11/26/10 03/17/10 J J J J J J T T T T Sold 09/21/10 J J K T T Sold 01/04/10 J

(5) Identity of buyer/seller (if private transaction)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Column C2)

A =$1,00O or less F =$50.001 - $10O.00O J =$15.0~O or less N -5250.001 - 5500.000 P3 =$25.000.001 - $50.0~0.000 Q =Appraisal U =Book Value

B =$1,001 - $2.50<) G =$100.001 - $1.000.000 K ~$15.001 - 550.0~) O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =O~hcr

C =$2.501 - $5,000 III =$1.000,0~1 - $5.0~0.000 L =$50.001 - $100.0(~ PI =$1.000.001 - $5.000.000 P4 =More than $50.0~.000 S =Assessment W -Eslimatcd

D =55,001 - $15.000 112 =More than $5,000.000 M =$100.001 - $250.00~ P2 =$5.0~.001 - $25.000.000 T =Cash Market

E =515.001 - 550.0~0

FINANCIAL DISCLOSURE REPORT Page 5 of 16

~ame of Person Reporting Weinstein, Jack B.

Date of Report 08/19/201 I

VI I. IN VESTMENTS and TRUSTS -income, value, transactiott~ t lncludes those of spouxe and dependent children; see pp. 34-60 of filing instructions.)

D

NONE

(No reportable

income, assets, or transactions.) B. Income during reporting period i (i) (2) i Amount Typ~ (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end ofreporting period (i) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W) K K J T T T Sold J K J T T T Sold J J K T T T Sold J J J J J T T T T T Buy 09/21/10 J 09/15/10 J 01/12/10 J 09/21/10 J D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Dale mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if private transaction)

A. Description of Assets (including trust asse~) Place "00" after each asset exempt from prior disclosure

18. 19. 20. 21. 22. 23.

East Islip NY un free sch dist6/15/2 NY NYC genl oblig ser a - 8/I/21 NY NY genl oblig ser-1 3/I/22 NY NYC indl dev agy - 6/I/22 NY NYC mun wtr fin auth-6/15/22 Long Island Power Authority - 12/1/22

A A A A A A A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

24. NYS envir facs corp - 6/15/23 25. 26. 27. NYNY genl oblig serj-8/l/23 NYS mun bond bank agy - 12/1/23 NY NY genl oblig ser-I 3/I/24

28. NYS enviro facs corp- 6/15/24 29. Port Auth N¥ & NJ one hundred-7/15/24 30. 31. 32. 33. 34. NY NYC genl oblig ser-b - 8/1/24 N¥S enviro facs corp- 10/15/24 NY NY Genl Obl ser 10/1/25 Metropolitan transn auth ny-ser old I 1/15/25 Metropolitan transn auth ny-ser a 11/15/25

I. Income Gain Codes: (See Columns BI and D4) .2. Value Codes (Set: Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less f =$50,001 - $100.000 J -$15.000 or h.’ss N =$250.001 - $500.0~0 P3 =$25,000.001 - $50.000,090 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100,001 - $1.000.000 K =$15.001 - $50.000 O =$500.0~1 - $1.000.000 R =Cost (Real Estate Only) V =Olher

C =$2.501 - $5.000 III =$1.000.001 - $5.000.000 L =S50.001 - $100.0(~ PI =$1.0(90.O01 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimalcd

D =$5.001 - $15.000 112 =More than $5;.000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25.000,000 T =Cash Market

E :$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children: see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ’, (I) (2) ~. Amount Type (.g., ’, Code I div., rent, I: (A-H) or int.) C. Gross value at end of reporling period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code I (J-P) (A-It) (5) Identity of buyerlseller (if private transaction)

35.

NYS Twy Auth Gen rev-g I/I/26

A A A A A A A A C A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

K K K J J J

T T T T T T Sold 01/26/10 11/30/10 11/30/10 03/08/I 0 05/04/10 J J L J J

36. NYS twy auth st pers income 3/15/26 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. NYSDorm auth-7/l/26 Triborough brdg & tunl auth - I/1/27 NY NYC tfa rev futu re tax - 1 I/1/27 Metropolitan transn auth ny - 11/15/28 NY NY genl oblig ser H - 3/15/29 Capital One Bank - CD matures 1/23/13 Paragon coml Bk - CD matures 4/8/15 NYS Dorm Auth- 7/1/26 NYS Dorm Auth - 7/I/26 Morgan Stanley Bank N.A. Nassau Cnty NY Genl Oblig 1/I/14 NYS twy auth local hghwy 4/I/21 Harborfields Cent Sch Dist NY 6/1/18 Buffalo NY Mun Wtr Fin Auth wtr 7/I/22 NYS dorm auth lease rev 7/1/25

J L

T T

Buy Buy Buy Sold

J

T
Sold 01104110 J

J J J J

T T T T

I. Income Gain Codes: (Scc Columns BI and D4) 2. Value Cod~ |S~c Columrts CI and D3) 3. Value F,t¢lhod Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15.000 or It’~s N =$250.001 -$500.000 P3 =$25,000.001 - $50.000.0~30 Q =Appraisal U =Book Value

B $1,001 - $2.500 G =$100.0~1 - $1.0~0.000 K -$15.001 - $50.000 O $500.0OI - $1.000.000 R -Cost (Real Estate Onlyl V -Olhcr

C =$2.501 - $5.000 I I I =$1.000.001 - $5.000.000 L =$50.001 - $100.00~ PI =$1,000.001 -$5.000.000 P4 =More than $50.009.000 S Asscssmen! W -Estimated

D =$5.001 - $15,000 112 =’More than $5.000.00~ M =$100.001 - $250.000 p2 =$5.000.001 - $25.000.00~ T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/2011

VII. INVESTMENTS and TRUSTS - income, value, t,o,~actions ancludes those o/spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets)
Place "(X)" after each assel

B. Income during reporting period (t) (2)
Amount Typ~ (e.g.,

Gross value at end of reporting period (1) (2)
Value Value

D. Transactions during reporting period (t)
Type (e.g.,

(2)
Date

(3)
Value

(4)
Gain

(5)
Identity of

exempt from prior disclosure

Code 1 I (A-II) [

div., rent, or int.)

Code 2 (J-P)

Method Code 3 (Q-W) T

buy, sell, redemption)

rniWdd!yy Code 2 Code I (J-P) (A-H)

buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57.

Eastport South Manor Cent Sch Dist 6/15/21 Dutchess Cnty NY resource recovery 1/1/13 NY N¥C Hlth & Hosp Corp. 2/15/14 NYS dorm auth revs 2/15/14 Smithtown N¥ Cent Sch dist 8/1/15 NYS dorm auth rev aid long 1 I/1/15

A A A A A A A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

K

Sold Sold Sold

11/10/10 J 11/26/10 J 03/17/10 J

J J J

T T T Sold 11/01/10 J

58. Tarrytown NY Union Free Sch Dist 1/15/17 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. NYS dorm auth rev 2/1/18 Schenectady NYC sch dis 6/15/20 Dutchess Cnty NY indi dev agy 7/1/20 N¥ N¥ genl oblig ser-g 8/I/20 NYS environmental facs 12/15/20 East Islip NY un free sch dist ser-a 6/15/21 NY NYC genl oblig ser a 8/1/21 Rockland Co NY various purposes 8/15/21 N¥ NY genl oblig ser-I 3/1/22 Suffolk Co NY pub impt serial ser-a 5/15/22

J J J J J K J J J

T T T T T T T T T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columrts CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F -$50,001 - $100.000 J -$15.000 or less N =$250.0OI - $500.000 P3 =$25.000.0OI - $50.000,000 Q -Appraisal U = Bt~k Value

B =$1,001 - $2.500 G =$100,001 - $1,000.000 K -$15.001 - $50.0~O O =$500.001 . $ I .~)0,000 R ~ost (Real Estate Only) V =Other

C =$2.501 - $5,000 III =$1.000,001 - $5,000.000 L =$50.001 - $100.000 pI =$1.00~.001 - $5.000,000 P4 -More than $50.0~0.000 S -Asscssnl~*n! W =Estimated

D -$5.001 - $15,000 112 =More than $5.000.000 M =$100,001 - $250.000 P2 $ 5.000.001 - $ 25.000,000 T ~C’a~h Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 1 6

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/2011

V I I. I N V E ST M E N TS a n d T RU STS - ineor~e, value, ~ransactions a ncludes 1hose olspo~se and dependent children; see pp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.) Dcscrlption of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (2) ~ (0 i Amount Type (e.g., i Code I div., rent, i (A-H) or int.) Gross value al end of rq~rting period (I) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Buffalo NY fiscal stability 9/1/21 Brookhaven NY open space 11/1/21 Florida St Brd Ed Pub- 6/1/22 NY NYC Mun wtr fin auth 6/15/22 NY NYC indl dev agy civic 6/1/22 NY NYC mun wtr fin auth 6/15/22 Metropolitan Trans auth ny ser-a 11/15/22 Long Island poet auth ny 12/1/22 Freeport NY genl oblig ser-a 1/15/23 NYS envir facs corp st clean 6/15/23 NYS dorm auth Rochester ser-a 7/I/23 NY NYC genl oblig ser-n 8/1/23 N¥ NY genl oblig ser-j 8/1/23 NY NYC transitional 11/1/23 NYS muni bond bank agy 12/I/23 Metropolitan trans au ny svc 1/1/24 N¥ NY genl oblig ser-I 3/I/24

A A A A A A A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

J J J K

T T T T Sold 09/23/10 J Buy 12/08/10 J

J J K J J J

T T T T T T Sold Sold
Sold

01/12/10 J 01/12/10 J
06/09/10 J

J J J

T T T

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes 1Sc¢ Columns CI and D3) 3. Value Method Codes {See Column C2I

A =$1.000 or less F =$50.001 - $109.0~0 J =$15.000 o~ less N =$250.001 - $500.000 P3 =$25.00~.001 - $50.090.000 Q =App~isal U -I:k~k Value

B =$I,001 - $2.500 G =$100.001 - $1.000.0~0 K ~$15.001 - $50.00~ O -$50~.001 - $1.0~).000 R =cost IReal Estate Only) V O~ h~.a"

C =$2.501 - $5.0~0 III =$1.000.001 - $5.0~).0~0 L =$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More Ihan $50.000.000 S =Asscssmc’nt W =Eslimaled

D =$5.001 - $15.000 112 =More than $5.0~0.000 M =$10~.001 . $250.000 P2 =$5.000.001 - $25,000.0~0 T =Cash Market

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 16

I

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/2011

VII. INVESTMENTS and TRUSTS - inco~,e, ,,alue, ~a,~ctio~ ancludes those o/svo~s~ ~nd devendent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (2) I (I) ~. Amount Type (e.g., div., rent, i Code I i (A-H) or int.) Gross value at end of reporting period (i) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) K T Sold J J K K J K J T T T T T T T Sold K K K J J J J T T T T T T T 12/09/10 J Buy 09/21/10 J 09115/10 J
Transactions during reporting period

(I) Type (e.g., buy, sell, ~temption)

(2) (3) (4) Date Value Gain mrrddd/yy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

NYS enviro fats corp st 6/15124 Port Auth NY & NJ 7115124 NYS dorm au memorial sloan 711/24 NY NYC genl oblig ser-b 811/24 NYS enviro facs corp 10/15/24 NYS enviro faes 6/15/25 NY genl oblig 1011/25 Metropolitan transn auth ny ser-a 11115/25 Metropolitan transn auth ny ser-oid 11/15/25] Metropolitan transn auth ny ser-a 11/15/25 NYS twy auth gen rev ser-g 1/1/26 NYS twy auth st pers income 3/15/26 NYS dorm auth pers income 12/15/26 Triborough brdg & tunl auth ny 111/27

A A A A A A A A A A B A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Inlerest

Buy

12/09/10 K

100. NYC genl oblig fisca ser-g 8/1/27 101. NY NYC tfa rev futu re tax 11/1/27 102. Metropolitan trans auth ny trans 11/15/27

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $109.000 J $15.000 or Ic~ N =$250,001 - $500.000 P3 =$25,000.0OI - $50.000,000 Q =Appraisal U Book Value

B =$1,001 - $2,500 G =$100.001 - $1,0~0,000 K =$15.001 - $50,000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V -O~her

C =$2,501 - $5,000 Ill =$1.0~O,001 - $5.000.000 L =$50.001 - $100,000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D :$5.001 . $15.000 112 -More than $5,000.1JO0 M=$100.001 . $250-000 P2 =$5.0~0.001 - $25,000,000 T -~ash Markcl

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 1 0 of 1 6

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/201 I

V II. INV ESTMENTS and T r U STS -ineo,ne, vul,,e, t,u,~uetio~ a,,a,,des those o/spouse und depe.den, children; see pp. 31-60 of filing instructions.)
~

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asse~)
Place "(X)" after each asset exempt from prior disclosure

B. Income during reporting period (I) (2) (I) Amount Type (e.g., Code I div., rent, (A-H) or int.)

C. Gross value at end of reportlng period (2) Value Value Method Code 2 Code 3 {J-P) (Q-W) J J T T

Transactions during reporling period
O) Type (e.g., buy, sello (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-II} (5) Identity of buyer/seller (if pris’ate transaction)

redemption)

103. NYC muni wtr fin auth 6/15/28 104. NYS dorm auth revs 7/1/28 105. Metropolitan transn auth ny dedicated 11/15/27 106. Metropolitan trans auth ny dedicated 11/15/28 107. N¥ NY genl oblig ser H 3/15/29 108. Paragon coml bk raleigh nc-CD 4/8/15 109. Morgan Stanley Bank N.A. 110. AT&T Inc I 11. Buckeye partners lp 112. Chevron Corp 113. HJ Heinz Co 114. NY Community bancorp 115. Proctor & Gamble 116. Smucker JM co corn new 117. Verizon Communication 118. Caterpillarfinl 2/17/14 119. BP Capital market pie 5/8/14

A A A A A B A A B A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest

Buy Buy Sold

09/23/10 12/08/10 12/09/10

J J J

J

T Sold 01/26/10 04/08/10 J K

K J J K J J J J K J J K

T T T T T T T T T T T T

Buy

Buy

08/31/10

J

Buy Buy Buy Buy Buy Buy

12/03/10 09/01/10 08/31/10 08/31/10 09/01/10 08/31/10

J J J J K J

Buy

08/25/10

K

I. Income Gain Codes: (See Columns BI and D4) 2. Value Cod~ (See Columns CI and D3) 3. Value Melhod Codes (Scc Cohlmn C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.0~O P3 =$25.000.001 - $50.000,000 Q -Appraisal U Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.1)00 O =$500.001 - $1,000.000 R =Cost (Real I.state Only) V =Oth,"r

C =$2.501 - $5.000 tll =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1,000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssmen! W =Estimated

D =$5.001 - $15.000 112 =More Ihan $5.000.000 M =$100.001 - $250.000 P2 =$5.000.0OI - $25.000.000 T =Cash Markc~

E $15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 11 of" 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; ~eep~ ~4-6o of filing instruaion~;
[~ NONE (’No reportable income, assets, or transactions.)
Description of Assets (including trust assets)

Income during reporting period
(l) (2)

Gross value at end of reporting period
(I) (2) (I)

Transactions during reporting period (2) (3) (4) (5)

Place "(X)" after each asset exempt from prior disclosure

Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W)
T

Type (e.g., buy, sell, redemption)

Date Value Gain mm]dd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

120. Sunoco Inc 10/15/14 121. Morgan Stanley 1/26/15 122. JP Morgan Chase & Co 10/1/15 123. Barclays bank pie 9/22/16 124. Goldman Sachs group in 1/15/17 125. JP Morgan Chase & Co 6/27/17 126. General Electric cap corp 9/15/17 127. Walt Disney Co 12/15/17 128. Target corp 1/15/18 129. Verizon Communications 2/15/18 130. Archer Daniels 3/15/18 131. Berkshire Hathaway fin 5/15/I 8 132. Viacom Inc cbs 5/15/18 133. Metlife Inc 8/15/18 134. Vanderbilt University 4/1/19 135. Credit Suisse 1/14/20 136. 15ncl step up callable notes 6/11/25

A A B B B A B A A A A B B A A B C

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

J

Buy Buy Buy Buy Buy Buy Buy

07/01/10 07/01/10 08/30/10 07/01/10 08/24/10 07/06/10 06/29/10

J J K K K K K

J K K K K K
J

T T T T T T
T

J

T

J

T

J K K J J K L

T T T T T T T Buy Buy 08/24110 06/08/10 K L Buy Buy Buy 04/08/10 08/24/10 06129110 K K J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Coda {Sc¢ Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100,000 J =$15.000 ot less N =$250.001 - $500.000 P3 ~$25.000.001 . $50.0~0.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.0OI - $50.000 O -$500.001 - $1.000.000 R =Cost (Real Estate Only) V =O~her

C =$2.501 - $5.000 Ill =$1.000.001 . $5.000.000 L -$50.0OI - $100.000 PI =$1.000.001 - $5.000.000 P4 -More than $50.000.000 S =Assessment W Estimated

D -$5.001 - $15.000 112 =More than $5.000.000 M =$10~.0OI - $250.000 P2 =$5.0~0.001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 12 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/201 I

V I I. 1 N V E ST M E N T S an d TR U ST S - i.co,~., ,.=l~e, ~ra,~octio,~ anct~d~ those o/spo.se a.d depe.dent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) , Amount Tylx (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-\V) (I) Type (e.g., buy, sell. redemption) (2) (3) (4) Date Value mm]dd!yy Code 2 (J-P) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) Transactions during reporting period

137. Tenn Valley Auth I 1/1/17 138. Term Valley Auth 12/15/17 139. Fed natl mtg assn 5/28/19 140. Fed nail mtg assn 3/11/22 141. Fed nail mtg assn step 9/29/25 142. Fed nail mtg assn 6/3/26 143. Fed natl mtg assn 4/12/30 144. Westembank Puerto Rico 4/19/I 1

A A C B C A A B A C A C A C C B A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest lnlerest Interest Interest Interest lnleresl

K M

T T Sold Sold Sold Sold Sold Sold 08/30/10 06/07/10 05/10/10 06/07/10 03/29/10 05/10/10 M K L K M K

145. The National Republic Bank of Chicago 6/9/11 146. Key Bank National assn Ohio cd 8/14/12 147. Discover Bank Greenwood cd 4/29/13 148. Goldman Sachs Bank 10/22/13 149. Paragon coml bank raleigh nc 4/8/15 150. M&L marshall & lisley bank 8/27/18 151. Doral bk catano 5/21/18 152. Goldman Sachs bank 1/14/19 153. American Express Bank 3/18/19

J L K L J

T T T T T Buy Sold 04/08/10 08/27/10 05/12/10 J L M

M K K

T T T

Buy

I. Income Gain Codes: (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A -$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N $250.0OI - $500.000 P3 =$25.000.001 - $50.0~0.000 Q =Appraisal O =Book Value

B =$1,0Ol - $2.500 G -$100.001 - $1.000.0~)0 K $15.0OI - $50.000 O - $500.001 - $1.000.00~ R =Cost (Real I~talc Only) V =Other

C =$2.501 - $5.000 111 =$1.00O,0Ol - $5.000.(300 L =$50.001 - $109.000 P I =$1.000.001 - $5.000.000 P4 =More than $50.000.00) S =Asscssm,mt W =Esaimatcd

D =$5.001 - $15,000 112 =More than $5.000.000 M =$10~.001 - $250.000 P2 =$5.000.001 - $25.0O0.0OO T =Cash Market

E -$15.0~1- $50.000

FINANCIAL DISCLOSURE REPORT Page 13 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/2011

VII. INVESTMENTS and TRUSTS -inco,.e, ,,alue, ,ra.saetlo.s aneludes those ols~,oase and depe.den, children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) i (I) Place "(X)" after each asset exempt from prior disclosure i Amount ~ Code I i i (A-H) B. Income during repoaing period (2) Type (e.g., div., rent, or int.) C. Gross value at end ofreporling period (I) Value Code 2 (J-P) (2) Value Method Code 3 D. Transactions during reporting period

(i)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd,,’yy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

154. cit bank salt lake city 4/15/19 155. National bk comm superior 4/30/19 156. GE capital financial inc 5/28/19 157. hsbc bank usa 7/31/19 158. Toyota finl svgs bk hend 10/23/19 159. hometrust bank clyde nc 8/26/21 160. morgan stanley bank 161. Sunoco inc 10/15/14 162. Keybank natl assn 3/3/16 163. Fed Nail Mtg Assn 164. JP Morgan 1/30/12 165. Capital One Bank 1/23/13 166. Paragon Coml Bk Raleigh NC 4/8/15 167. Citizens First Savings Bank 2/27/15 168. Midland States Bank 6/17/16 169. M&L Bank fsb Las Vegas 9/14/18 170. Goldman Sachs Bank 3/25/19

C C C C A A A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

M

T
Sold 06/30/10 L

L L J K J K K

T T T T T T T

Buy Buy Sold

07/06/10 07/19/10 06/28/10

K K J

K K K

T T T Sold Sold Sold 05/05/10 06/17/10 03/15/10 K J J

K

T

I. Income Gain Codes: (See Col umns B I and D4 ) 2. Value Codu’s (See Columns CI and O3) 3. Value Method Codes {See Colunm C2)

A =$1.000 or less F =$ 50.001 - $100,000 J =SI5.000 or less N =$250.001 - S500.000 P3 =$25.0~.0OI - $50.000.00~ Q =Appraisal U =Book Value

B =$1,001 - $2,50~ G =$ 100.001 - $ 1.000.0~0 K =$15,001 - $50.00~ O =$500,001 - $1.000,00~ R =Cost (Real I.stale Ordy) V =Oth~"r

C =$2,501 - $5.000 I I I =$ 1.000,001 - $5.000.000 L $50.0~1 - $100.00~ PI =$1.0~.001 - $5.000.00~ P4 =More than $50.0~0.00~ S =Assessment W =Estimated

D =$5.001 - $1 112 =M ore than $5,000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.0~0.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 14 of 16

I

Name of Person Reporting \Veinstein, Jack B.

Date of Reporl 08/19/201 I

VII. INVESTMENTS and TRUSTS - inco.~e, ,’atue, ,ra,~ac,io.~ ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[]

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure B. Income during reporting period i (I) ]’ Amount i Code I I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross vah~e at end of reporting period (|) (2) Value Value Code 2 Method Code 3 (J-P) Transactions during reporting period

(]) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd~’y Code 2 Code I (J-P) (A-H)

~
171. National Bk Comm Superior 4/30/19

(Q-W)
A Interest

(~) Identity of buyer/seller (if private transaction)

Sold L K T T Buy

06130/10 J

172. Cit bank Salt Lake City 4/15/19 173. Bank hapoalim bm rid 6/15/20

B A

Interest Interest

06/02/10 K

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A=$l.000orlcss F ~$50.001- Sl00.000 J =SIS.000orless N =$250.001- S500.000 P3 =$25.000.0OI - $50.000.000 Q=Appraisal O =Book Value

B $1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 0 =$500.001 - $1.000.000 R =Cost (Real l:~tatc Only) V =Olhcr

C =$2.501 - $5,000 I I I =$ 1.000,001 - $5 L =$50.001 PI =$1,000.001 - $5.000.000 p4 =More than S =Assessment W -Estimated

D =$5.001 - $15.000 112 =More than $5,000.000 M =$109.001 - $250.0~0 P2 =$5.000.001 - $25.000.000 T =Cash Markcl

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 15 of 16

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.,tlca,opa.o/,epo,~
"SEE A’VI’ACH ED certificate ofaccountant who prepared listing for item VII, dated February 9, 2011

Items 203 and 204 in Section VII were erroneously added as they were the properly of the The Federal College Savings Program is age-based.

~

FINANCIAL DISCLOSURE REPORT Page 16 of 16 IX. CERTIFICATION.

Name of Person Reporting Weinstein, Jack B.

Date of Report 08/19/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Jack B. Weinstein

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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