Tom Stagg Financial Disclosure Report for 2010

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AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization U.S. DISTRICT COURT-W.DSLA
5a. Report Type (che~k appropriate type) ] Nomination, [] Initial Date [] Annual ] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,~" 101-111)

I. Person Reporting (last name, first, middle initial) STAGG, TOM
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/05/201 I
6. Reporting Period

01/01/2010
to 12/31/2010

U S DISTRICT JUDGE-SR. STATUS

5b. [] Amended ReImn
7. Chambers or Office Address 8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

JUDGE TOM STAGG 300 FANNIN STREET, #4100 SHREVEPORT, LA 71101-3091

Reviewing Officer

Date

IMPOR TANT NOTES: The instrucaons accompanying this form must be followea~ Complete alt parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P 0 S I T I 0 N S. ¢Repom’.g individual only; see pp. 9-13 of fih’ng instructionx)
~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4. 5.

II. AGREEMENTS. m~porting individual only; seepp. 14-16 of filing instructions.)
NONE (No reportable agreements.) DATE
1. 2. 3.

PARTIES AND TERMS

Sta_(]_(], Tom

FINANCIAL DISCLOSURE REPORT Page 2 of 21

Name of Person Reporting STAGG, TON!

Date of Report 05/05/2011

I II. NON-INVESTM ENT INCOME. mepo~.g i.di,,i~.al o.sspo.so: seesp. 17-2¢ of filing instructions.)
A. Filer’s Non-Investment Income
[~] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME (yours, not spouse’s)

2. 3. 4.

B. Spouse’s Non-Investment Income - lf ),ou were marrled during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~]
1. 2. 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

IV. REIMBURSEMENTS -,ru.sport~aon, todgi.g,~’ood, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D
I. 2. 3. 4. 5.

NONE (No reportable reimbursements.)
SOURCE George Mason University

DATES August 26-29, 2010

LOCATION Tucson, AZ

PURPOSE Seminar

ITEMS PAID OR PROVIDED Transportation-Air Travel

FINANCIAL DISCLOSURE REPORT Page 3 of 21

Name of Person Reporting STAGG, TOM

Date of Report 05/05/201 I

V. GIFTS. a,,cl~d~ ,hose ,o spons, ~na depenae., children; see p1~ 28-31 of filing instructionx)
NONE (No reportable g~s.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. aneludes ,hose o/s, ouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 21

I

Name of Person Reporting STAGG, TOM

Date of Report 05/05/201 I

V 11. I N V E S TM E N T S a n d T R U S T S - i.co,.,, votu,, ~,o,~o.io,. a.ct.de$ ,hn~e oI~p ...... a dependent children; see pp. 34-60 offillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (i) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)

Gross value at end
of reporting period

Transactions during reporting period

(1)
Value

(2)
Value

(2) Type (e.g., buy, sell,
redemption)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private

Code 2
(J-P)

Method
Code 3

Date Value mm/dd!yy Code 2 (J-P)

transaction} 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Bancorp South-Account Merrill-Lynch Cash Accounts Abbott Labs-Common Stock Chesapeake Energy OKLA-Common Stock Chevron/Texaco Corp, - Common Stock Cisco Systems, Inc.-Common Stock Coca Cola-Common Stock ConocoPhillips-Common Stock EMC Corporation - Common Stock El Paso Corporation-Common Stock Emerson Electric Co. - Common Stock Exxon Mobil Corp. - Common Stock General Electric- Common Stock Health Care Select SPDR-Common Stock INTEL Corp.- Common Stock Johnson and Johnson-Common Stock Lord Abbett Mutual Funds-lntermed Tax Free Fund A A A C B A A A D A B A
C

Interest
Interest

L O L L M K L M L K L M L K K L O

T T T T T T T T T T T T T T T Y T
Buy 01/04/10 O

B A C

Dividend Dividend Dividend None Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Int./Div.

I. Income Gain Codes: (See Columns BI and D4) 2. Valu¢Codes 1See Columns CI and D3~ 3. Value Method Codes (See Cohtmn C2}

A =$I.000 or less F =$50.001 - $100.000 J =$15.000 o¢/,’ss N $250.0m - $500.000 P3 =$25,000.001 - $50.(~0.000 Q Appraisal U Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 -$50.000 O =$500.001 . $1,0~90,000 R =Cost (Real Estate Only) V =O’~hcr

C =$2.501 - $5,000 III =$1.000.091 - $5.000.000 L =$50.001 - $100.000 p I =S1.000.001 . $5,000.000 P4 =More lhan $50.000,000 S -Ass~ssmcr~t W =Estimated

D =$5.001 - $15,000 112 =More than $5,000.000 M ~$100.0~1 -$250.000 p2 = $5.01~,001 - $25,000.0OO T :Cash Markcl

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 21

Name of Persan Reporting STAGG, TOM

Date of Repor~ 05/05/2011

VII. INVESTMENTS and TRUSTS - i.como, ,’atue, ~ra,~.io,~ a.c~u~e~ thoso o:~po~s~ o.~ aop~.ae~t ~i~a.~ .~ ~e. 34-60 of filing lnstructlonsO
~-] NON~

(~o reportable income, assets, or transactions.)
Income during Gross value at end

Description of Assets
(including trust assets)

Transactions during reporting period
(I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

reporting period
(1) (2)

of reporting period
(1) (2)

Place "(X)" after each asset exempt from prior disclosure

Amount Code I
(A-H)

Type (e.g., div., rent,
or int.)

Value Code 2
(J-P)

Value Method Code 3

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Lo’,ve’s Companies, Inc.-Common Stock Mainland Resouces-Common Stock McDonalds Corp-Common Stock Microsoft Corp. - Common Stock Oracle, Corpl-Common Stock Petrohawk Energy Corp-Common Stock Pfizer, Inc.- Common Stock Procter& Gamble Co-Common Stock Qualcomm, lnc.- Common Stock Schlumberger Ltd. - Common Stock Sector SPDR Consmrs Sip- Common Stock Sector SPDR Energy-Common Stock Sector SPDRUtilities-Common Stock Sempra Energy-Common Stock SPDR S P Biotech-Common Stock Stemcells Inc. - Common Stock Target Corp.- Common Stock

A

Dividend None

K J L K K K L L L M K L K K L J L

T T T T T T T T T T T T T T T T T
Buy 07/26/10 J

B A A

Dividend Dividend Dividend None

B A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

A

Dividend

1. Income Gain Co~es: (See Columns B I and D4 ) 2. Value Cod~.~ IScc Columns CI and D3) 3. Value Method Codes ,[See Coh~m~ C2)

A $1,000 or less F =$50.001 - $ 100,000 J =115.000 or Ices N =$250.001 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Hook Value

B =$1,001 - $2.500 G = $100.001 - $ 1.000.0~0 K =115.001 - $50.000 O =1500.001 - $1.000.000 R --Cost (Real Estate Only) V =O~hcr

C =$2.501 - $5,000 I I I =11.000,001 - $5,000.000 L =150.001 - $100.000 PI =$1,000.001 - $5,000,000 P4 =More than $50.009.000 S =As~:ssmcnl W =Es~ilnatcd

D =$5,001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =15,000,001 - $25,000.000 T =Cash Market

E =$15,0~i - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 21

Name of Person Reporting STAGG, TOM

Date of Report 05/05/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactiom (Includes those of spo .....
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asset~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period i (I) (2) i Amount Ty~ (e.g., i Code I div., rent, i (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3

d dependent children; see pp. 34-60 of fillng instruction~)

Transactions during reporting period (i)
Type (e.g.,

buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/ddhyy Code 2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

35. Transocean, LtdZUG-Common Stock
36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49, 50. 51. WaI-Mart Stores, Inc.- Common Stock Williams Companies-Common Stock Porl New Orleans LA Bond-CMR FAC OID AMBAC Bond Louisiana PUB FACS Auth RV Bond-BR WTR AMT Bond Jefferson Parish LA HME Mtg AFMRV Bond-SER A Bond Galveston Tex Indpt School Dist Bond-PSF GTD OIK Bond University Tex Perm Univ Bond Texas Womans Univ Rev Fing Sys BondREV OID FSA Lower Colorado River Auth Bond-REV RF OID AMBAC Ernest N. Morial-New Orleans LA Exh SR Sub Bond Texas St Univ Sys Fing Rev Rf FSA Bond Houston TX Indpt Sch Dist FSA Bond Tarrant Co Tex Hfd Crp Hsp Rev Baylor Rf Oid Bond Frisco Tex CTFS Oblig LT Bond Canadian Riv Mun Wtr At Tex Rev Conjunctive Ambac 13ond Louisiana ST Transn Auth Toll Rev BondSR A Bond A A B A C B B 13 B C A C A B A B

None
Dividend Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest ]nlerest Interest Interest

M
L K L K

T
T T T T Redeemed 08/02/10 See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIll A. See Sect. Vlll A. T T T T See Sect. VIII A. See Sect. VIII A. See Sect, VIII A. See Sect. VIII A.

K M K K L L L K K K K

T T
T T T T

I. Income Gain Codes: (See Cglu mns B I and D4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F -$50.001 - $ 100.000 J =$15.000 or less N =$250.001 - $503.000 P3 =$25.0OO.001 - $50.000.000 Q =Appraisal U - I:k~k Value

B =$1,001 - $2,500 G =$ 100.001 - $ 1.000.000 K =$15.001 - $50.0(~ O =$500.001 - $1.00~.00~ R =Cost (Real E.state Only) V =O~hcr

C =$2.501 - $5.000 111 =$1.000.001 - $5.000.000 L =$50.001 - $1 PI =$1.000.001 - $5.000.0(X) P4 =More than S =Ass~ssmem W =l=~imated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T :=Cash Markel

E =$15.001

FINANCIAL DISCLOSURE REPORT Page 7 o1"21

Name of Person Reporting STAGG, TOM

Date of Report 05/05/2011

V I I. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofsp ......
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during reporting period

d dependent children¢ seepp. 34-60 offillng instructions.)

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

[ (I) Amount Code I (A-H)

(2) Type (e.g., div., rent, or int.)

Gross value at end of reporting period (i) (2)
Value Value

Transactions dudng reporting period (t)
Type (e.g..

Code 2
(J-P)

Method
Code 3

buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-It)

(Q-w) 52. 53. 54. 55. 56. Lower Colorado River AT TEX Tins Contr LCRA OID Bond North Tex Mwd Water Trans FCS RV Bond-TERRELL Colorado Water Res-Pwr Dev Ser D OID FSA Bond Dallas TX CVC CTR CNV CMPLX RV & RF old AGC Bond Midway Tex Indpt Sch Dist RfPsfGtd Oid Bond B B B B B A B B B C B B A Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest None C B B Interest Interest Interest J K K K T T T T K K K M K K K K L L K K T T T T T T T T T T T T Redeemed 08/09/10 J

(5) Identity of buyer/seller (if private transaction)

See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A. Sec Sect. Vlll A. See Sect. VIII A. See Sect. Vlll A. See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A.

57. Colorado Edl-Cultrl FCS Ser B OID FGIC Bond 58. 59. East Baton Rouge, La Sew Commn Rv A Rf OID FGIC Bond Katy Tex Indpt Sch Dist Ser A PsfGtd OID Bond

60. Houston Tex Indpt Sch Dist Lt Set B Rf Psf Gtd Bond 61. 62. 63. 64. 65. San Antonio TX Mun Drain Utl Sys Bond Louisiana Unv-Agric Clg Brd Rv Aux OID Fsa Bond New Orleans LA Drain Sys Lt Bond Austin TX Utility Sys Rev Comb Bond Fulton Country Georgia Auth Spl Facs Rev Bond

66. Livingston Parish LA WWK RV Bond-OID AMBAC EBD 67. 68. Houston TX Cmt CIg Sys PFC RV PUB C Bond Jefferson Parish LA Hsp Svc Bond-NO 1 WEST A OlD FSA

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISce Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B -$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =O~her

C =$2.501 - $5.000 III =$1.000.001 - $5.000,000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More lhan $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.0~ P2 =$5.0~0.001 - $25.000.000 T =Cash Markc!

E $15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 21

Name of Person Reporting STAGG, TON!

Date of Report 05105/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~-] NONE (No reportable income, assets, or transactions.)
Description of Assets (including Ixust assets) Income during reporting period

Place "(X)" after each asset exempt from prior disclosure

(i) I Amount i Code I , (A-H)

(2) Type (e.g., div., real, or int.)

Gross value at end of reporting period (I) (2)
Value Value

Transactions during reporting period
(I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/),’y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

Code 2
(J-P)

Method Code 3 (Q-W) T T

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Colorado ST CTFS Partn UCDHSC Ser B OlD MBIA Bond Cleburne TX Waterworks Bond-OID FSA Houston TX Indpt Sch Dist Bond-LT A RF OID Louisiana St Ser A FGIC Bond Mbia Re Set A Ascension Parish LA Bond Dt Oid Mbia Ebd Dallas "IX Wa|erworks Bond RfOid Fsa Fort Lewis Clg Brd Trustee Ent B-I OID Fgic Bond Aldine Tex Indpt Sch Dist Sch Bldg-Rmkt Guar Bond Louisiana Pub Facs Auth Hosp Rev Ser C Oid Bond Louisiana Pub Facs Auth Orginal UniUTotal Cost 100.7250 Boa Louisiana Pub Facs Auth Rev Christus A Rf Oid Bond La Porte Tex Indpt Sch Dist Schoolhouse Oid Ebd Bond Waco Texas CTFS OBLIG OID Lt Syngi Bond Louisana St Set A OID FGIC PRFI0 Bond Orleans Parish LA Bond-SD OID FGIC-5% Bond Dallas TX Area Rapid Bond-OID AMBAC Bond Dallas Tx Wtrwks & Swr Sys Rev RfOID Ambac Bond

B C A B C C B B D D B B B C B B B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

L K

See Sect. Vlll A. See Sect. VIII A. Redeemed Redeemed Redeemed Redeemed 06/24/10 11/15/10 03/01/10 08/13/10 J K L K See Sect. VII! A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect VIII A. See Sect. VIII A. See Sect. VIII A. Redeemed 09/01/10 M See Sect. VIll A. See Sect. VIII A. See Sect. VIII A.

K L M M K K K L

T T T T T T T T

L K

T T

I. Income Gain Codes: (See Columns BI and 134) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (S~e Column C2I

A =$1.000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =13~ok Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15,001 . $50.000 O =$500.001 - $1.000,00~ R =Cost (Real Estate Only) V =O~her

C =$2.501 - $5.000 III =$1.000.001 - $5.000.000 L =$50,001 . $100.000 PI =$1.000.(~1 - $5.000.000 P4 =More lhan $50,000.090 S :Asscssm,’nt W Estimalcd

D =$5.001 - $15.000 112 =More lhaa $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T Gash Market

E =$ I 5,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 21

I Name of Person Reporting STAGG, TOM

Dale of Reporl

05/05/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 3 4-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets)
Place "(X)" after each asset

reporting p~riod ~ (i) (2)
I Amount Typ~ (e.g.,

exempt from prior disclosure

Code I
(A-tl)

div., rent,
or int.)

Gross value at end of reporting period (0 (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period
(I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if private transaction)

86. 87. 88. 89.

San Antonio TX Elec Gas Bond RfOid Etm Piano Tex Lt Oid 4.25% Bond Bexar TX Met Water Dept Bond Rv Old Ambac Pflugerville Tex Indpt Sch Dist Sch PsfGtd Bond

B A B B B A B B B B C C B B B B C

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

K K K L K J K K L L

T T T T T T T T T T Redeemed 11/15/10 L Redeemed (part) 05/03/10 J

See Sect. VIII A. See Sect. VIll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. Redeemed 09/01/10 L See Sect. Vlll A.

90. Texas St Transn Ser A OlD Fgic Bond 91. 92. 93. 94. 95. 96. 97. 98. San Antonio TX River Auth Bond RfOid Mbia Austin TX Cmnty College Dist Bond Louisiana St Office FACS Bond Corp Lse Rev Fort Worth Tex lndpt Sch Dist PsfGtd Bond Monroe LA School Brd Bond Oid Ambac Austin TX Elec Util Sys Bond RfOid Fsa Louisiana LCL Govt Env Bond Rv Cap Ambac Piano TX Bond(RFDG & IMPROV) Bond

L L L L L

T T T T T

99. Me Kinney Tex Indpt Sch Bond PsfGtd Old 100. New Orleans LA Bond Oid Fgic Bond 101. Commerce City Colo CTFS Parrtn Ambac Bond 102. Orleans Parish LA Sch Bond-Set 95 Oid Fgic

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Column C2~

A -$1.000 or less F - $50.0~ I - $ 100,000 J =$15.000 or h:ss N -$250.001 - $500.0~0 P3 ~$25.0~9.0~1 - $.50.090.000 Q =Appraisal U =Book Value

B $1,001 - $2.500 G ~$100.001 - $ 1.000,000 K =$15.001 - $50.000 O -$500.001 - $1.0~0.000 R ~?osl IRcal Eslawc Only) V =O~bet

C =$2.501 - $5.0~0 I 11 =$ 1.000.001 - $5.0(lO.000 L =$50.001 - $100.000 PI =$1,000.001 - $5,000.000 P4 =More t~an S =Asscssm~m! W -Esxirnatcd

D =$5.001 - $15.000 112 =M ore than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Mark~

E -$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 10 of 21

Name of Person Reporting STAGG, TOM

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of sponse and dependent children; seepl~ 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period ! (I) (2) I Amount Typ¢ (e.g., I Code I div., i~nt, (A-H) or int.)

Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3

Transactions during reporting period (1) Type (e.g.,
buy, sell,

redemption)

(2) (3) Date Value mnddd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

103. Pearland Tex CTFS Oblig Bond Lt Old Ambac 104. Judson TX Indpt Sch Dist Bond Prfl2 105. Saint Charles Parish LA Bond Fgic 106. Austin TX Elec Util Sys Bond RfFsa Prfl0 B
107. Plano Tex Indpt Sch Dist Ser A Oid-5% Bond 108. Spring TX Indpt Sch Bond PsfGtd Old Bond 109. Sunnyvale Tex Sch Dist Sch Bldg Sch Psf Gtd Bond 110. Houston Tex Area Wtr Crp Bond Ne Oid Fgic 111. Natchitoches Parish LA Bond Cons Sd #7

B B B

Interest Interest Interest Inlerest

L L L

T T T Redeemed 11/15/10 L

See Sect. VIII A. See Sect. VIII A. See Sect. VII! A. See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A. See Sect. VIIi A.

A C D C B

Interest Interest Interest Interest Interest

L L L L K

T T T T T T T T T T T T T

112. Harris Co-Houston TX Bond-At Rev Sr A Rf 113. Monroe LA Sales & Use Bond-Rev Fgic Mbia A Old 114. Harris Co-Houston Tex Sports At Rev A OID Mbia Bond 115. Lafayette LA Pub Tr Bond-Fing Auth Rev Slcc 116. Cypress-Fairbanks Tex Indpt Sd RF PsfGtd Bond I 17. Denton Co Tex Fresh Wtr Dt#006 RfOID Fgic Bond I 18. Tyler Tex Indpt Sch Dist Sch Bldg Old Bond

C B B B B B B

Interest Interest Interest Interest Interest Interest Interest Interest

L L L L L K L L

119. Northwest Tex Indpt Sch Bond Rfoid Prfl 3 B

I. Income Gain Codes: (See’Columns B I and D4) 2. Value Codc~ |Scc Columns CI and D3) 3. Value Method Codes [Scc Column C21

A =$1.000 or less F =$50.001 - $I00.0DO J -$15.000 or less N =$250.001 - $500,000 P3 =$25,000.001 - $50.000.0~0 Q =Appraisal U =Book Value

B =$1,001 - $2,500 O =$1D0.00I - $1,000.000 K =$15.001 - $50.000 O =$500.001 - $1,000.00~ R --Cost (Rc’al Estate Only) V =O~her

C =$2.501 - $5,000 III =$l,000.O01 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.000 S =Assc~smc’n/ W =Eslimated

D =$5.001 - $15.000 112 =More lhan $5,009,000 M =$100.001 - $250,000 P2 =$5.000.001 - $25,0~0.000 T =C~sh Markel

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 21

Name of Person Reporting STAGG, TOM

Date of Report 05/05/201 I

VI I. INVESTMENTS a n d TRU STS - incomo, value, =u.~a.lon~ tt.cl~d~ ,ho. of spouse a.d dependent children; seepp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of reporting period

Transactions during reporting period O) Type (e.g.,
buy, sell, redemption)

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (i) (2) Amount Type (e.g., Code l div., rent,
(A-H) or int.)

O)
Value

(2)
Value

Code 2 (J-P)

Method Code 3 (Q-W)
T T T

(2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

120.

Monroe LA Sales & Use Bond-Rev FgicMbia Old

B C B B B B B C

Interest Interest Interest Interest Interest Interest Interest Interest

K L L L L K K L

See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. Buy Buy Buy Buy Buy Buy Buy 01/19/10 08/09/10 10/04110 07/21/10 10/04/10 ; 10/04/10 07/01/10 L M
L L L L L

121. Jefferson Parish LA Bond-Wk Pub Impt Rev Oid Mbia 122. Cedar Hill Tex Lt Old Fsa Bond 123. New Orleans LA Pub Impt Bond-Lt Mbia 5% 124. Lafayette LA Pub Imp Bond-Saless Tax Pub Oid

T T T T T T T T T T T T T Buy (add’l) Buy
Buy

125. Alexandria LA Utilities RefRFDG & Const i OlD Bond 126. Dallas TX Area Rapid Trans Tax SR RF Bond 127. LA Pub Facs Auth Hosp Rev RfOid Bonds

See Sect. VIII A. See Sect. Vlll A. See Sect. VIIi A. See Sect VIll A. See Sect. VIII A. See Sest. VIII A. See Sect. VII! A. See Sect. Vlll A.

128. Camden Cnty GA Pub Svc Auth Rev St Marys Rf bonds 129. TX ST Transn Comm-Mobility Fd Oid bonds 130. Assoc. Cmmr GA Lsg Pg Cop Cobb Cnty bonds 131. Woodlands Twp Tex SIs-htlTax Rf Oid bonds 132. Denton TX Ctfs Oblig Lt Old Bonds
133. Amgen, Inc.-Common Stock

A B B B B

Interest Interest Interest Interest Interest None

K K K K K K K K K

134. AT&T Inc-Common Stock 135. Altria Group Inc Common Stock
136. BP PLC Spon Adr Common Stock

A A

Dividend Dividend None

01/27/10 J 09/23/10 K
05/11/10 J

See Sect. VIII A. See Sect. VIII A. See Sect. VIII A.

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (S~c Columns CI and 3. Value Method Codes (See Cohmm C2)

A -$1.00~ or less F =$50.001 - $100,000 J =SI 5.0~0 or le’ss N =$250.001 - $500.000 P3 =$25.009.001 - $50.0~0.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1,000,000 K -II5.001 - 150.000 O $500.001 - $l.000.000 R -~)os! (Real Estate Only) V

C =$2.501 - $5.0~ Ill =$1.0~0.001 - $5.000.000 L =$50.001 - SI00.0~ Pl =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =AsscssIDen! W =Estimated

D =$5.0~1 - $15.000 112 =More than $5.000,000 M =$100.001 - $250.0~0 P2 =$5.000.001 - $25.000.0~0 T =(?~h Market

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 12 of 21

Name of Person Reporting STAGG, TOM

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofsponse and dependent children; seepp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) (2) Amount Type (e.g., [ Code I div., rent,
i (A-H) or int.)

C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method
(J-P) Code 3

D. Transactions during reporting period (1) Type (e.g., buy, sell,
redemption)

(2) (3) (4) Date Value Gain mm/ddhfy Code 2 Code I
(J-P)

(A-H)

! 137. 138. General Mills Common Stock 139. Hewlett Packard Co Common Stock 140. Merck and Co Ine shs Common Stoke 141. Progress Energy Common Stock 142. United Techs Corp Common Stock 143. Verizon Communications Common Stock 144. BHP Billiton, Ltd. -Common Stock 145. Chevron Corp.-Common Stock 146. Centerpoint Energy Inc-Common Stock 147. ConocoPhillips-Common Stock 148. Caterpillar Inc Del-Common Stock 149. Chesapeake Energy Okla-Common Stock 150. Chipotle Mexican Grill-Common Stock 151. Costco Wholesale Corp-Common Stock 152. Cisco Systems Inc. -Common Stock 153. Coca Cola -Common Stock A A A A A A B A A B A D A A None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend None Dividend K K K K K K K K L K M K K M K

(Q-w) Buy (add’l) T T T T T T T T T T T Sold (part) Buy (add’l) Sold T T T T Sold (part) 09/22/10 J 09/22/10 01/27/10 09/22/10 K K K Buy Buy Buy Buy Buy Buy 07102110 09123110 08/10/10 09/15/10 09/23/10 09/23/10 09/15/10 J K K K K L K

Identity of buyer/seller (if private transaction) See Sect. VIII A. See Sect, VIII A. See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A.

I. Incolne Gain Codes: (See Columns BI and D4) 2. Value Cod,.~ ISce Columns CI and D3I 3. Value Method Codes (See Column C2)

A $1.000 or less F =$50.001 - $100,000 J =$15,000 or It, s N $250.001-$500.00) P3 =$25.000.001 - $50.0’00.000 Q =Appraisal U =Book Value

B =$1,001 . $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.00O.0~O R =Cost (Real Estate Only) V =Other

C =$2,501 . $5,000 |11 =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5-000.000 P4 =More than $50.00~.0~0 S =Assessment W =Estimated

D =$5.001 , $15,000 112 =More lhan $5.000.000 M =$100.001 . $250.000 P2 =$5-000.001 "$25.000.000 T =C~h Market

E =$15.001 - $50,0~0

FINANCIAL DISCLOSURE REPORT Page 13 of 21

Name of Person Reporting STAGG, TOM

Dale of Report 05/05/201 I

VI I. INVESTMENTS and TRUSTS - income, vatue, ~o~ae,io~ a.ct~d~ ,hose oI~p ...... d dependent children; see pp. 34-60 of filing instructions.)
NONE (’No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during ~*porting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method (I) Type (e.g., buy, sell, redemption) Code(Q.W)3 D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-II)

(5) Idenlity of buyer/seller (if private transaction) See Sect. VIII A.

154. CSX Corp.-Common Stock 155. Delta Air Lines Inc-Common Stock 156. Dynegy, Inc. New 111 -Common Stock 157. Duke Energy Corp. -Common Stock 158. E M C Corporation -Common Stock 159. Exxon Mobil Corp. -Common Stock 160. El Paso Corporation- -Common Stock 161. Encana-Common Stock 162. Cenovus Energy Inc-Common Slock-spin off from Encana 163. Emerson Electric Co. -Common Stock 164. Ferrellgas Partners ULP-Common Stock 165. Firstenergy Corp-Common Stock 166. Freeport-Mcmran Cpr & GId-Common Stock 167. Goodrich Petroleum New-Common Stock 168. TransOcean Inc -Common Stock 169. General Electric -Common Stock 170. Google Inc CI A-Common Stock

A

Dividend None None

K J

T T Buy (add’l) Sold 12128/10 09/15/10 J J

See Sect. VIII A. See Sect. VIII A. See Sect. VIII A.

B A B A A A B B A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None None

K

T Sold 09/15/10 K

See Sect. VIII A. See Sect. VIII A.

L

T Sold 09/15/10 K

See Sect. VIII A. See Sect. Vlll A.

K

T Sold 09/15/10 J

See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A.

K J J J

T T T T Sold 09/15/10 J

See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A.

K K

T T Sold 09/22/10 L

C

Dividend None

See Sect. VIII A.

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codc~ (S~e Columns CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50,001 - $10O.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000,001 - $50,090,0<)0 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1.000.0~0 K =$15,001 - $50.000 O =$500.001 - $1.000.0~0 R =Cost (Real Estalc Only) V =Olher

C =$2,501 . $5,000 tll =$1.000.001 - $5,0~),000 L =$50,001 - $100.1~30 PI =$1,000.001 - $5,000,000 P4 =M~¢ ihan $50.000.000 S =Asscssmen| W =Estimalcd

D -$5.001 - $15.000 |12 -More than $5.000.000 F.I -$100.001 - $250.000 P2 =$5.000.1)01 - $25,000.000 T =Cash Markc~

E =$ 15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 14 of 21

Name of Person Reporting STAGG, TOM

Date of Report 05/05/2011

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) I Amount Ty’~ (e.g., ~ Code I div., rent, i (A-H) or int.) i A Dividend None A ,~ A C B A A A A A B Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None A C A Dividend Dividend Dividend K L L T T T K K L J K T T T T T Sold 09/22/10 J K J K M K T T T T T Sold 05/15/10 J C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K T Sold 09/22/10 J D. Transactions during reporling period (I) T~,Ve (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIll A. See Sect. VIII A. See Sect. VIII A. See Sect. VII! A.

171. Health Care Select SPDR-Common Stock 172. Helix Energy Solutions-Common Stock 173. Honeywell Intl, Inc.-Common Stock 174. Ishares MSCI Japan -Common Stock 175. JPMorgan Chase & Co. -Common Stock 176. Johnson and Johnson - Common Stock 177. Kimberly Clark-Common Stock 178. Manitowoc Co., Inc. Wis.-Common Stock 179. Microsoft Corp. -Common Stock 180. Noble Corporation -Common Stock 181. Oracle Corp. $0.01 -Common Stock 182. Peabody Energy Corp.-Common Stock 183. Plum Creek Timber Co. -Common Stock 184. Petrohawk Energy Corp-Common Stock 185. Procter & Gamble Co-Common Stock 186. Royal Dutch Pet NY -Common Stock 187. Schlumberger LTD -Common Stock

I. Income Gain Codes: ( See Columns B I and IM ) 2. Value Codes {see Columrm CI and D3} 3. Value Method Codes (See Column C2I

A =$1.000 or less F =$ 50.001 . $ 100.000 J =$15.000 o¢ less N =$250.001 - $500.000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 . $2.500 G =$ 100.001 - $ 1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =osl (Real Estate Only) V =Other

C =$2.501 - $5.000 I I I =$ 1.000.001 - $5.000.000 L =$50.001 - $100.0~O PI =$1.000.001 - $5.000.000 P4 -More than $50.000.000 S -Asscssmertt W Esximated

D =$5.001 - $15.000 112 = More than $5.000.~00 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Markd

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 15 of 21

,Name of Person Reporting STAGG, TONI

Date of Report 05/05/201 I

NONE (No reportable income, assets, or transactions.)
A.
Description of Assets

(including trust assets)
Place "(X)" after each asset

exempt from prior disclosure

B. Income during reporting period ~ (i) (21 Amount Type (e.g., Code I div., rent, i (AdD or int.) i A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend None A A A Dividend Dividend Dividend None None B B C C D Interest Interest Interest Interest Interest

C. Gross value at end of reporting period (i) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) K T

D. Transactions during reporting period (1)
Type (e.g.,

buy, sell, redemption)

(2) (3) (4) Date Value Gain mnddd~’y Code 2 Code I (J-P) (A-H)

(5)
Identity of

buyer/seller (if private transaction) See Sect. VIII A.

188. Spectra Energy Corp-Common Stock 189. Suncor Energy, Inc. NPV-Common Stock 190. Texas Instruments -Common Stock 191. Coviden Ltd-Common Stock 192. Tyco Intl Ltd, Bermuda-Common Stock 193. Tyco Electronics Lid-Common Stock 194. Transocean, Inc. -Common Stock 195. Target Corp. -Common Stock 196. 3M Company -Common Stock 197. Toyota Motor Corp Adr. -Common Stock 198. Under Armour, Inc.-Common Stock 199. Wal-Mart De Mexico SA DE- Common Stock 200. Blackrock Munivest Fund 201. Blackrock Munivest Fund 202. NUVEEN lnvMT Qual Mun Fund Inc. 203. NUVEEN Ins M Oppty Fund Inc. 204. Blackrock Muniyield Fund

Sold K K J J L K K K T T T T T T T T Sold M K K L L M T T T T T T

01/27/10

K

See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A.

01/27/10

J

See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A.. See Sect. VIII A.

I. Income Gain Co<les: (See Columns BI and D4) 2. Value Codes (Sc¢ Columns CI and D3) 3. Value I’,tcthod Cod~ (S¢c Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or I~’~s N =$250.001 - $500,000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value

B $1.001-$2.500 G =$100.001 - $1.000,000 K =$15,001 - $50.000 O =$500.0OI - $1.000.000 R =Cost (Real Estate Only} V -O~hL"r

C=$2,501-$5,000 III =$l.000,00l -$5,000.000 L =$50.001 - $100.000 PI =$1.000.1301 - $5.000,000 P4 = More than $50.000.000 S =Assessment W =Estimated

E =$15.001 - $ 50,000 112 =More than $5,000.000 M =$100.001 - $250,000 P2 =$5.000,001 - $25.000.000 T =C~h Markcl

FINANCIAL DISCLOSURE REPORT Page 16 of 21

Name of Person Reporting STAGG, TONI

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) A.
Description of Assets (including trust assets)

B.
Income during reporting period

C. Gross value at end
ofreporting period

D.
Transactions during reporling period

Place "(X)" after each asset exempt from prior disclosure

(I) ~ Amount [ Code I
i (A-H)

(2) Typ~ (e.g., div., rent,
or int.)

(I) Value Code 2
(J-P)

(2) Value Method
Code 3

(I) Type (e.g., buy, sell,
redemption)

(2) (3) (4) Date Value Gain mm!dd~y Code 2 Code I
(J-P) (A-H)

(5) Identity of buyer/seller
(if private

! 205. Blackrock Muniyield Ins Fund 206. Blaclffock Muniyield Qual Fund 207. Blackrock Inv Qual Muni Fund 208. Blackrock Muni Assets Fund 209. Blackrock MuniAssets Fund Ioc.Com 210. Municipal Invest Trust #3 Fund 211. Municipal Invest Trust #4 Fund 212. Municipal Invest Trust #5 Fund 213. BlackrockGIobal SmallcapFD A Fund 214. BlackrockGIobal SmallcapFD B Fund 215. Blackrock Global Growth Fd Fund 216. Blackrock Developing Cap Mkts Fund 217. Nuveen Louisiana Muni Bond Fund 218. Seligman Louisiana Muni Fund CI A 219. Blackrock Mun Insured Fund 220. WCMA Tax Exempt Fund 22 I. Working Interest-Roberts 26-6, Choctaw County, AL B E E D E A D C D A D B B C Interest Interest Interest Interest Interest Interest Interest Interest None None None Interest Interest Interest Interest Interest Royalty M L L J M K K L N K K L O O N PI J

(Q-W) T T T T T T T T T T T T T T T T W

transaction) See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VII! A. See Sect. VIII A. See Sect. VIII A. See Sect .VIII A.

I. lncomc Gain Codes: (See Colunms BI and D4) 2. Value Codes (See Cohtmns CI and D3I 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $109.000 J =$15.0~ or I.,:ss N -$250.001 - $500.000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.0~1 - $1.~00.000 K =$15,0~1 - $50,00~ O -$50~.001 - $1.0(~.00~ R =Cost (Real Estate Only) V =Other

C =$2.501 - $5,000 I11 =$1.0~1.001 - $5.000.0~0 L =150.001 - $100,000 PI -$1.000.0~1 - $5.0~0.00~ P4 =/’,fore ~han $50.000.000 S =Asscssme~! W =Estimated

D =$5.001 - $15.000 112 =More than $5.0~).00~ M =110~.001 - $250.000 P2 =$5.000.001 - $25.00~.0OO T =Cash Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 17 of 21

Name of Person Reporting STAGG, TOM

Date of Report 05/05/2011

VI 1. IN VESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlon~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period i! (I) I Amount i Code I J (A-H) i 222. Working Interest-Wesson Hogg Sand Unit, Ouachita County, AR 223. Working Interest-Walker Creek, Lafayette County, AR 224. Working Interest-S. L. 7712 #1, Vermilion Parish, LA 225. Working Interest-S. L, 7712 #3, Vermilion Parish, LA 226. Working Interest-Glenn #1, Vermilion Parish, LA 227. Working Interest-Fisher # 1, Vermilion Parish, LA 228. Working lnterest-Vincent #1, Vermilion Parish, LA 229. Working Interest-Price Heirs l-Alt, Vermilion Parish, LA 230. Working Interest-S. L. 7712 #5, Vermilion Parish, LA 23 I. Working Interest-Belcher, Gregg County, TX 232. Working Interest-W. Tyler Sand Unit, Smith County, TX 233. Working Interest-Bellwood Lake Unit, Smith County, TX 234. Working Interest-A B Smith/Ann McKnight WFU, Smith Co., "IX 235. Working Interest-S. L. Stockton #1, Cherokee County, TX 236. Working Interest-Barron Gas Unit #1, Cherokee County, TX
237. Working Interest-Stark Smith #1, Cherokee County, TX
(2)

C. Gross value at end of reporting period
(I) (2) (I)

D. Transactions during reporting period
(2) (3) (4) (5)

Type (e.g., div., rent, or int.)

Value Code 2
(J-P)

Value Method Code 3 (Q-W) W W W W W W W W W W W W W W W W W

Type (e.g., buy, sell,
redemption)

Value Gain Date mm/dd~ Code 2 Code I
(J-P) (A-H)

Identity of buyer/seller
(ifprivate

transaction) See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VII! A. See Sect. VIII A. See Sect. Vlll A. See Sect. VII! A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A. See Sect. VII! A.

Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty

K J J J J J J K J M J J J J J J J

238. Working Interest-Stark Smith #A-I, Cherokee County, TX

I. Income Gain Codes: (See Columns B I and 1)4 ) 2. Value Codes ISee Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F = $50,001 - $ 100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =$15.001 - $50.000 O =$500,001 - $1.000.000 R ~ost (Real Estate Only) V =Olhcr

C =$2.501 - $5,000 I I I =$ 1,000.001 - $ 5.000,000 L =$50.001 - $100.000 PI -$1,000.001 - $5.000,000 P4 =More than $50,000.0~0 S =As~ssmcnt W =Estimated

D =$5.001 . $15.000 112 =More lharl $5,000,000 M =$100.001 - $250.000 P2 =$5.0~).001 - $25,000.000 T =Cash Mark¢~

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 18 of 21

Name of Person Reporting STAGG, TONI

Date of Report 05/05/201 I

VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/udes those of spouse and dependent childre.; ~ee W 34-60 of filing instructlons.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during ~-’porting period i (I) (2) Amount Type (e.g., Code I die., rent, I (A-H) or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dcl~’y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

239. Working Interest-L. E. Warner, Houston County, TX 240. Royalty Interest-Elizabeth Oswell 15-7, Baldwin Co., AL 241. Royalty Interest-Wesson Hogg Sand Unit, Ouachita Co., AR 242. Royalty Interest-Albemarle Corp., Columbia Co., AR 243. Royalty Interest-Thomas 3, Hosston, Caddo Parish, LA 244. Royalty Interest-Adeline Sugar Fac, St. Mary Par., LA 245. Royalty Interest-Coyle Wells, Webster Parish, LA 246. Royalty Interest-Sanders D2, Webster Parish, LA 247. Royalty Interest-R. R. Barrow #1, Lafourche Parish, LA 248. Royalty interest-Nag Unit, St. Charles Parish, LA 249. Royalty Interest-R M Coyle #2, Webster Parish, LA 250. Royalty Interest-D H Rains, Caddo Parish, LA 251. Royalty Interest-Overton, Adams County, MS 252. Royalty Interest-M. C. Armstrong, Adams County, MS 253. Royalty Interest-Armstrong 5 & 7, Adams County, MS 254. Royalty Interest-V Johnson, Adams County, MS 255. Royalty Interest-Frazier Gas Unit, Terry County, TX

A A A A A C C B A D B A A C A A B

Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty

J J J J J J J J J K J J J J .l J J

W W W W W W W W W W W W W W W W W

See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A.

I. Income Gain Codes: (See Co/t~mns 81 and D4) 2. Value Codes ISce Columns CI and D3) 3. Value gtethod Codes (See Column C2)

A =$1,000 or less F =$50,001 . $100,000 I =SI 5.000 o¢ less N =$250.001 - $500.0~0 P3 =$25.000,001 - $50.00).000 Q =Appraisal U =B43ok Value

B =$1,001 - $2.500 G =$[00.OOI - $1.000,000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R =:Cos (Real Estate Only) V =Olhcr

C =$2,501 - $5,000 111 =$1.000.001 - $5,000.000 L =$50.001 - $11)O.0OO PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5,O01 - $15.000 |12 =More than M =$100.001 . $250.00) 1"2 =$5.000.001 - $25.000.000 T ~?ash Marke~

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 19 of 21

I

Name of Person Reporting STAGG, TOM

Da~e of Report 05/05/201 I

VII. INVESTMENTS and TRUSTS -inc~me~va~ue~tramacti~ns(~nc~udes~h~se~f~p~u$eanddependentchi~dren;seepp.34~6~f~inginstructi~n~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting I~riod (i) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)

Gross value at end of reporting period (1) (,2)
Value Value

Transactions during reporting period
(i) Type (e.g., buy, sell, redemption)

(2)
Date

(3)
Value

(4)
Gain

(5)
Identity of

Code 2
(J-P)

Method
Code 3

mm!ddhyy Code 2 Code I (J-P) (A-H)

(Q-W) 256. Royalty Interest-Blount Gas Unit, Nacogdoches Co., "IX 257. Royalty lnterest-Gohmert #1, Dewitt County, TX 258. Royalty Interest-Anderson L, Guadalupe County, TX 259. Royalty Interest-Oakland B, Cass County, TX 260. Mineral Interest-Ouachila County, AR 261. Mineral Interest-Caddo Parish, LA 262. Mineral Interest-Jefferson Davis Parish, LA 263. Mineral Interest-Vermilion Parish, LA 264. Mineral Interest-Adams County, MS 265. Mineral Interest-Marion County, MS 266. Mineral Interest-Rankin County, MS 267. Mineral Interest-Cherokee County, TX 268. Mineral Interest-Smith County, TX 269. 270. E A A A A Royalty Royalty Royalty Royalty None Royalty None None None None None None None J J J J J K J J J J J J J W W W W W W W W W W W W W

buyer/seller (if private transaction) See Sect. Vlll A. See Sect. VIll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A. See Sect. Vlll A. See Sect. VIll A. See Sect. VIII A. See Sect. VIII A. See Sect. VIII A.

I. Income Gain Codes: (See CoIumns BI and D4) 2. Value COd~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250,001 o $500.000 P3 =$25.000.001 - $50.000,000 Q =Appraisal O =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Eslate Only) V -Other

C =$2.501 - $5,000 Ill =$1.000.001 - $5.000.000 L =$50,001 - $109,000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000,000 S =Asscssrr~"m W =Estimated

D =$5.001 - $15.000 112 =More than $5,000.000 hi =$100.001 - $250.000 P2 =$5,000,001 * $25.000.000 T Gash Market

E -$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 20 of 2 !

Name of Person Reporting STAGG, TOM

Date of Report 05/05/201 !

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
A. ST. VRAIN, LLC

Until May 19, 2003, i was separate in property from my wife,~ Effective May 19, 2003,~.~ donated to a legal regime of community property between us a substantial portion of her separate assets. On the same day, she and I further transferred that properly to St. Vrain, LLC, a Louisiana limited liability company which we had established on May 14, 2003. Our transfer of the property to St. Vrain, LLC constituted a[~ community property capital contribution by us in that company. St. Vrain, LLC is now owned~.~’_’~..~ IS~.-’~’ ....... ~.., ..!. I am not a manager of the entity; I am not involved in its day-to-day operations; and i own a 25 % interest in it. For all of the first 57 years of our ma~ed life :~.-~.-..~ ~q property was her separate and paraphernal property, and none of it fell into the community property regime under Louisiana law. Prior to the formation of St. Vrain, LLC, none ofthe property, now owned by that enlity, was required to be listed in any disclosure filed by me because: I) the property was~=."~_..~ eparate and paraphernal property, and she alone had the financial interest and financial responsibility of it; 2) I did not derive or expect to derive a financial or economic benefit from the property and; 3) I had no knowledge concerning the property. Thus, pursuant to 5 U.S.C. Appendix 4, Sec. 102 (e)(l)(E), the property formerly owned solely by~;~ .i~ ~ nd now owned by St. Vrain, LLC, was not listed. The listing of St. Vrain, LLC holdings begins on page 6, item 38 and lists bonds, common stocks, mutual funds, and mineral properties in that order. St. Vrain holds title to mineral property rights in I 18 counties in 7 states, most of which are presently non-productive. These properties alone require some organizational structure and closer management than heretofore was possible. In accordance with the filing instructions, mineral properties with income levels less than $200 and valuation of less than $1000 are not listed.

FINANCIAL DISCLOSURE REPORT Page 21 of 21 IX. CERTIFICATION.

Name of Person Reporting STAGG, TOM

Date of Report 05/05/2011

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S[ TOM STAGG

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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