Ron Clark Financial Disclosure Report for 2010

Published on March 2017 | Categories: Documents | Downloads: 69 | Comments: 0 | Views: 335
of 14
Download PDF   Embed   Report

Comments

Content

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
1. Person Reporting (last name, first, middle initial) Clark, Ron
4. Title (Article I11 judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization District Court, E.D. Texas 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report 05/13/201 l 6. Reporting Period 01/01/2010 to 12/31/2010

Active

5b. [] Amended Report

7. Chambers or Office Address 300 Willow #221 Beaumont, TX 77701

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting indi~’idual only; seepp. 9-13 of fillng instrttctions.)

~
1. 2. 3. 4. 5.

NONE (No reportable positions.) POSITION
Administrator / co-trustee of Estate # 1 Owner 529 Acct 1 Owner 529 Acct 2 Estate # 1 529 Acct 1 529 Acct 2

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. ¢Re, orti.g inaivia.al onty; s~ op. 14-16 of fitlng instructions.)
~] NONE (No reportable agreements.) DATE
I. 1997 State of Texas Retirement Plan, no control

PARTIES AND TERMS

Clark, Ron

FINANCIAL DISCLOSURE REPORT Page 2 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-lnvestment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouse’s)

2. 3. 4.

B. Spouse’s Non-lnvestment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)
DATE
1.2010 2.2010 3. 4. SOURCE AND TYPE Self employed drama competiton judge Salary, Lamar University

IV. REIMBURSEMENTS --transportation, Iodglng, food, entertai ....
(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

t.

D

NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION
Houston, TX

PURPOSE
CLE Speaker - Federal Court Practice Judge, Law School Mock Trial competition

ITEMS PAID OR PROVIDED
Milage and lunch

State Bar of Texas (Atty CLE May 14, 2010 Program) 2. Baylor University School of June 4-5, 2010 Law

Waco, Texas

Travel, meals, and hotel

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/201 I

V. GIFT S. a.ctudes those to spouse und dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those o:spouse und dependent children; see pp. 32-33 o:filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2.

DESCRIPTION

VALUE CODE

3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/I 3/2011

VII. INVESTMENTS and TRUSTS - income, ~atue, transactions anet~d~s those ors, ouse und d~,en~nt nhit~ren; s~e p,. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17.

USAA Mutual Fund USEXX USAA Mutual Fund USSPX Vanguard VMMXX Money Market Vanguard Windsor II Fund Vanguard Mid-cap Index Fund Vanguard Mutual Funds IRA 1 -Health Care Fund -Windsor 11 Fund -Explorer Fund -500 IndexFund Vanguard Mutual fund IRA 2 - Mid-cap Index Fund Vanguard Mutual fund IRA 3 - 500 Index Fund Vanguard Mutual Fund IRA 4 - 500 Index Fund American Mut. Fund IRA New Perspective Fund Vanguard Variable Annuity XOM corn. stock U.S. Savings Bond

A A A C A C

Interest Dividend Dividend Dividend Dividend Dividend

J K K M K M

T T T T T T

A A A B

Dividend Dividend Dividend Dividend None

K

T T

K M K M J

T T T T T

C

Dividend None

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $ 100.000 J =$15.000 or less N =$250.001 - 5500.000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - 51,000,000 R =Cost (Real Estate Only) V =Other

C =52.501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =550,001 - $100,000 PI =51,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Eslimatcd

D =$5,001 - 515,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E :$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (2) (1) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
Transactions during reporting period

Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code 2 Code l (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

18. 19.

UGTMA Account 1 (XOM com. stk)

Dividend

Sold (paN) Sold

09/13/10 12/15110

J J

C B

20.
21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

HBW Plaza Ltd.
Compass Bank Accounts 529 Acct 1 - American Funds (X) -New Perspective Fund (X) -New Perspective Fund (X) -New Perspective Fund (X) -New Perspective Fund (X) -New Perspective Fund (X) -New Perspective Fund (X) -New World Fund (X) -New World Fund (X) -New World Fund (X) -New World Fund (X) -New World Fund (X) -New World Fund (X)

G A A

Distribution Interest Dividend

J L

U

Buy

03/05/10

J J J J J J J

Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l)

04/05/10 05/05/10 06/03/10 07/06/10 08/05/10 03/05/10 04/05/I 0 05/05/10 06/03/10 07/06/10 08/05/10

J J J J J

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)

A=$1,000 orless F ~$50,001- $100,000 J =$15,000 orless N =$250.001- $500,000 P3 =$25,000,001 - $50.000,000 Q=Appraisal U =Book Value

B =$1,001 -$2,500 G~$100,001- $1,000,000 K =$15,001- $50,000 O=$500.001 -$1,000,000 R =Cost(Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L $50,001-$100.000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 -$15,000 H2 =More than $5,000,000 M=$!00,O01- $250,000 P2 =$5,000,001- $25,000.000 T Cash Markcl

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
~-~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including tmst assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(l)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., buy, sell, redemption)

(2)

(3)
(J-P)

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm/dd/yy Code 2

(Q-W)
35. 36. 37. 38. 39. -Capital Wrld Grwth & Income (X) -Capital Wrld Grwth & Income (X) -Capital Wrld Grwth & Income (X) -Capital Wrld Grwth & Income (X) -Capital Wrld Grwth & Income (X) Buy Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’I) Buy (add’l) A Dividend J T Buy
Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy

03/05/10 04/05/10 05/05/10 06/03/10 07/06/10 08/05/10

J J J J J J

40. -Capital Wrld Grwth & Income (X) 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. 529 Acct 2 American Funds (X) -New Perspective Fund (X) -New Perspective Fund (X) -New Perspective Fund (X) -New Perspective Fund (X) -New Perspective Fund (X) -New Perspective Fund (X) -New World Fund (X) -New World Fund (X) -New World Fund (X) -New World Fund (X)

03/05/10
04/05/10 05/05/10 06/03/10 07/06/10 08/05/10 03/05/10

J
J J J J J J

Buy (add’l) Buy (add’l) Buy (add’l)

04/05/10 05/05/10 06/03/10

J J J

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (Scc Column C2)

A =$ 1,000 or less F=$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000.000 Q=Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100.00 ! - $1,000,000 K =$15,001 - $50,000 O=$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V -Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M $100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - i.eome, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(1)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1

(5)
Identity of buyer/seller (if private transaction)

O-P)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62.

-New World Fund (X) -New World Fund (X) -Capital Wrld Grwth & Income (X) -Capital Wrld Grwth & Income (X) -CapitalWrld Grwth & Income (X) -CapitalWrld Grwth & Income (X) -Capital Wrld Grwth & Income (X) -CapitalWrld Grwth & Income (X) AMGN com. stk AT&T com, stk AMATcom. stk A B A A B B None Dividend Dividend Dividend Dividend Dividend Dividend Dividend None M K J L K K M L T T

Buy (add’l) Buy (add’l) Buy Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Sold (part)

07/06/10 08/05/10 03/05110 04/05/I 0 05/05/10 06/03/10 07/06/10 08/05/10 03/02/10

J J J J J J J J M D

63. ADP. com. stk 64. CVXcom. stk 65. KOcom. stk 66. ETN com. stk
67. EMR com. stk

68. FDXcom. stk

Donated

1. Income Gain Codes: (See Columns B I and 134) 2, Value Codes (See Columns C I and D31 3, Value Method Codes (See Column C21

A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N -$250.0(I I - $50(I,00{) P3 ~ $25,000.001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 ~$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

=$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction&)
D NONE (No reportable income, assets, or transactions.) Transactions during reporting period
(l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 ~ Code 1 (J-P) (A-H)

Description of Assets

Income during

Gross value at end of reporting period

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (t) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)

(1) Value Code 2
(J-P)

(2) Value Method Code 3 (Q-W) T T T T T T T T T T T T

(5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

HDcom. stk LLY com. stk MCD com. stk PEP corn stk PFE com. stk SLB com. stk American Mutual Fund, New Perspective Fund American Mutual Fund Small Cap World Dreyfus S&P 500 Index Fund X BAC Cap. TRXII preferred Nuveen Arizona Prem. Inc. Muni. Bnd. Fund DreyfusAMT-Free Mun. Bnd Fund DreyfusMun. Bnd. Fund Maricopa CtyAZ bond Salt River Prj AZ bonds McCallisterAcademic VLG bonds Pima Cty AZbond

B B B B A A B A C B A D C A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest

K K K L K L M K M J J M L

Sold (part)

03/02/10 K

D

Redeemed 07/01 / 10 K K J T T T

I. Income Gain Codes: ( See Columns B I and D4 ) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (Scc Column C2)

A =$1,000 or less F = $ 50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,01) 1 - $50,000,000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G = $ 100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500.001 . $1,000,000 R =Cosl (Real Estale Only) V : Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L $50,001-$100,000 PI =$1,000,001 - $5,000,000 P4 -Morc than $50,000,000 S =Asscssment W =Estimated

D =$5,001 - $15,000 H2 =More than $ 5,000,000 M =$100,~01 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - income, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C, Gross value at end of reporting period D. Transactions during reporting period

(l)
Place "(X)" after each asset exempt from prior disclosure Amount Code 1
(A-H)

(2)
Type (e.g., div.. rent.
or int.)

(1)
Value Code 2
(J-P)

(2)
Value Method
Code 3

(l)
Type (e.g., buy, sell,
redemption)

(2)

(3)
(J-P)

(4)
Gain Code 1
(A-H)

(5)
Identity of buyer/seller
(if private

Date Value mm/dd/yy Code 2

(Q-W) 86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. Coconino &Yavapai Cos AZ bonds U.of AZ Cop Brd bond Prescott Vly AZ Mun. bond Mesa AZ Util Sys bonds AZ Health Facs Auth bond UBS- RMA Money Mkt X IRA -AT&Tcom. stk -BP com. stk -CVX com. stk -XOM corn.stk -WRE corn. stk -WRI com. stk -Oppenheimer Champ Income fund Sold 04/30/10 J A A A A A A A E Interest Interest Interest Interest Interest Interest Int./Div. J J J J J M O T T T T T T T

transaction)

100. -Nuveen Equity P & G fund 101. -ABA preferred shares 102. -USBPRI preferred shares

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm (72)

A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $1,000,000 R ~Cost (Real Estate Only) V ~ Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 o $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporttng period (1) Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (l) Type (e.g., buy, sell, redemption) Transactions during reporting period

(2)
Date mrn/dd/yy

(3)
Value Code 2 (J-P)

(4)
Gain Code l (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
103. -Eaton Vance En. Equity Inc Fund 104. -John Hancock Inc Sec. Fund 105. -Lord AbbotBond Deb. Fund 106. -Franklin H.I. Fund Class A (Y) 107. -Franklin US Govt See. A (Y) 108. COST com. stk 109. DUK com. stk 110. ELNK corn. stk 111. GPS com. stk 112. GE com. stk 113. HUBB com. stk 114. IP 115. ITW. com.stk 116. 117. JNJ com. stk 118. JPMcom. stk 119. LBY corn. stk B A Dividend Dividend None K K J T T T A A B A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K K J K J
T T T T T Buy Sold (part) Sold Sold (part) Buy Buy 09/09/10 03/02/10 05/18/10 03/02/10 03/02/10 12/16/10 J J K K K J

Buy (add’l)

07/13/10 K

K

Buy (add’l) Sold Buy Buy Sold (part)

09/09/10 03/02/10 03/02/10 03/02/10 03/02/10

J J K K J

B C C

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 orless F =$50,001- $100,000 J =$15.000 orless N =$250.001. $500,000 P3 =$25,000.001. $50.000,000 Q=Appraisal U ~Book Value

B =$1,001- $2,500 G=$100,001- $1,000,000 K=$15,001- $50,000 O=$500,001- $1,000,000 R =Cost(Real Estate Only) V =Other

C =$2,501- $5,000 H 1 =$1,000,001- $5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W~Estimatcd

D =$5,001- $15,000 H2 -More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001 -$25,000,000 T =Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amoum Code l (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W~ (1) Type (e.g., buy, sell, redemption)

Transactions during reporting period
(2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)

120. Pet & Res Co.: PEO c 121. PRUcom. stk ! 22. 123. SE com. stk 124. SYS com. stk 125. WGL Holdings Inc com. stk 126. ISHAILES MSCI CDP Can Idx Fnd: EWC 127. Lazard Emerg Mkt: LZOEX 128. 129. 130. Mat. Pac. "fig. fund: MAPTX 131. Royce 100 fund: UMBWX 132. Scout Itl fund 133. SECTOR SPDR Energy Select: XLE 134. SECTOR SPDR Tech Select: XLK 135. SPDR S&P Div ETF: SDY 136. Vanguard Small Cap Value

A A

Dividend Dividend

K K

T T Buy Buy (add’l) 03/02/10 05/18/10 12/16/10 03/02/10
J J J L

A A A A A

Dividend Dividend Dividend Dividend Dividend J J K T T T

Sold Sold

B D

Buy Buy Buy (add’l) Buy (add’l)

03/02/I 0 03/02/10 09/09/10 12/16/10 03/02/10 03/02/I 0 03/02/10

J J J J K K K

A A B A B B A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K K L K K K J

T T T T T T T

Buy Buy Buy

Buy Buy Buy

03/02/10 03/02/I 0 05/18/10

K K J

I. Income Gain odes: (See ColumnsBI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Mclhod Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1.000,000 R ~Cosl (Real Estale Only) V = Other

C =$2,501 - $5,000 H1 =$1,000,001 -$5,000,000 L $50,001-$100.000 P 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 -More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS - income, ~.~.e, transactions (lnctudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(q-w)
137. John Hancock Pat Prem II closed end trust 138. Nuveen Mun Value fund 139. Schwab Money Market account 140. Aquila Group Tax Free Trust of AZ X 141. Estate # l,Wells Fargo Money Mkt. Accoun( 142. A B A A A Dividend Dividend Interest Interest Int./Div. J T Sold
Closed

(5) Identity of buyer/seller (i f private transaction)

Sold Sold

03/02/l 0 J 12/16/10 K A

02/02/10 L
08/17/10 J

1. Income Gain Codes: (See CoIumrts B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Melhod Codes (See Column C2)

A =$1,000 or less F = $ 50,001 - $100,000 J = $15,000 or less N =$250.001 - $500,000 P3 =$25.000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G = $ 100,001 - $ 1,000,000 K = $15,001 - $ 50.000 O =$500J)01 - $ 1,000,000 R ~Cosl (Real Eslalc Only) V -Other

C =$2.501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L -$50,001 - $100,000 P 1 -$1,000,001 - $5,000,000 P4-More than $50,000,000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $ 5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)
1. See. I, lines 2 & 3 refer to 529 education accounts established in March 2010. See also Section VII, lines 22 & 41. 2. Section VII, line 18 - UGTMA Account 1 was closed on December 17, 2010 after sale of remaining stock on December 15 and distribution of proceeds. 3. Section VII, Lines 106 & 107. These items, noted with a "Y" were inadvertently left off last years report, where they should have been reported with annotation "X" like items 22 through 111 in last years report. 4. Section VII, Line 14, Wells Fargo Money Market Account was reported last year at Section VII, Line 8 I. This was last asset in Estate # 1, and the account was closed after the funds were distributed so the account will not be reported next year, and the estate will have no assets.

FINANCIAL DISCLOSURE REPORT Page 14 of 14

Name of Person Reporting Clark, Ron

Date of Report 05/13/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S[

Ron Clark

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Sponsor Documents

Or use your account on DocShare.tips

Hide

Forgot your password?

Or register your new account on DocShare.tips

Hide

Lost your password? Please enter your email address. You will receive a link to create a new password.

Back to log-in

Close